SEC 13F Intelligence

Managers / Q3 2019 · view latest →

GROESBECK INVESTMENT MANAGEMENT CORP /NJ/

CIK 0000923116 · 12 ROUTE 17 NORTH, SUITE 130, PARAMUS, NJ, 07652

Reported Value
$133M
Q3 2019
Positions
108
Filings on Record
30
2019–present window
Filed
Nov 5, 2019
amendment (RESTATEMENT)

Summary

Groesbeck Investment Management Corp /Nj/ reported $133M in U.S.-listed holdings across 108 positions for Q3 2019.

Its largest position, AVGO, represents 4.6% of the portfolio.

Compared with Q2 2019, the fund opened 7 new positions and exited 4.

Portfolio Metrics

Turnover
+5.5%
vs prior filed quarter
Top-10 Concentration
+35.2%
share of reported value
Largest Position
+4.6%
Broadcom Inc Com Com
New / Exited
7 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $131MQ1 ’19Q2 ’19: $123MQ3 ’19: $133MQ4 ’19: $135MQ2 ’20: $50MQ2 ’20Q3 ’20: $53MQ4 ’20: $61MQ1 ’21: $69MQ2 ’21: $78MQ2 ’21Q3 ’21: $87MQ4 ’21: $79MQ1 ’22: $89MQ2 ’22: $61MQ2 ’22Q3 ’22: $61MQ4 ’22: $60MQ1 ’23: $67MQ2 ’23: $66MQ2 ’23Q3 ’23: $66MQ4 ’23: $72MQ1 ’24: $94MQ2 ’24: $72MQ2 ’24Q3 ’24: $68MQ4 ’24: $77MQ1 ’25: $71MQ3 ’25: $51MQ3 ’25Q4 ’25: $53MQ1 ’26: $51Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 82.3%MLP: 10.5%Other: 4.3%REIT: 1.4%ADR: 1.3%ETP: 0.2%
  • Common Stock · 82.3% · $110M
  • MLP · 10.5% · $14M
  • Other · 4.3% · $6M
  • REIT · 1.4% · $2M
  • ADR · 1.3% · $2M
  • ETP · 0.2% · $297,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LHXL3 HARRIS TECHNOLOGIES INC COM COMNEW+2.8K2.8K+$584,000$584,000
WMBWILLIAMS COS INC COM COMNEW+23.8K23.8K+$574,000$574,000
SPYTR UNIT SER 1 COMNEW+1.0K1.0K+$297,000$297,000
EWEDWARDS LIFESCIENCES CORP COM COMNEW+1.1K1.1K+$242,000$242,000
CSCOCISCO SYS INC COMNEW+4.8K4.8K+$236,000$236,000
LMTLOCKHEED MARTIN CORP COM COMNEW+580580+$226,000$226,000
GOOGLALPHABET CLASS A COMNEW+180180+$220,000$220,000
CBRLCRACKER BARREL OLD CTRY STORCO COMADDED+4.4K6.5K+$701,000$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

98 positions (from 108 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AVGOBROADCOM INC COM COMhistory →COM4.62%$6M22.3K
2ABBVABBVIE INC COM COMhistory →COM4.31%$6M75.9K
3MPLXMPLX LP COM UNIT REP L COMhistory →COM4.29%$6M204.6K
4OKEONEOK INC NEW COMhistory →COM4.06%$5M73.5K
5TROWPRICE T ROWE GROUP INC COMhistory →COM3.89%$5M45.4K
6LAM RESH CORP COM COMCOM3.10%$4M17.9K
7CDWCDW CORP COM COMhistory →COM2.83%$4M30.7K
8AMGNAMGEN INC COMhistory →COM2.81%$4M19.4K
9UNHUNITEDHEALTH GROUP INC COM COMhistory →COM2.80%$4M17.2K
10PRUPRUDENTIAL FINL INC COM COMhistory →COM2.48%$3M36.9K
11HOLLY ENERGY PARTNERS L P COM COMCOM2.42%$3M128.1K
12HBANHUNTINGTON BANCSHARES INC COM COMhistory →COM2.26%$3M211.7K
13TALLGRASS ENERGY GP LP SHS CL COMCOM2.24%$3M148.7K
14WHRWHIRLPOOL CORP COMhistory →COM2.12%$3M17.8K
15CVSCVS CORP COMhistory →COM1.99%$3M42.1K
16MMACYS INC COM COMhistory →COM1.96%$3M168.1K
17LAZARD LTD SHS A COMCOM1.81%$2M69.0K
18FFORD MTR CO DEL COMhistory →COM1.72%$2M250.0K
19AAPLAPPLE COMPUTER INC COMhistory →COM1.65%$2M9.8K
20SNASNAP ON TOOLS CORP COM COMhistory →COM1.62%$2M13.8K
21FUNSIX FLAGS ENTMT CORP NEW COM COMhistory →COM1.58%$2M41.5K
22DDOMINION RES INC VA NEW COMhistory →COM1.50%$2M24.7K
23ABTABBOTT LABS COMhistory →COM1.34%$2M21.3K
24LYBLYONDELLBASELL INDUSTRIES N SH COMhistory →COM1.33%$2M19.9K
25EQM MIDSTREAM PARTNERS LP UNIT COMCOM1.31%$2M53.6K
26SEAGATE TECHNOLOGY PLC SHS COMCOM1.21%$2M30.0K
27LCIILCI IND INC COMhistory →COM1.18%$2M17.2K
28EPDENTERPRISE PRODS PARTNERS COMhistory →COM1.11%$1M51.8K
29TXNTEXAS INSTRS INC COM COMhistory →COM1.07%$1M11.0K
30MMM3M CO COM COMhistory →COM1.00%$1M8.2K
31BLUE CAP REINS HLDGS LTD COM COMCOM1.00%$1M181.2K
32PLAYDAVE & BUSTERS ENTMT INC COM COMCOM0.89%$1M30.3K
33MOMO INC ADR COMCOM0.87%$1M37.4K
34ESNTESSENT GROUP LTD COM COMCOM0.82%$1M23.1K
35ITWILLINOIS TOOL WKS INC COMCOM0.82%$1M7.0K
36MAGELLAN MIDSTREAM PRTNRS LPCO COMCOM0.80%$1M16.1K
37MCDMCDONALDS CORP COMCOM0.80%$1M5.0K
38CBRLCRACKER BARREL OLD CTRY STORCO COMCOM0.79%$1M6.5K
39AOSSMITH A O COM COMCOM0.77%$1M21.5K
40ODFLOLD DOMINION FGHT LINES INC CO COMCOM0.75%$997,0005.9K
41TMOTHERMO FISHER SCIENTIFIC COMCOM0.74%$987,0003.4K
42CTSHCOGNIZANT TECHNLGY SLTNS CORCL COMCOM0.71%$946,00015.7K
43SSNCSS&C TECHNOLOGIES HLDGS INC CO COMCOM0.71%$943,00018.3K
44MSFTMICROSOFT COMCOM0.70%$935,0006.7K
45VVISA INC COM CL A COMCOM0.70%$932,0005.4K
46BKNGBOOKING HLDGS INC COMCOM0.69%$915,000466
47BABOEING CO COM COMCOM0.67%$891,0002.3K
48ULTAULTA SALON COSMETCS & FRAG ICO COMCOM0.65%$869,0003.5K
49ENBENBRIDGE INC COM COMCOM0.64%$849,00024.2K
50SWKSSKYWORKS SOLUTIONS INC COM COMCOM0.63%$843,00010.6K
51ICEINTERCONTINENTAL EXCHANGE INCO COMCOM0.63%$838,0009.1K
52JPMJPMORGAN CHASE & CO COMCOM0.61%$811,0006.9K
53FIVEFIVE BELOW INC COM COMCOM0.60%$806,0006.4K
54ETENERGY TRANSFER EQUITY L P COM COMCOM0.57%$755,00057.7K
55TSCOTRACTOR SUPPLY CO COM COMCOM0.55%$730,0008.1K
56PLDPROLOGIS INC COM COMCOM0.53%$710,0008.3K
57PAYCPAYCOM SOFTWARE INC COM COMCOM0.53%$701,0003.3K
58ORLYO REILLY AUTOMOTIVE INC NEW CO COMCOM0.52%$693,0001.7K
59BLACKROCK INC COM COMCOM0.50%$672,0001.5K
60BGSB & G FOODS INC NEW COM COMCOM0.50%$662,00035.0K
61HONHONEYWELL INTL INC COM COMCOM0.48%$644,0003.8K
62MUMICRON TECHNOLOGY INC COM COMCOM0.47%$624,00014.6K
63CICIGNA CORP NEW COM COMCOM0.44%$590,0003.9K
64BABAALIBABA GROUP HLDG LTD SPONSOR COMCOM0.44%$585,0003.5K
65LHXL3 HARRIS TECHNOLOGIES INC COM COMCOM0.44%$584,0002.8K
66WMBWILLIAMS COS INC COM COMCOM0.43%$574,00023.8K
67PLNTPLANET FITNESS INC CL A COMCOM0.42%$556,0009.6K
68HASHASBRO INC COMCOM0.41%$548,0004.6K
69ZBRAZEBRA TECHNOLOGIES CORP CL A COMCOM0.41%$543,0002.6K
70METAFACEBOOK INC CL A COMCOM0.40%$539,0003.0K
71GOOGALPHABET CLASS C COMCOM0.40%$536,000439
72DLRDIGITAL RLTY TR INC COM COMCOM0.40%$530,0004.1K
73HDHOME DEPOT INC COMCOM0.39%$521,0002.2K
74ICLRICON PLC SHS COMCOM0.39%$519,0003.5K
75GPNGLOBAL PMTS INC COM COMCOM0.38%$510,0003.2K
76URIUNITED RENTALS INC COM COMCOM0.36%$481,0003.9K
77KMIKINDER MORGAN INC DEL COM COMCOM0.33%$441,00021.4K
78CELGCELGENE CORP COM COMCOM0.33%$440,0004.4K
79MCKMCKESSON CORPORATION COM COMCOM0.32%$425,0003.1K
80GRUBHUB INC COM COMCOM0.31%$419,0007.5K
81PYPLPAYPAL HLDGS INC COM COMCOM0.30%$396,0003.8K
82WSOWATSCO INC COM COMCOM0.29%$392,0002.3K
83ELLAUDER ESTEE COS INC CL A COMCOM0.23%$304,0001.5K
84VFCV F CORP COMCOM0.23%$303,0003.4K
85NKENIKE INC CL B COMCOM0.23%$301,0003.2K
86SPYTR UNIT SER 1 COMCOM0.22%$297,0001.0K
87JNJJOHNSON & JOHNSON COMCOM0.22%$294,0002.3K
88EMNEASTMAN CHEM CO COM COMCOM0.22%$293,0004.0K
89SBUXSTARBUCKS CORP COM COMCOM0.22%$292,0003.3K
90CTRECARETRUST REIT INC COM COMCOM0.22%$287,00012.2K
91AMTAMERICAN TOWER CORP NEW COM COMCOM0.21%$282,0001.3K
92FDXFEDEX CORP COM COMCOM0.19%$252,0001.7K
93EWEDWARDS LIFESCIENCES CORP COM COMCOM0.18%$242,0001.1K
94ECLECOLAB INC COM COMCOM0.18%$238,0001.2K
95CSCOCISCO SYS INC COMCOM0.18%$236,0004.8K
96STZCONSTELLATION BRANDS INC CL A COMCOM0.17%$228,0001.1K
97LMTLOCKHEED MARTIN CORP COM COMCOM0.17%$226,000580
98AMZNAMAZON COM INC COM COMCOM0.15%$203,000117

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$51M94Apr 22, 202613F-HRchanges · EDGAR ↗
Q4 2025$53M94Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$51M56Oct 23, 202513F-HRchanges · EDGAR ↗
Q1 2025$71M84Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$77M87Jan 27, 202513F-HRchanges · EDGAR ↗
Q3 2024$68M66Oct 23, 202413F-HRchanges · EDGAR ↗
Q2 2024$72M71Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$94M95Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$72M76Jan 31, 202413F-HRchanges · EDGAR ↗
Q3 2023$66M94Oct 25, 202313F-HRchanges · EDGAR ↗
Q2 2023$66M98Jul 26, 202313F-HRchanges · EDGAR ↗
Q1 2023$67M99Apr 26, 202313F-HRchanges · EDGAR ↗
Q4 2022$60M93Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$61M101Oct 27, 202213F-HRchanges · EDGAR ↗
Q2 2022$61M101Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$89M124May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$79M106Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$87M122Oct 27, 202113F-HRchanges · EDGAR ↗
Q2 2021$78M104Jul 30, 202113F-HRchanges · EDGAR ↗
Q1 2021$69M104May 5, 202113F-HRchanges · EDGAR ↗
Q4 2020$61M91Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$53M94Oct 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$50M89Jul 6, 202013F-HRchanges · EDGAR ↗
Q4 2019$135M108Jan 22, 202013F-HRchanges · EDGAR ↗
Q3 2019$133M108Nov 5, 2019RESTATEMENTchanges · EDGAR ↗
Q2 2019$123M96Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$131M105May 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.