SEC 13F Intelligence

Managers / Q4 2019 · view latest →

VALLEY NATIONAL ADVISERS INC

CIK 0000773411 · 1655 VALLEY CENTER PARKWAY, SUITE 100, BETHLEHEM, PA, 18017 · 610-868-9000

Reported Value
$400M
Q4 2019
Positions
824
Filings on Record
30
2019–present window
Filed
Feb 13, 2020
original filing

Summary

Valley National Advisers Inc reported $400M in U.S.-listed holdings across 824 positions for Q4 2019.

The portfolio is heavily concentrated: SCHB alone accounts for 26.3% of reported value.

Compared with Q3 2019, the fund opened 50 new positions and exited 55.

Portfolio Metrics

Turnover
+4.6%
vs prior filed quarter
Top-10 Concentration
+55.1%
share of reported value
Largest Position
+26.3%
Schwab Strategic Tr
New / Exited
50 / 55
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $308MQ4 ’18Q1 ’19: $349MQ2 ’19: $364MQ3 ’19: $365MQ4 ’19: $400MQ4 ’19Q1 ’20: $362MQ2 ’20: $434MQ3 ’20: $437MQ4 ’20: $477MQ4 ’20Q1 ’21: $512MQ2 ’21: $548MQ3 ’21: $553MQ4 ’21: $542MQ4 ’21Q1 ’22: $522MQ2 ’22: $474MQ3 ’22: $480MQ4 ’22: $557MQ4 ’22Q1 ’23: $569MQ2 ’23: $595MQ3 ’23: $572MQ4 ’23: $630MQ4 ’23Q1 ’24: $662MQ2 ’24: $674MQ3 ’24: $554MQ4 ’24: $557MQ4 ’24Q1 ’25: $554MQ2 ’25: $613MQ3 ’25: $646MQ4 ’25: $722MQ4 ’25Q1 ’26: $773Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 48.5%ETP: 46.8%Other: 2.3%ADR: 1.9%MLP: 0.3%Other: 0.2%
  • Common Stock · 48.5% · $194M
  • ETP · 46.8% · $187M
  • Other · 2.3% · $9M
  • ADR · 1.9% · $8M
  • MLP · 0.3% · $1M
  • Other · 0.2% · $658,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TFCTRUIST FINL CORPNEW+64.9K64.9K+$4M$4M
WISDOMTREE TRNEW+11.6K11.6K+$382,000$382,000
DIREXION SHS ETF TRNEW+12.0K12.0K+$159,000$159,000
LEGG MASON ETF INVESTMENT TRNEW+5.6K5.6K+$145,000$145,000
FCEFFIRST TR EXCHNG TRADED FD VINEW+3.9K3.9K+$90,000$90,000
VIACOMCBS INCNEW+2.1K2.1K+$87,000$87,000
UTGREAVES UTIL INCOME FDNEW+1.6K1.6K+$57,000$57,000
LDURPIMCO ETF TRNEW+560560+$56,000$56,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

367 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHBSCHWAB STRATEGIC TRUS BRD MKT ETF · US LRG CAP ETF · INTL EQTY ETF · US MID-CAP ETF · US SML CAP ETF · US DIVIDEND EQ · SCHWAB FDT US LG · SCHWB FDT INT LG · EMRG MKTEQ ETF · SCHWB FDT EMK LG · INTL SCEQT ETF · SCHWAB FDT US SC · US LCAP GR ETF · SCHWAB FDT US BM · SCHWB FDT INT SC · SHT TM US TRES · US AGGREGATE B · US REIT ETF26.31%$105M1.90M
2INVESCO EXCH TRD SLF IDX FDBULSHS 2021 CB · BULSHS 2020 CB · BULSHS 2022 CB · BULSHS 2023 CB · BULSHS 2023 HY11.87%$47M2.23M
3AAPLAPPLE INChistory →COM3.88%$16M52.9K
4MSFTMICROSOFT CORPhistory →COM3.09%$12M78.2K
5ISTBISHARES TRCORE 1 5 YR USD · IBONDS SEP2020 · EXPONENTIAL TECH · RUS 1000 GRW ETF · NASDAQ BIOTECH · SELECT DIVID ETF · U.S. MED DVC ETF · RUS MID CAP ETF · SP SMCP600VL ETF · EMGR MKT INF ETF · CORE S&P500 ETF · S&P MC 400VL ETF · S&P SML 600 GWT · 1 3 YR TREAS BD · S&P MC 400GR ETF · CORE MSCI EAFE · CORE S&P TTL STK · EAFE GRWTH ETF · RUS 1000 VAL ETF · GLB INFRASTR ETF · MSCI ACWI ETF · US HOME CONS ETF · ESG MSCI EAFE · IBONDS DEC20 ETF · MBS ETF · SHRT NAT MUN ETF · RUS 1000 ETF · TRANS AVG ETF · US INFRASTRUC · RUSSELL 2000 ETF · MSCI MIN VOL ETF · IBONDS DEC2022 · IBONDS DEC2021 · US BR DEL SE ETF · IBONDS DEC22 ETF · EXPANDED TECH · NATIONAL MUN ETF · RUS MDCP VAL ETF · US AER DEF ETF · S&P 500 VAL ETF · U.S. ENERGY ETF · IBONDS DEC21 ETF · U.S. FIN SVC ETF · CORE S&P SCP ETF · 10-20 YR TRS ETF · MSCI EAFE ETF2.73%$11M210.9K
6AMGNAMGEN INChistory →COM2.00%$8M33.1K
7DISDISNEY WALT COhistory →COM DISNEY1.53%$6M42.4K
8CMCSACOMCAST CORP NEWhistory →CL A1.49%$6M132.2K
9UNPUNION PACIFIC CORPhistory →COM1.22%$5M26.9K
10MPCMARATHON PETE CORPhistory →COM1.05%$4M69.5K
11HONHONEYWELL INTL INChistory →COM1.05%$4M23.7K
12LOWLOWES COS INChistory →COM1.02%$4M34.0K
13MCDMCDONALDS CORPCOM0.97%$4M19.6K
14AMZNAMAZON COM INCCOM0.94%$4M2.0K
15COFCAPITAL ONE FINL CORPCOM0.94%$4M36.6K
16TFCTRUIST FINL CORPCOM0.91%$4M64.9K
17UNHUNITEDHEALTH GROUP INCCOM0.91%$4M12.4K
18VLOVALERO ENERGY CORP NEWCOM0.91%$4M38.9K
19JPMJPMORGAN CHASE & COCOM0.88%$4M25.4K
20EMREMERSON ELEC COCOM0.86%$3M45.2K
21USBUS BANCORP DELCOM NEW0.84%$3M57.0K
22PEPPEPSICO INCCOM0.84%$3M24.6K
23WFCWELLS FARGO CO NEWCOM0.78%$3M58.2K
24BDXBECTON DICKINSON & COCOM0.78%$3M11.5K
25IHDGWISDOMTREE TRITL HDG QTLY DIV · EMERG MKTS DIV · INTL EQUITY FD · EUROPE HEDGED EQ · US LARGECAP DIVD · US SMALLCAP DIVD · US MIDCAP DIVID0.75%$3M80.0K
26PFEPFIZER INCCOM0.75%$3M76.6K
27CVSCVS HEALTH CORPCOM0.73%$3M39.3K
28VTIVANGUARD INDEX FDSTOTAL STK MKT · LARGE CAP ETF · GROWTH ETF · SMALL CP ETF · REAL ESTATE ETF · SML CP GRW ETF · VALUE ETF · MID CAP ETF · SM CP VAL ETF · MCAP GR IDXVIP · S&P 500 ETF SHS0.73%$3M19.1K
29MSMMSC INDL DIRECT INCCL A0.67%$3M34.0K
30NVSNOVARTIS A GSPONSORED ADR0.63%$3M26.6K
31AVGOBROADCOM INCCOM0.61%$2M7.7K
32RSPTINVESCO EXCHANGE TRADED FD TS&P500 EQL TEC · FTSE RAFI 1000 · WILDERHIL CLAN · WATER RES ETF · S&P500 EQL WGT · S&P500 EQL DIS · S&P500 QUALITY · FTSE RAFI 1500 · DYNMC SEMICNDT · DYNMC PHRMCTLS0.60%$2M31.1K
33NVONOVO-NORDISK A SADR0.55%$2M38.3K
34UNILEVER PLCSPON ADR NEW0.55%$2M38.6K
35XBISPDR SERIES TRUSTS&P BIOTECH · S&P DIVID ETF · S&P KENSHO INTLG · S&P KENSHO SMART · SSGA US SMAL ETF · PRTFLO S&P500 VL · S&P REGL BKG · BLOMBRG BRC EMRG · AEROSPACE DEF · BLOMBRG BRC INTL · NUVEEN BLMBRG SR · BLOOMBERG SRT TR0.55%$2M41.2K
36VGTVANGUARD WORLD FDSINF TECH ETF · CONSUM DIS ETF · FINANCIALS ETF · CONSUM STP ETF0.54%$2M11.0K
37TJXTJX COS INC NEWCOM0.53%$2M35.0K
38PPLPPL CORPCOM0.53%$2M58.9K
39WSMWILLIAMS SONOMA INCCOM0.48%$2M26.4K
40VZVERIZON COMMUNICATIONS INCCOM0.46%$2M30.1K
41BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.44%$2M7.8K
42EMNEASTMAN CHEMICAL COCOM0.41%$2M20.5K
43TAT&T INCCOM0.38%$2M38.9K
44APDAIR PRODS & CHEMS INCCOM0.37%$1M6.4K
45TOTLSSGA ACTIVE ETF TRSPDR TR TACTIC0.37%$1M30.5K
46PGPROCTER & GAMBLE COCOM0.36%$1M11.7K
47PSXPHILLIPS 66COM0.36%$1M13.0K
48CSCOCISCO SYS INCCOM0.36%$1M29.7K
49GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.35%$1M1.1K
50SPYSPDR S&P 500 ETF TRTR UNIT0.34%$1M4.2K
51BXBLACKSTONE GROUP INCCOM CL A0.33%$1M23.9K
52JNJJOHNSON & JOHNSONCOM0.33%$1M9.0K
53VYMVANGUARD WHITEHALL FDS INCHIGH DIV YLD · INTL HIGH ETF0.31%$1M13.5K
54ARKGARK ETF TRGENOMIC REV ETF · NEXT GNRTN INTER0.31%$1M31.2K
55EXMOCEXXON MOBIL CORPCOM0.30%$1M17.4K
56UPSUNITED PARCEL SERVICE INCCL B0.30%$1M10.3K
57INTCINTEL CORPCOM0.29%$1M19.5K
58MRKMERCK & CO INCCOM0.29%$1M12.8K
59MDTMEDTRONIC PLCSHS0.29%$1M10.1K
60ABBVABBVIE INCCOM0.28%$1M12.8K
61CCLCARNIVAL CORPUNIT 99/99/99990.27%$1M21.6K
62CMICUMMINS INCCOM0.27%$1M6.1K
63BLACKROCK INCCOM0.27%$1M2.2K
64ETNEATON CORP PLCSHS0.26%$1M10.9K
65MXIMMAXIM INTEGRATED PRODS INCCOM0.25%$997,00016.2K
66LLYLILLY ELI & COCOM0.25%$991,0007.5K
67INGERSOLL-RAND PLCSHS0.25%$990,0007.5K
68TROWPRICE T ROWE GROUP INCCOM0.24%$977,0008.0K
69CBCHUBB LIMITEDCOM0.24%$964,0006.2K
70ETF MANAGERS TRPRIME CYBR SCRTY · VIDEO GAME TECH · PRIME MOBILE PAY · ETFMG ALTR HRVST0.23%$915,00021.7K
71BABOEING COCOM0.22%$899,0002.8K
72TSCOTRACTOR SUPPLY COCOM0.22%$898,0009.6K
73ADIANALOG DEVICES INCCOM0.21%$854,0007.2K
74BMYBRISTOL MYERS SQUIBB COCOM0.21%$844,00013.2K
75ETF SER SOLUTIONSDEFIANCE NEXT0.21%$820,00031.3K
76ABBNYABB LTDSPONSORED ADR0.20%$807,00033.5K
77LMTLOCKHEED MARTIN CORPCOM0.20%$796,0002.0K
78PFSPROVIDENT FINL SVCS INCCOM0.20%$790,00032.1K
79METAFACEBOOK INCCL A0.20%$789,0003.8K
80NOBLPROSHARES TRS&P 500 DV ARIST · DJ BRKFLD GLB0.20%$782,00010.5K
81SCHWTHE CHARLES SCHWAB CORPORATICOM0.19%$777,00016.3K
82EVXVANECK VECTORS ETF TRUSTENVIRONMENTAL SV · AGRIBUSINESS ETF · STEEL ETF · GOLD MINERS ETF · AMT FREE SHORT M0.19%$771,00011.7K
83IPGINTERPUBLIC GROUP COS INCCOM0.19%$766,00033.2K
84WMTWALMART INCCOM0.18%$738,0006.2K
85STOTSSGA ACTIVE TRSPDR DBLELN SHRT0.18%$732,00014.8K
86BABAALIBABA GROUP HLDG LTDSPONSORED ADS0.18%$712,0003.4K
87EPDENTERPRISE PRODS PARTNERS LCOM0.18%$706,00025.1K
88SNYSANOFISPONSORED ADR0.17%$698,00013.9K
89PMPHILIP MORRIS INTL INCCOM0.17%$686,0008.1K
90NSCNORFOLK SOUTHERN CORPCOM0.17%$685,0003.5K
91SNSRGLOBAL X FDSINTERNET OF THNG · LNTY THMTC ETF0.17%$676,00028.7K
92FTSFORTIS INCCOM0.17%$668,00016.1K
93VIGVANGUARD GROUPDIV APP ETF0.16%$654,0005.2K
94STRASTRATEGIC ED INCCOM0.16%$652,0004.1K
95APOLLO GLOBAL MGMT INCCOM CL A0.16%$643,00013.5K
96QCOMQUALCOMM INCCOM0.15%$600,0006.8K
97MOALTRIA GROUP INCCOM0.15%$592,00011.9K
98BONDPIMCO ETF TRACTIVE BD ETF · ENHNCD LW DUR AC · ENHAN SHRT MA AC0.15%$587,0005.5K
99BACBANK AMER CORPCOM0.14%$553,00015.7K
100FNCLFIDELITY COVINGTON TRMSCI FINLS IDX · MSCI INFO TECH I · MSCI RL EST ETF · MSCI HLTH CARE I0.14%$553,00012.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$773M982Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$722M1,023Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$646M973Oct 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$613M957Jul 22, 202513F-HRchanges · EDGAR ↗
Q1 2025$554M970Apr 25, 202513F-HRchanges · EDGAR ↗
Q4 2024$557M894Jan 24, 202513F-HRchanges · EDGAR ↗
Q3 2024$554M864Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$674M1,260Jul 18, 202413F-HRchanges · EDGAR ↗
Q1 2024$662M1,306Apr 19, 202413F-HRchanges · EDGAR ↗
Q4 2023$630M1,286Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$572M1,158Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$595M1,077Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$569M1,062Apr 26, 202313F-HRchanges · EDGAR ↗
Q4 2022$557M981Jan 12, 202313F-HRchanges · EDGAR ↗
Q3 2022$480M994Nov 8, 202213F-HRchanges · EDGAR ↗
Q2 2022$474M974Jul 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$522M985May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$542M973Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$553M932Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$548M940Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$512M891May 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$477M854Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$437M843Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$434M850Aug 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$362M839May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$400M824Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$365M823Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$364M784Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$349M788Apr 26, 201913F-HRchanges · EDGAR ↗
Q4 2018$308M827Feb 25, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.