SEC 13F Intelligence

SBIOALPS ETF TR

CUSIP 00162Q593 · Yahoo Finance ↗ · Google Finance ↗

Alps Etf Tr (SBIO) has 58 institutional holders in Filings Flow’s 13F database, together reporting 829.3K shares worth $43M as of Q1 2026. The largest reported holders are Phoenix Financial Ltd., Delta Investment Management, LLC, and Bank Of America Corp /De/.

Institutional Holders
58
Q1 2026
Reported Value
$43M
Ticker
SBIO
Quarters Tracked
28

Ownership Trend

Institutional holders
Q2 ’19: 40Q2 ’19Q3 ’19: 39Q4 ’19: 42Q1 ’20: 38Q2 ’20: 45Q2 ’20Q3 ’20: 46Q4 ’20: 57Q1 ’21: 63Q2 ’21: 58Q2 ’21Q3 ’21: 53Q4 ’21: 58Q1 ’22: 49Q2 ’22: 44Q2 ’22Q3 ’22: 38Q4 ’22: 42Q1 ’23: 35Q2 ’23: 36Q2 ’23Q3 ’23: 30Q4 ’23: 29Q1 ’24: 31Q2 ’24: 33Q2 ’24Q3 ’24: 30Q4 ’24: 31Q1 ’25: 31Q2 ’25: 36Q2 ’25Q3 ’25: 37Q4 ’25: 58Q1 ’26: 58filingsflow.com
Total reported value
Q2 ’19: $29MQ2 ’19Q3 ’19: $28MQ4 ’19: $35MQ1 ’20: $28MQ2 ’20: $35MQ2 ’20Q3 ’20: $34MQ4 ’20: $43MQ1 ’21: $46MQ2 ’21: $43MQ2 ’21Q3 ’21: $40MQ4 ’21: $40MQ1 ’22: $24MQ2 ’22: $18MQ2 ’22Q3 ’22: $19MQ4 ’22: $16MQ1 ’23: $12MQ2 ’23: $12MQ2 ’23Q3 ’23: $9MQ4 ’23: $9MQ1 ’24: $11MQ2 ’24: $11MQ2 ’24Q3 ’24: $11MQ4 ’24: $16MQ1 ’25: $67MQ2 ’25: $75MQ2 ’25Q3 ’25: $110MQ4 ’25: $79MQ1 ’26: $43Mfilingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
Phoenix Financial Ltd.$10.5B AUM0.41%$38M1.47MQ4 2025OLDER
Delta Investment Management, LLC$559M AUM1.06%$6M119.3KQ4 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$5M98.7KQ1 2026
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$3M60.8KQ1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$3M60.7KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$3M53.8KQ1 2026
UBS Group AG$666.3B AUM0.00%$2M46.2KQ1 2026
LPL Financial LLC$376.6B AUM0.00%$2M46.0KQ1 2026
MORGAN STANLEY$1.67T AUM0.00%$2M41.7KQ1 2026
CONNORS INVESTOR SERVICES INC$1.1B AUM0.20%$2M41.2KQ1 2026
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$2M33.1KQ4 2025OLDER
GRIFFIN ASSET MANAGEMENT, INC.$887M AUM0.18%$2M30.7KQ1 2026
Moran Wealth Management, LLC$3.3B AUM0.05%$2M29.3KQ1 2026
Strategic Financial Services, Inc.$2.1B AUM0.06%$1M24.9KQ1 2026
STIFEL FINANCIAL CORP$108.8B AUM0.00%$1M23.1KQ1 2026
Sterling Investment Advisors, Ltd.$552M AUM0.21%$1M22.0KQ1 2026
GTS SECURITIES LLC$2.8B AUM0.04%$995,87319.0KQ1 2026
NTV ASSET MANAGEMENT LLC$910M AUM0.11%$958,76418.3KQ1 2026
Virtu Financial LLC$2.4B AUM0.04%$927,00017.7KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$925,37117.7KQ1 2026
SILVER OAK SECURITIES, INCORPORATED$1.4B AUM0.06%$868,26816.6KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$769,25014.7KQ1 2026
BOK Financial Private Wealth, Inc.$1.7B AUM0.04%$680,42013.0KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$607,00011.6KQ1 2026
DAVENPORT & Co LLC$20.4B AUM0.00%$580,97411.1KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$467,7378.9KQ1 2026
ELEVATION POINT WEALTH PARTNERS, LLC$4.3B AUM0.01%$466,6118.9KQ1 2026
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$466,0358.9KQ1 2026
Vestmark Advisory Solutions, Inc.$9.0B AUM0.01%$462,7908.8KQ1 2026
McGuire Investment Group, LLC$885M AUM0.05%$460,4878.8KQ1 2026
Phoenix Wealth Advisors$253M AUM0.17%$441,3318.4KQ1 2026
EXENCIAL WEALTH ADVISORS, LLC$3.2B AUM0.01%$436,2098.3KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$428,4418.2KQ1 2026
Fulcrum Equity Management$136M AUM0.37%$384,0487.5KQ4 2025OLDER
Jaffetilchin Investment Partners, LLC$1.7B AUM0.02%$339,7916.5KQ1 2026
Farther Finance Advisors, LLC$10.6B AUM0.00%$263,1375.0KQ1 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$257,4325.0KQ4 2025OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$244,1664.7KQ1 2026
Financial Advocates Investment Management$178M AUM0.02%$242,8148.1KQ2 2025OLDER
Retirement Planning Co of New England, Inc.$246M AUM0.10%$238,7594.6KQ1 2026
Ally Invest Advisors Inc.$1.5B AUM0.01%$221,0654.2KQ1 2026
Janney Montgomery Scott LLC$40.4B AUM0.00%$220,0004.2KQ1 2026
Keystone Financial Group$1.5B AUM0.01%$209,3604.0KQ1 2026
CDKV HOLDINGS LLC$114M AUM0.12%$140,2722.7KQ1 2026
AllSquare Wealth Management LLC$189M AUM0.04%$81,2932.1KQ4 2025OLDER
Rossby Financial, LCC$489M AUM0.01%$72,9471.4KQ1 2026
Rockefeller Capital Management L.P.$56.4B AUM0.00%$55,3141.1KQ1 2026
US BANCORP \DE\$82.4B AUM0.00%$52,3401.0KQ1 2026
MGB Wealth Management, LLC$350M AUM0.01%$51,2201.0KQ4 2025OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$33,856661Q4 2025OLDER
COMERICA BANK$25.1B AUM0.00%$27,201700Q3 2025OLDER
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$18,319350Q1 2026
AE Wealth Management LLC$18.5B AUM0.00%$14,342280Q4 2025OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$10,468200Q1 2026
IFP Advisors, Inc$4.8B AUM0.00%$9,979332Q2 2025OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$9,421180Q1 2026
Aptus Capital Advisors, LLC$12.7B AUM0.00%$9,421180Q1 2026
Asset Dedication, LLC$1.4B AUM0.00%$8,741167Q1 2026
SouthState Bank Corp$2.1B AUM0.00%$7,328140Q1 2026
FMR LLC$1.90T AUM0.00%$6,019115Q1 2026
Garton & Associates Financial Advisors LLC$122M AUM0.00%$5,361105Q4 2025OLDER
Salomon & Ludwin, LLC$1.1B AUM0.00%$5,349100Q1 2026
First Command Advisory Services, Inc.$14.8B AUM0.00%$5,234100Q1 2026
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$5,234100Q1 2026
Pinnacle Wealth Planning Services, Inc.$968M AUM0.00%$3,08859Q1 2026
Motiv8 Investments LLC$183M AUM0.00%$3,00060Q4 2025OLDER
Spire Wealth Management$3.3B AUM0.00%$2,77453Q1 2026
Wealth Watch Advisors, INC$239M AUM0.00%$2,56150Q4 2025OLDER
Mosley Wealth Management$221M AUM0.00%$1,43837Q1 2026
Perkins Coie Trust Co$603M AUM0.00%$1,43737Q3 2025OLDER
Pacific Center for Financial Services$394M AUM0.00%$1,20423Q1 2026
CWM, LLC$38.1B AUM0.00%$78515Q1 2026
Physician Wealth Advisors, Inc.$719M AUM0.00%$51810Q1 2026
ALBION FINANCIAL GROUP /UT$1.5B AUM0.00%$36112Q2 2025OLDER
CITIGROUP INC$234.5B AUM0.00%$521Q1 2026
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.