SEC 13F Intelligence

Managers / Q3 2021 · view latest →

VALLEY NATIONAL ADVISERS INC

CIK 0000773411 · 1655 VALLEY CENTER PARKWAY, SUITE 100, BETHLEHEM, PA, 18017 · 610-868-9000

Reported Value
$553M
Q3 2021
Positions
932
Filings on Record
30
2019–present window
Filed
Nov 10, 2021
original filing

Summary

Valley National Advisers Inc reported $553M in U.S.-listed holdings across 932 positions for Q3 2021.

The portfolio is heavily concentrated: SCHX alone accounts for 20.2% of reported value.

Compared with Q2 2021, the fund opened 42 new positions and exited 50.

Portfolio Metrics

Turnover
+3.6%
vs prior filed quarter
Top-10 Concentration
+52.5%
share of reported value
Largest Position
+20.2%
Schwab Strategic Tr
New / Exited
42 / 50
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $308MQ4 ’18Q1 ’19: $349MQ2 ’19: $364MQ3 ’19: $365MQ4 ’19: $400MQ4 ’19Q1 ’20: $362MQ2 ’20: $434MQ3 ’20: $437MQ4 ’20: $477MQ4 ’20Q1 ’21: $512MQ2 ’21: $548MQ3 ’21: $553MQ4 ’21: $542MQ4 ’21Q1 ’22: $522MQ2 ’22: $474MQ3 ’22: $480MQ4 ’22: $557MQ4 ’22Q1 ’23: $569MQ2 ’23: $595MQ3 ’23: $572MQ4 ’23: $630MQ4 ’23Q1 ’24: $662MQ2 ’24: $674MQ3 ’24: $554MQ4 ’24: $557MQ4 ’24Q1 ’25: $554MQ2 ’25: $613MQ3 ’25: $646MQ4 ’25: $722MQ4 ’25Q1 ’26: $773Mfilingsflow.com

Portfolio Composition

By security type
ETP: 53.1%Common Stock: 42.9%Other: 2.3%ADR: 1.4%MLP: 0.1%Other: 0.1%
  • ETP · 53.1% · $293M
  • Common Stock · 42.9% · $237M
  • Other · 2.3% · $13M
  • ADR · 1.4% · $8M
  • MLP · 0.1% · $827,000
  • Other · 0.1% · $639,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FMCFMC CORPNEW+6.3K6.3K+$576,000$576,000
GENERAL ELECTRIC CONEW+4.3K4.3K+$438,000$438,000
INVESCO ACTIVELY MANAGED ETFNEW+1.2K1.2K+$58,000$58,000
MPABLACKROCK MUNIYIELD PA QLTYNEW+1.6K1.6K+$25,000$25,000
BWABORGWARNER INCNEW+500500+$22,000$22,000
ITTITT INCNEW+231231+$20,000$20,000
TTENTOTALENERGIES SENEW+300300+$14,000$14,000
EEMISHARES TRNEW+250250+$13,000$13,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

365 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHXSCHWAB STRATEGIC TRUS LRG CAP ETF · US BRD MKT ETF · INTL EQTY ETF · SHT TM US TRES · US MID-CAP ETF · US DIVIDEND EQ · EMRG MKTEQ ETF · US SML CAP ETF · INTL SCEQT ETF · SCHWAB FDT US LG · US LCAP GR ETF · SCHWB FDT INT LG · SCHWAB FDT US BM · SCHWAB FDT US SC · SCHWB FDT EMK LG · US AGGREGATE B · SCHWB FDT INT SC20.24%$112M1.73M
2TOTLSSGA ACTIVE ETF TRhistory →SPDR TR TACTIC6.39%$35M731.2K
3SYSBISHARES TRU.S. FIXED INCME · CORE TOTAL USD · U.S. MED DVC ETF · EXPANDED TECH · IBONDS 23 TRM HG · IBONDS 22 TRM HG · IBONDS DEC23 ETF · IBONDS DEC22 ETF · CORE 1 5 YR USD · EXPONENTIAL TECH · RUS 1000 GRW ETF · ISHARES BIOTECH · IBONDS 21 TRM HG · SELECT DIVID ETF · RUS MID CAP ETF · IBONDS DEC21 ETF · SP SMCP600VL ETF · ESG AW MSCI EAFE · IBONDS 24 TRM HG · IBONDS 25 TRM HG · S&P MC 400VL ETF · S&P SML 600 GWT · IBONDS DEC24 ETF · IBONDS DEC25 ETF · CORE S&P500 ETF · S&P MC 400GR ETF · EAFE GRWTH ETF · US INFRASTRUC · MSCI ACWI ETF · US AER DEF ETF · 1 3 YR TREAS BD · RUS 1000 VAL ETF · CORE S&P TTL STK · MSCI USA MIN VOL · US HOME CONS ETF · MSCI USA ESG SLC · RUSSELL 2000 ETF · RUS 1000 ETF · SHRT NAT MUN ETF · CUR HD EURZN ETF · RUS MDCP VAL ETF · GLB INFRASTR ETF · CORE MSCI EAFE · US CONSM STAPLES5.62%$31M614.8K
4JPSTJ P MORGAN EXCHANGE-TRADED Fhistory →ULTRA SHRT INC5.39%$30M586.8K
5AAPLAPPLE INChistory →COM4.44%$25M173.5K
6MSFTMICROSOFT CORPhistory →COM3.15%$17M61.7K
7BONDPIMCO ETF TRACTIVE BD ETF · ENHAN SHRT MA AC2.26%$12M112.9K
8BSCRINVESCO EXCH TRD SLF IDX FDBULSHS 2021 CB · BULSHS 2022 CB · BULSHS 2023 CB · BULSHS 2024 CB · BULSHS 2025 CB · BULSHS 2023 HY · BULSHS 2027 CB · BULSHS 2026 CB2.11%$12M550.1K
9PHOINVESCO EXCHANGE TRADED FD TWATER RES ETF · WILDERHIL CLAN · INVESCO MSCI · S&P500 EQL TEC · FTSE RAFI 1000 · S&P500 EQL HLT · S&P500 QUALITY · S&P500 EQL DIS1.53%$8M111.6K
10HEROGLOBAL X FDSHEALTH WELLNESS · AGING POPULATION · VDEO GAM ESPRT · LITHIUM BTRY ETF · AUTONMOUS EV ETF · US INFR DEV ETF · CYBRSCURTY ETF1.39%$8M257.2K
11CMCSACOMCAST CORP NEWhistory →CL A1.32%$7M130.1K
12ARKGARK ETF TRGENOMIC REV ETF · FINTECH INNOVA · NEXT GNRTN INTER · AUTNMUS TECHNLGY · INNOVATION ETF1.31%$7M97.9K
13LMTLOCKHEED MARTIN CORPhistory →COM1.23%$7M19.7K
14STOTSSGA ACTIVE TRhistory →SPDR DBLELN SHRT1.17%$6M130.7K
15SCHWSCHWAB CHARLES CORPhistory →COM1.17%$6M88.5K
16AMZNAMAZON COM INChistory →COM1.12%$6M1.9K
17MOALTRIA GROUP INChistory →COM1.07%$6M130.4K
18AMGNAMGEN INChistory →COM1.03%$6M26.9K
19SIMSSPDR SER TRS&P KENSHO INTLG · S&P KENSHO SMART · S&P BIOTECH · S&P DIVID ETF · PRTFLO S&P500 VL · S&P SEMICNDCTR · SSGA US SMAL ETF · NUVEEN BLMBRG SR0.97%$5M101.2K
20NOCNORTHROP GRUMMAN CORPCOM0.89%$5M13.6K
21DISDISNEY WALT COCOM0.86%$5M28.2K
22IPGINTERPUBLIC GROUP COS INCCOM0.83%$5M125.2K
23GILDGILEAD SCIENCES INCCOM0.79%$4M62.3K
24EXCHANGE TRADED CONCEPTS TRROBO GLB ETF · EMQQ EM INTERN0.75%$4M72.1K
25HONHONEYWELL INTL INCCOM0.74%$4M19.2K
26UNHUNITEDHEALTH GROUP INCCOM0.65%$4M9.3K
27VTIVANGUARD INDEX FDSTOTAL STK MKT · GROWTH ETF · LARGE CAP ETF · SMALL CP ETF · SML CP GRW ETF · REAL ESTATE ETF · MID CAP ETF · SM CP VAL ETF · MCAP GR IDXVIP · VALUE ETF0.60%$3M15.5K
28TFCTRUIST FINL CORPCOM0.59%$3M56.0K
29NVONOVO-NORDISK A SADR0.58%$3M33.5K
30JPMJPMORGAN CHASE & COCOM0.57%$3M19.3K
31PFEPFIZER INCCOM0.57%$3M73.0K
32MCDMCDONALDS CORPCOM0.56%$3M12.8K
33COFCAPITAL ONE FINL CORPCOM0.55%$3M18.7K
34NEARISHARES U S ETF TRBLACKROCK ST MAT0.54%$3M59.7K
35EMREMERSON ELEC COCOM0.52%$3M30.2K
36MOOVANECK ETF TRUSTAGRIBUSINESS ETF · ENVIRONMENTAL SR · STEEL ETF0.50%$3M29.9K
37BDXBECTON DICKINSON & COCOM0.50%$3M11.3K
38ETF SER SOLUTIONSDEFIANCE NEXT0.50%$3M76.0K
39PEPPEPSICO INCCOM0.50%$3M18.2K
40CVSCVS HEALTH CORPCOM0.49%$3M31.8K
41ETF MANAGERS TRPRIME CYBR SCRTY · PRIME MOBILE PAY · ETFMG ALTR HRVST0.48%$3M50.2K
42BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.48%$3M9.7K
43VGTVANGUARD WORLD FDSINF TECH ETF · CONSUM DIS ETF · UTILITIES ETF · HEALTH CAR ETF0.48%$3M7.3K
44GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.46%$3M961
45MSMMSC INDL DIRECT INCCL A0.46%$3M31.8K
46BLACKROCK INCCOM0.45%$3M3.0K
47CMACOMERICA INCCOM0.45%$2M30.9K
48EXMOCEXXON MOBIL CORPCOM0.44%$2M41.2K
49CSCOCISCO SYS INCCOM0.42%$2M42.9K
50TROWPRICE T ROWE GROUP INCCOM0.42%$2M11.8K
51BXBLACKSTONE INCCOM0.41%$2M19.3K
52STZCONSTELLATION BRANDS INCCL A0.40%$2M10.4K
53EMNEASTMAN CHEM COCOM0.40%$2M21.7K
54USBUS BANCORP DELCOM NEW0.38%$2M35.7K
55IBUYAMPLIFY ETF TRONLIN RETL ETF0.38%$2M19.2K
56ADIANALOG DEVICES INCCOM0.38%$2M12.5K
57SPYSPDR S&P 500 ETF TRTR UNIT0.36%$2M4.6K
58HBANHUNTINGTON BANCSHARES INCCOM0.36%$2M127.7K
59CVXCHEVRON CORP NEWCOM0.35%$2M19.3K
60VZVERIZON COMMUNICATIONS INCCOM0.35%$2M36.0K
61PRINCIPAL EXCHANGE-TRADED FDHELTHCARE INDX0.34%$2M34.6K
62AMATAPPLIED MATLS INCCOM0.34%$2M14.6K
63LLYLILLY ELI & COCOM0.34%$2M8.1K
64APDAIR PRODS & CHEMS INCCOM0.33%$2M7.1K
65NVSNOVARTIS AGSPONSORED ADR0.32%$2M21.6K
66METAFACEBOOK INCCL A0.29%$2M4.8K
67MDTMEDTRONIC PLCSHS0.28%$2M12.5K
68PPLPPL CORPCOM0.25%$1M50.4K
69JNJJOHNSON & JOHNSONCOM0.25%$1M8.4K
70UNILEVER PLCSPON ADR NEW0.25%$1M25.0K
71MELIMERCADOLIBRE INCCOM0.24%$1M805
72WFCWELLS FARGO CO NEWCOM0.24%$1M28.9K
73LAM RESEARCH CORPCOM0.24%$1M2.3K
74ABBVABBVIE INCCOM0.24%$1M12.3K
75VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.24%$1M12.7K
76PGPROCTER AND GAMBLE COCOM0.23%$1M8.9K
77IHDGWISDOMTREE TRITL HDG QTLY DIV · INTL EQUITY FD · INTL QULTY DIV · US MIDCAP DIVID · US SMALLCAP DIVD · US LARGECAP DIVD · EMG MKTS SMCAP0.22%$1M27.1K
78MMM3M COCOM0.21%$1M6.6K
79INTCINTEL CORPCOM0.21%$1M21.5K
80TSLATESLA INCCOM0.20%$1M1.4K
81UNPUNION PAC CORPCOM0.19%$1M5.5K
82MRKMERCK & CO INCCOM0.19%$1M14.0K
83LOWLOWES COS INCCOM0.19%$1M5.2K
84KLACKLA CORPCOM NEW0.18%$1M3.0K
85BABOEING COCOM0.18%$997,0004.5K
86TJXTJX COS INC NEWCOM0.18%$983,00014.9K
87NOBLPROSHARES TRS&P 500 DV ARIST · PSHS ULTSH 20YRS0.18%$977,00022.5K
88BNYBANK NEW YORK MELLON CORPCOM0.17%$956,00018.4K
89HUBBHUBBELL INCCOM0.17%$956,0005.3K
90LISTED FD TRROUNDHILL SPORTS0.17%$941,00031.3K
91WMTWALMART INCCOM0.17%$931,0006.7K
92TAT&T INCCOM0.16%$889,00032.9K
93EOGEOG RES INCCOM0.16%$882,00011.0K
94CBCHUBB LIMITEDCOM0.16%$876,0005.0K
95BMYBRISTOL-MYERS SQUIBB COCOM0.15%$844,00014.3K
96FFORD MTR CO DELCOM0.15%$836,00059.0K
97QCOMQUALCOMM INCCOM0.15%$807,0006.3K
98GNTXGENTEX CORPCOM0.15%$806,00024.4K
99FMSFRESENIUS MED CARE AG&CO KGASPONSORED ADR0.14%$757,00021.6K
100REGNREGENERON PHARMACEUTICALSCOM0.14%$755,0001.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$773M982Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$722M1,023Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$646M973Oct 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$613M957Jul 22, 202513F-HRchanges · EDGAR ↗
Q1 2025$554M970Apr 25, 202513F-HRchanges · EDGAR ↗
Q4 2024$557M894Jan 24, 202513F-HRchanges · EDGAR ↗
Q3 2024$554M864Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$674M1,260Jul 18, 202413F-HRchanges · EDGAR ↗
Q1 2024$662M1,306Apr 19, 202413F-HRchanges · EDGAR ↗
Q4 2023$630M1,286Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$572M1,158Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$595M1,077Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$569M1,062Apr 26, 202313F-HRchanges · EDGAR ↗
Q4 2022$557M981Jan 12, 202313F-HRchanges · EDGAR ↗
Q3 2022$480M994Nov 8, 202213F-HRchanges · EDGAR ↗
Q2 2022$474M974Jul 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$522M985May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$542M973Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$553M932Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$548M940Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$512M891May 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$477M854Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$437M843Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$434M850Aug 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$362M839May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$400M824Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$365M823Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$364M784Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$349M788Apr 26, 201913F-HRchanges · EDGAR ↗
Q4 2018$308M827Feb 25, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.