SEC 13F Intelligence

Managers / Q4 2019 · view latest →

GROESBECK INVESTMENT MANAGEMENT CORP /NJ/

CIK 0000923116 · 12 ROUTE 17 NORTH, SUITE 130, PARAMUS, NJ, 07652

Reported Value
$135M
Q4 2019
Positions
108
Filings on Record
30
2019–present window
Filed
Jan 22, 2020
original filing

Summary

Groesbeck Investment Management Corp /Nj/ reported $135M in U.S.-listed holdings across 108 positions for Q4 2019.

Its largest position, AVGO, represents 5.0% of the portfolio.

Compared with Q3 2019, the fund opened 8 new positions and exited 8.

Portfolio Metrics

Turnover
+12.6%
vs prior filed quarter
Top-10 Concentration
+37.6%
share of reported value
Largest Position
+5.0%
Broadcom Inc Com Com
New / Exited
8 / 8
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $131MQ1 ’19Q2 ’19: $123MQ3 ’19: $133MQ4 ’19: $135MQ2 ’20: $50MQ2 ’20Q3 ’20: $53MQ4 ’20: $61MQ1 ’21: $69MQ2 ’21: $78MQ2 ’21Q3 ’21: $87MQ4 ’21: $79MQ1 ’22: $89MQ2 ’22: $61MQ2 ’22Q3 ’22: $61MQ4 ’22: $60MQ1 ’23: $67MQ2 ’23: $66MQ2 ’23Q3 ’23: $66MQ4 ’23: $72MQ1 ’24: $94MQ2 ’24: $72MQ2 ’24Q3 ’24: $68MQ4 ’24: $77MQ1 ’25: $71MQ3 ’25: $51MQ3 ’25Q4 ’25: $53MQ1 ’26: $51Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 86.4%MLP: 7.4%Other: 3.2%REIT: 2.3%ADR: 0.8%
  • Common Stock · 86.4% · $117M
  • MLP · 7.4% · $10M
  • Other · 3.2% · $4M
  • REIT · 2.3% · $3M
  • ADR · 0.8% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
UPSUNITED PARCEL SVC INC CL B COMNEW+13.9K13.9K+$2M$2M
SPGSIMON PPTY GROUP INC NEW COM COMNEW+10.5K10.5K+$2M$2M
CMACOMERICA INC COM COMNEW+20.1K20.1K+$1M$1M
IPGINTERPUBLIC GROUP COS INC COM COMNEW+50.0K50.0K+$1M$1M
ZTSZOETIS INC CL A COMNEW+4.7K4.7K+$618,000$618,000
AKXANSYS INC COM COMNEW+1.6K1.6K+$421,000$421,000
ADPAUTOMATIC DATA PROCESSING COM COMNEW+2.0K2.0K+$341,000$341,000
PAYXPAYCHEX INC COMNEW+4.0K4.0K+$340,000$340,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

98 positions (from 108 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AVGOBROADCOM INC COM COMhistory →COM5.03%$7M21.6K
2ABBVABBVIE INC COM COMhistory →COM4.82%$7M73.7K
3OKEONEOK INC NEW COMhistory →COM4.05%$5M72.5K
4TROWPRICE T ROWE GROUP INC COMhistory →COM3.90%$5M43.3K
5LAM RESH CORP COM COMCOM3.78%$5M17.5K
6MPLXMPLX LP COM UNIT REP L COMhistory →COM3.70%$5M196.9K
7UNHUNITEDHEALTH GROUP INC COM COMhistory →COM3.60%$5M16.6K
8AMGNAMGEN INC COMhistory →COM3.36%$5M18.9K
9CDWCDW CORP COM COMhistory →COM2.96%$4M28.0K
10PRUPRUDENTIAL FINL INC COM COMhistory →COM2.44%$3M35.2K
11HBANHUNTINGTON BANCSHARES INC COM COMhistory →COM2.36%$3M211.7K
12CVSCVS CORP COMhistory →COM2.26%$3M41.1K
13AAPLAPPLE COMPUTER INC COMhistory →COM2.04%$3M9.4K
14WHRWHIRLPOOL CORP COMhistory →COM1.86%$3M17.1K
15FFORD MTR CO DEL COMhistory →COM1.72%$2M250.0K
16SNASNAP ON TOOLS CORP COM COMhistory →COM1.67%$2M13.3K
17MMM3M CO COM COMhistory →COM1.54%$2M11.8K
18DDOMINION RES INC VA NEW COMhistory →COM1.47%$2M24.0K
19MMACYS INC COM COMhistory →COM1.41%$2M112.3K
20LYBLYONDELLBASELL INDUSTRIES N SH COMhistory →COM1.39%$2M19.9K
21SEAGATE TECHNOLOGY PLC SHS COMCOM1.32%$2M30.0K
22FUNSIX FLAGS ENTMT CORP NEW COM COMhistory →COM1.31%$2M39.4K
23MCDMCDONALDS CORP COMhistory →COM1.31%$2M9.0K
24UPSUNITED PARCEL SVC INC CL B COMhistory →COM1.20%$2M13.9K
25ESNTESSENT GROUP LTD COM COMhistory →COM1.19%$2M30.9K
26SPGSIMON PPTY GROUP INC NEW COM COMhistory →COM1.16%$2M10.5K
27LAZARD LTD SHS A COMCOM1.15%$2M39.0K
28ABTABBOTT LABS COMhistory →COM1.15%$2M17.9K
29EQM MIDSTREAM PARTNERS LP UNIT COMCOM1.07%$1M48.5K
30CMACOMERICA INC COM COMhistory →COM1.06%$1M20.1K
31TXNTEXAS INSTRS INC COM COMhistory →COM1.00%$1M10.6K
32SWKSSKYWORKS SOLUTIONS INC COM COMCOM0.94%$1M10.5K
33ITWILLINOIS TOOL WKS INC COMCOM0.93%$1M7.0K
34SSNCSS&C TECHNOLOGIES HLDGS INC CO COMCOM0.93%$1M20.6K
35EPDENTERPRISE PRODS PARTNERS COMCOM0.90%$1M43.5K
36IPGINTERPUBLIC GROUP COS INC COM COMCOM0.85%$1M50.0K
37VVISA INC COM CL A COMCOM0.81%$1M5.9K
38AOSSMITH A O COM COMCOM0.81%$1M23.1K
39TALLGRASS ENERGY GP LP SHS CL COMCOM0.77%$1M47.0K
40CBRLCRACKER BARREL OLD CTRY STORCO COMCOM0.74%$1M6.5K
41BLUE CAP REINS HLDGS LTD COM COMCOM0.74%$998,000145.4K
42MAGELLAN MIDSTREAM PRTNRS LPCO COMCOM0.73%$988,00015.7K
43HDHOME DEPOT INC COMCOM0.73%$983,0004.5K
44ENBENBRIDGE INC COM COMCOM0.71%$962,00024.2K
45JPMJPMORGAN CHASE & CO COMCOM0.69%$937,0006.7K
46ODFLOLD DOMINION FGHT LINES INC CO COMCOM0.68%$927,0004.9K
47TMOTHERMO FISHER SCIENTIFIC COMCOM0.68%$923,0002.8K
48BKNGBOOKING HLDGS INC COMCOM0.64%$865,000421
49MSFTMICROSOFT COMCOM0.64%$860,0005.5K
50ULTAULTA SALON COSMETCS & FRAG ICO COMCOM0.60%$809,0003.2K
51PAYCPAYCOM SOFTWARE INC COM COMCOM0.60%$806,0003.0K
52FIVEFIVE BELOW INC COM COMCOM0.57%$772,0006.0K
53CICIGNA CORP NEW COM COMCOM0.53%$724,0003.5K
54PLNTPLANET FITNESS INC CL A COMCOM0.53%$718,0009.6K
55ETENERGY TRANSFER EQUITY L P COM COMCOM0.53%$716,00055.8K
56MUMICRON TECHNOLOGY INC COM COMCOM0.53%$713,00013.3K
57TSCOTRACTOR SUPPLY CO COM COMCOM0.52%$701,0007.5K
58ICEINTERCONTINENTAL EXCHANGE INCO COMCOM0.50%$680,0007.4K
59BABAALIBABA GROUP HLDG LTD SPONSOR COMCOM0.49%$666,0003.1K
60HONHONEYWELL INTL INC COM COMCOM0.48%$655,0003.7K
61PLDPROLOGIS INC COM COMCOM0.48%$647,0007.3K
62ORLYO REILLY AUTOMOTIVE INC NEW CO COMCOM0.47%$635,0001.4K
63BGSB & G FOODS INC NEW COM COMCOM0.46%$628,00035.0K
64URIUNITED RENTALS INC COM COMCOM0.46%$627,0003.8K
65ZTSZOETIS INC CL A COMCOM0.46%$618,0004.7K
66ZBRAZEBRA TECHNOLOGIES CORP CL A COMCOM0.45%$608,0002.4K
67HOLLY ENERGY PARTNERS L P COM COMCOM0.44%$601,00027.1K
68BLACKROCK INC COM COMCOM0.44%$600,0001.2K
69GPNGLOBAL PMTS INC COM COMCOM0.42%$568,0003.1K
70BABOEING CO COM COMCOM0.42%$567,0001.7K
71GOOGALPHABET CLASS C COMCOM0.41%$561,000419
72LHXL3 HARRIS TECHNOLOGIES INC COM COMCOM0.41%$554,0002.8K
73METAFACEBOOK INC CL A COMCOM0.41%$549,0002.7K
74WMBWILLIAMS COS INC COM COMCOM0.40%$548,00023.1K
75PYPLPAYPAL HLDGS INC COM COMCOM0.35%$472,0004.4K
76ICLRICON PLC SHS COMCOM0.35%$469,0002.7K
77AKXANSYS INC COM COMCOM0.31%$421,0001.6K
78DLRDIGITAL RLTY TR INC COM COMCOM0.30%$408,0003.4K
79KMIKINDER MORGAN INC DEL COM COMCOM0.30%$406,00019.2K
80HASHASBRO INC COMCOM0.30%$405,0003.8K
81CSCOCISCO SYS INC COMCOM0.29%$394,0008.2K
82MCKMCKESSON CORPORATION COM COMCOM0.28%$384,0002.8K
83MOMO INC ADR COMCOM0.26%$357,00010.7K
84ADPAUTOMATIC DATA PROCESSING COM COMCOM0.25%$341,0002.0K
85PAYXPAYCHEX INC COMCOM0.25%$340,0004.0K
86JNJJOHNSON & JOHNSON COMCOM0.24%$331,0002.3K
87WSOWATSCO INC COM COMCOM0.24%$328,0001.8K
88NKENIKE INC CL B COMCOM0.24%$324,0003.2K
89EMNEASTMAN CHEM CO COM COMCOM0.23%$305,0003.8K
90VFCV F CORP COMCOM0.20%$269,0002.7K
91FDXFEDEX CORP COM COMCOM0.19%$254,0001.7K
92CTRECARETRUST REIT INC COM COMCOM0.19%$252,00012.2K
93ELLAUDER ESTEE COS INC CL A COMCOM0.17%$233,0001.1K
94LMTLOCKHEED MARTIN CORP COM COMCOM0.17%$230,000590
95SBUXSTARBUCKS CORP COM COMCOM0.17%$229,0002.6K
96AMTAMERICAN TOWER CORP NEW COM COMCOM0.16%$218,000950
97AMZNAMAZON COM INC COM COMCOM0.16%$216,000117
98EWEDWARDS LIFESCIENCES CORP COM COMCOM0.16%$210,000900

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$51M94Apr 22, 202613F-HRchanges · EDGAR ↗
Q4 2025$53M94Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$51M56Oct 23, 202513F-HRchanges · EDGAR ↗
Q1 2025$71M84Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$77M87Jan 27, 202513F-HRchanges · EDGAR ↗
Q3 2024$68M66Oct 23, 202413F-HRchanges · EDGAR ↗
Q2 2024$72M71Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$94M95Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$72M76Jan 31, 202413F-HRchanges · EDGAR ↗
Q3 2023$66M94Oct 25, 202313F-HRchanges · EDGAR ↗
Q2 2023$66M98Jul 26, 202313F-HRchanges · EDGAR ↗
Q1 2023$67M99Apr 26, 202313F-HRchanges · EDGAR ↗
Q4 2022$60M93Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$61M101Oct 27, 202213F-HRchanges · EDGAR ↗
Q2 2022$61M101Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$89M124May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$79M106Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$87M122Oct 27, 202113F-HRchanges · EDGAR ↗
Q2 2021$78M104Jul 30, 202113F-HRchanges · EDGAR ↗
Q1 2021$69M104May 5, 202113F-HRchanges · EDGAR ↗
Q4 2020$61M91Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$53M94Oct 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$50M89Jul 6, 202013F-HRchanges · EDGAR ↗
Q4 2019$135M108Jan 22, 202013F-HRchanges · EDGAR ↗
Q3 2019$133M108Nov 5, 2019RESTATEMENTchanges · EDGAR ↗
Q2 2019$123M96Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$131M105May 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.