SEC 13F Intelligence

LEGG MASON ETF INVT

CUSIP 52468L786

Legg Mason Etf Invt has 12 institutional holders in Filings Flow’s 13F database, together reporting 253.5K shares worth $6M as of Q4 2022. The largest reported holders are Encompass More Asset Management, Lpl Financial LLC, and Jane Street Group, LLC.

Institutional Holders
12
Q4 2022
Reported Value
$6M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6

Ownership Trend

Institutional holders
Q1 ’19: 5Q1 ’19Q2 ’19: 5Q2 ’19Q3 ’19: 6Q3 ’19Q2 ’21: 9Q2 ’21Q4 ’21: 13Q4 ’21Q4 ’22: 12Q4 ’22filingsflow.com
Total reported value
Q1 ’19: $16MQ1 ’19Q2 ’19: $16MQ2 ’19Q3 ’19: $16MQ3 ’19Q2 ’21: $5MQ2 ’21Q4 ’21: $14MQ4 ’21Q4 ’22: $6MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Encompass More Asset Management$597M AUM0.61%$3M106.6KQ2 2025
Per Stirling Capital Management, LLC.$905M AUM0.06%$494,24020.4KQ2 2025
Financial Advocates Investment Management$178M AUM0.01%$208,9178.6KQ3 2024OLDER
CHOREO, LLC$8.1B AUM0.01%$575,31523.7KQ2 2025
Integrated Wealth Concepts LLC$12.5B AUM0.00%$209,2358.6KQ2 2025
Private Advisor Group, LLC$21.3B AUM0.00%$205,2508.5KQ2 2025
AE Wealth Management LLC$18.5B AUM0.00%$59,7502.5KQ1 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$1M43.2KQ2 2025
Allworth Financial LP$24.7B AUM0.00%$58,8282.4KQ2 2025
JANE STREET GROUP, LLC$777.2B AUM0.00%$716,52729.5KQ2 2025
CITADEL ADVISORS LLC$618.5B AUM0.00%$698,00128.7KQ2 2025
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$3,095129Q2 2025
UBS Group AG$666.3B AUM0.00%$6,556270Q2 2025
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$80Q4 2024OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.