SEC 13F Intelligence

Managers / Q3 2020 · view latest →

VALLEY NATIONAL ADVISERS INC

CIK 0000773411 · 1655 VALLEY CENTER PARKWAY, SUITE 100, BETHLEHEM, PA, 18017 · 610-868-9000

Reported Value
$437M
Q3 2020
Positions
843
Filings on Record
30
2019–present window
Filed
Nov 13, 2020
original filing

Summary

Valley National Advisers Inc reported $437M in U.S.-listed holdings across 843 positions for Q3 2020.

The portfolio is heavily concentrated: SCHO alone accounts for 25.4% of reported value.

Compared with Q2 2020, the fund opened 32 new positions and exited 39.

Portfolio Metrics

Turnover
+7.6%
vs prior filed quarter
Top-10 Concentration
+62.4%
share of reported value
Largest Position
+25.4%
Schwab Strategic Tr
New / Exited
32 / 39
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $308MQ4 ’18Q1 ’19: $349MQ2 ’19: $364MQ3 ’19: $365MQ4 ’19: $400MQ4 ’19Q1 ’20: $362MQ2 ’20: $434MQ3 ’20: $437MQ4 ’20: $477MQ4 ’20Q1 ’21: $512MQ2 ’21: $548MQ3 ’21: $553MQ4 ’21: $542MQ4 ’21Q1 ’22: $522MQ2 ’22: $474MQ3 ’22: $480MQ4 ’22: $557MQ4 ’22Q1 ’23: $569MQ2 ’23: $595MQ3 ’23: $572MQ4 ’23: $630MQ4 ’23Q1 ’24: $662MQ2 ’24: $674MQ3 ’24: $554MQ4 ’24: $557MQ4 ’24Q1 ’25: $554MQ2 ’25: $613MQ3 ’25: $646MQ4 ’25: $722MQ4 ’25Q1 ’26: $773Mfilingsflow.com

Portfolio Composition

By security type
ETP: 58.7%Common Stock: 38.6%ADR: 1.6%Other: 0.9%MLP: 0.1%Other: 0.1%
  • ETP · 58.7% · $256M
  • Common Stock · 38.6% · $169M
  • ADR · 1.6% · $7M
  • Other · 0.9% · $4M
  • MLP · 0.1% · $412,000
  • Other · 0.1% · $528,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IBDRISHARES TRNEW+5.5K5.5K+$148,000$148,000
IBDTISHARES TRNEW+5.1K5.1K+$148,000$148,000
ISHARES TRNEW+5.5K5.5K+$148,000$148,000
ISHARES TRNEW+5.5K5.5K+$148,000$148,000
IBDUISHARES TRNEW+5.5K5.5K+$148,000$148,000
DIREXION SHS ETF TRNEW+10.4K10.4K+$137,000$137,000
BANK OF MONTREALNEW+4.8K4.8K+$42,000$42,000
ISHARES TRNEW+1.6K1.6K+$37,000$37,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

376 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHOSCHWAB STRATEGIC TRSHT TM US TRES · US LRG CAP ETF · US BRD MKT ETF · US MID-CAP ETF · INTL EQTY ETF · US DIVIDEND EQ · US SML CAP ETF · EMRG MKTEQ ETF · SCHWAB FDT US LG · INTL SCEQT ETF · SCHWB FDT INT LG · US LCAP GR ETF · SCHWAB FDT US BM · SCHWB FDT EMK LG · SCHWAB FDT US SC · US AGGREGATE B · SCHWB FDT INT SC · US REIT ETF25.43%$111M2.06M
2JPSTJ P MORGAN EXCHANGE-TRADED Fhistory →ULTRA SHRT INC7.35%$32M632.2K
3BSCRINVESCO EXCH TRD SLF IDX FDBULSHS 2021 CB · BULSHS 2020 CB · BULSHS 2022 CB · BULSHS 2023 CB · BULSHS 2023 HY · BULSHS 2025 CB · BULSHS 2024 CB · BULSHS 2027 CB · BULSHS 2026 CB6.17%$27M1.26M
4TOTLSSGA ACTIVE ETF TRhistory →SPDR TR TACTIC5.18%$23M459.2K
5AAPLAPPLE INChistory →COM4.85%$21M183.1K
6BONDPIMCO ETF TRACTIVE BD ETF · ENHAN SHRT MA AC3.62%$16M140.6K
7MSFTMICROSOFT CORPhistory →COM3.07%$13M63.8K
8STOTSSGA ACTIVE TRhistory →SPDR DBLELN SHRT2.82%$12M247.8K
9ISTBISHARES TRCORE 1 5 YR USD · EXPONENTIAL TECH · RUS 1000 GRW ETF · NASDAQ BIOTECH · U.S. MED DVC ETF · EXPANDED TECH · SELECT DIVID ETF · RUS MID CAP ETF · SP SMCP600VL ETF · S&P MC 400VL ETF · S&P SML 600 GWT · IBONDS DEC 29 · IBONDS DEC25 ETF · IBONDS DEC2026 · IBDS DEC28 ETF · IBONDS 27 ETF · CORE S&P500 ETF · 1 3 YR TREAS BD · S&P MC 400GR ETF · EAFE GRWTH ETF · ESG AW MSCI EAFE · MSCI ACWI ETF · RUS 1000 VAL ETF · IBONDS DEC20 ETF · US HOME CONS ETF · IBONDS 23 TRM HG · IBONDS 21 TRM HG · IBONDS 24 TRM HG · IBONDS 22 TRM HG · IBONDS 25 TRM HG · MSCI USA MIN VOL · RUS 1000 ETF · SHRT NAT MUN ETF · CORE S&P TTL STK · US INFRASTRUC · IBONDS DEC22 ETF · GLB INFRASTR ETF · RUS MDCP VAL ETF · U.S. CNSM GD ETF · IBONDS DEC21 ETF · S&P 500 VAL ETF · US AER DEF ETF2.22%$10M146.7K
10AMGNAMGEN INChistory →COM1.69%$7M29.0K
11AMZNAMAZON COM INChistory →COM1.30%$6M1.8K
12CMCSACOMCAST CORP NEWhistory →CL A1.26%$6M119.1K
13LOWLOWES COS INChistory →COM1.07%$5M28.3K
14DISDISNEY WALT COCOM DISNEY0.86%$4M30.3K
15UNPUNION PAC CORPCOM0.86%$4M19.0K
16HONHONEYWELL INTL INCCOM0.80%$3M21.3K
17AVGOBROADCOM INCCOM0.71%$3M8.5K
18UNHUNITEDHEALTH GROUP INCCOM0.70%$3M9.9K
19MCDMCDONALDS CORPCOM0.70%$3M13.9K
20BDXBECTON DICKINSON & COCOM0.68%$3M12.8K
21ARKGARK ETF TRGENOMIC REV ETF · NEXT GNRTN INTER · FINTECH INNOVA0.66%$3M46.8K
22RSPTINVESCO EXCHANGE TRADED FD TS&P500 EQL TEC · WILDERHIL CLAN · WATER RES ETF · FTSE RAFI 1000 · S&P500 EQL HLT · S&P500 QUALITY · S&P500 EQL DIS0.65%$3M36.3K
23PEPPEPSICO INCCOM0.62%$3M19.5K
24PFEPFIZER INCCOM0.61%$3M72.5K
25SCHWSCHWAB CHARLES CORPCOM0.57%$2M68.5K
26NVONOVO-NORDISK A SADR0.54%$2M34.1K
27VUGVANGUARD INDEX FDSGROWTH ETF · TOTAL STK MKT · LARGE CAP ETF · SMALL CP ETF · SML CP GRW ETF · REAL ESTATE ETF · MID CAP ETF · SM CP VAL ETF · MCAP GR IDXVIP0.52%$2M14.1K
28CVSCVS HEALTH CORPCOM0.50%$2M37.0K
29HAILSPDR SER TRS&P KENSHO SMART · S&P KENSHO INTLG · S&P BIOTECH · S&P DIVID ETF · PRTFLO S&P500 VL · BLOMBRG BRC INTL · NUVEEN BLMBRG SR · S&P REGL BKG · SSGA US SMAL ETF · BLOOMBERG SRT TR · S&P SEMICNDCTR0.48%$2M47.5K
30EMREMERSON ELEC COCOM0.46%$2M30.8K
31NVSNOVARTIS AGSPONSORED ADR0.45%$2M22.8K
32VGTVANGUARD WORLD FDSINF TECH ETF · CONSUM DIS ETF0.45%$2M6.6K
33APDAIR PRODS & CHEMS INCCOM0.43%$2M6.4K
34VZVERIZON COMMUNICATIONS INCCOM0.43%$2M31.7K
35JPMJPMORGAN CHASE & COCOM0.42%$2M19.1K
36FTSFORTIS INCCOM0.42%$2M44.8K
37BLACKROCK INCCOM0.41%$2M3.2K
38MSMMSC INDL DIRECT INCCL A0.40%$2M27.9K
39BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.40%$2M8.2K
40UNILEVER PLCSPON ADR NEW0.39%$2M27.5K
41TFCTRUIST FINL CORPCOM0.38%$2M43.8K
42COFCAPITAL ONE FINL CORPCOM0.35%$2M21.5K
43PPLPPL CORPCOM0.35%$2M56.5K
44CVXCHEVRON CORP NEWCOM0.34%$1M20.5K
45SPYSPDR S&P 500 ETF TRTR UNIT0.34%$1M4.4K
46CSCOCISCO SYS INCCOM0.32%$1M35.5K
47EXMOCEXXON MOBIL CORPCOM0.31%$1M39.9K
48AMATAPPLIED MATLS INCCOM0.31%$1M23.0K
49EMNEASTMAN CHEM COCOM0.31%$1M17.5K
50JNJJOHNSON & JOHNSONCOM0.30%$1M8.8K
51INTCINTEL CORPCOM0.29%$1M24.7K
52ETF MANAGERS TRWEDBUSH VID GAME · PRIME CYBR SCRTY · PRIME MOBILE PAY · ETFMG ALTR HRVST0.29%$1M24.1K
53PGPROCTER AND GAMBLE COCOM0.29%$1M9.1K
54EXCHANGE TRADED CONCEPTS TRROBO GLB ETF · EMQQ EM INTERN0.28%$1M24.7K
55GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.27%$1M812
56METAFACEBOOK INCCL A0.27%$1M4.4K
57USBUS BANCORP DELCOM NEW0.26%$1M31.5K
58LLYLILLY ELI & COCOM0.26%$1M7.6K
59ABBVABBVIE INCCOM0.26%$1M12.8K
60MOOVANECK VECTORS ETF TRAGRIBUSINESS ETF · ENVIRONMENTAL SV · SHORT MUNI ETF0.25%$1M14.5K
61MRKMERCK & CO. INCCOM0.25%$1M13.2K
62GLOBAL X FDSHELTH WELL ETF · LNTY THMTC ETF0.25%$1M45.3K
63ETNEATON CORP PLCSHS0.24%$1M10.3K
64IHDGWISDOMTREE TRITL HDG QTLY DIV · INTL EQUITY FD · US MIDCAP DIVID · US LARGECAP DIVD · US SMALLCAP DIVD0.24%$1M27.9K
65TAT&T INCCOM0.24%$1M36.2K
66VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.23%$1M12.6K
67IPGINTERPUBLIC GROUP COS INCCOM0.23%$1M60.0K
68BXBLACKSTONE GROUP INCCOM CL A0.23%$989,00018.9K
69MDTMEDTRONIC PLCSHS0.22%$959,0009.2K
70TROWPRICE T ROWE GROUP INCCOM0.21%$931,0007.3K
71WMTWALMART INCCOM0.21%$897,0006.4K
72CMICUMMINS INCCOM0.20%$893,0004.2K
73TTTRANE TECHNOLOGIES PLCSHS0.20%$877,0007.2K
74ETF SER SOLUTIONSDEFIANCE NEXT0.20%$877,00030.8K
75MELIMERCADOLIBRE INCCOM0.20%$866,000800
76BMYBRISTOL-MYERS SQUIBB COCOM0.20%$862,00014.3K
77TJXTJX COS INC NEWCOM0.19%$843,00015.1K
78WFCWELLS FARGO CO NEWCOM0.19%$826,00035.1K
79NOCNORTHROP GRUMMAN CORPCOM0.19%$815,0002.6K
80MXIMMAXIM INTEGRATED PRODS INCCOM0.18%$781,00011.5K
81LMTLOCKHEED MARTIN CORPCOM0.18%$777,0002.0K
82QCOMQUALCOMM INCCOM0.17%$760,0006.5K
83ADIANALOG DEVICES INCCOM0.17%$723,0006.2K
84NKENIKE INCCL B0.16%$720,0005.7K
85FMSFRESENIUS MED CARE AG&CO KGASPONSORED ADR0.16%$718,00016.9K
86SNYSANOFISPONSORED ADR0.15%$666,00013.3K
87NSCNORFOLK SOUTHN CORPCOM0.15%$659,0003.1K
88NOBLPROSHARES TRS&P 500 DV ARIST · DJ BRKFLD GLB0.15%$643,0009.1K
89IBUYAMPLIFY ETF TRONLIN RETL ETF0.14%$631,0007.2K
90CBCHUBB LIMITEDCOM0.14%$629,0005.4K
91ABTABBOTT LABSCOM0.14%$627,0005.8K
92UPSUNITED PARCEL SERVICE INCCL B0.14%$624,0003.7K
93ABBNYABB LTDSPONSORED ADR0.13%$584,00023.0K
94HUBBHUBBELL INCCOM0.13%$564,0004.1K
95BABOEING COCOM0.13%$556,0003.4K
96PMPHILIP MORRIS INTL INCCOM0.12%$545,0007.3K
97TSLATESLA INCCOM0.12%$540,0001.3K
98SBIOALPS ETF TRMED BREAKTHGH · ALERIAN ENERGY0.12%$536,00014.8K
99APOLLO GLOBAL MGMT INCCOM CL A0.12%$535,00012.0K
100BIVVANGUARD BD INDEX FDSINTERMED TERM · TOTAL BND MRKT · SHORT TRM BOND0.12%$533,0005.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$773M982Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$722M1,023Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$646M973Oct 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$613M957Jul 22, 202513F-HRchanges · EDGAR ↗
Q1 2025$554M970Apr 25, 202513F-HRchanges · EDGAR ↗
Q4 2024$557M894Jan 24, 202513F-HRchanges · EDGAR ↗
Q3 2024$554M864Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$674M1,260Jul 18, 202413F-HRchanges · EDGAR ↗
Q1 2024$662M1,306Apr 19, 202413F-HRchanges · EDGAR ↗
Q4 2023$630M1,286Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$572M1,158Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$595M1,077Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$569M1,062Apr 26, 202313F-HRchanges · EDGAR ↗
Q4 2022$557M981Jan 12, 202313F-HRchanges · EDGAR ↗
Q3 2022$480M994Nov 8, 202213F-HRchanges · EDGAR ↗
Q2 2022$474M974Jul 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$522M985May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$542M973Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$553M932Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$548M940Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$512M891May 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$477M854Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$437M843Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$434M850Aug 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$362M839May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$400M824Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$365M823Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$364M784Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$349M788Apr 26, 201913F-HRchanges · EDGAR ↗
Q4 2018$308M827Feb 25, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.