SEC 13F Intelligence

SVOLSIMPLIFY EXCHANGE TRADED FUN

CUSIP 82889N863 · Yahoo Finance ↗ · Google Finance ↗

Simplify Exchange Traded Fun (SVOL) has 79 institutional holders in Filings Flow’s 13F database, together reporting 3.74M shares worth $57M as of Q1 2026. The largest reported holders are Ae Wealth Management LLC, Parkside Investments, LLC, and Elevated Capital Advisors, LLC.

Institutional Holders
79
Q1 2026
Reported Value
$57M
Ticker
SVOL
Quarters Tracked
5

Ownership Trend

Institutional holders
Q2 ’21: 5Q2 ’21Q4 ’21: 11Q4 ’21Q4 ’22: 21Q4 ’22Q4 ’25: 79Q4 ’25Q1 ’26: 79Q1 ’26filingsflow.com
Total reported value
Q2 ’21: $3MQ2 ’21Q4 ’21: $32MQ4 ’21Q4 ’22: $29MQ4 ’22Q4 ’25: $74MQ4 ’25Q1 ’26: $57MQ1 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Key Capital Management, INC$151M AUM1.73%$3M170.5KQ1 2026
Legacy Investment Solutions, LLC$192M AUM1.56%$3M163.2KQ2 2025OLDER
Owen LaRue, LLC$261M AUM1.37%$4M232.8KQ1 2026
Elevated Capital Advisors, LLC$397M AUM1.18%$5M304.6KQ1 2026
Parkside Investments, LLC$823M AUM0.95%$7M380.2KQ2 2025OLDER
FSA Advisors, Inc.$152M AUM0.87%$1M86.0KQ1 2026
HOWARD BAILEY SECURITIES, LLC$243M AUM0.77%$2M121.6KQ1 2026
Legacy Wealth Managment, LLC/ID$201M AUM0.76%$2M99.9KQ1 2026
Authentikos Wealth Advisory, LLC$148M AUM0.63%$926,53160.4KQ1 2026
ARQ WEALTH ADVISORS, LLC$555M AUM0.57%$2M91.1KQ2 2025OLDER
Blackston Financial Advisory Group, LLC$160M AUM0.51%$812,20252.9KQ1 2026
Andina Capital Management, LLC$113M AUM0.48%$802,07145.7KQ4 2025OLDER
B.O.S.S. Retirement Advisors, LLC$328M AUM0.47%$2M100.2KQ1 2026
Claris Financial LLC$183M AUM0.44%$807,28352.6KQ1 2026
Networth Advisors, LLC$141M AUM0.39%$554,00436.1KQ1 2026
Park Edge Advisors, LLC$434M AUM0.35%$1M97.7KQ1 2026
NAPA WEALTH MANAGEMENT$213M AUM0.33%$702,45039.0KQ3 2025OLDER
Stirlingshire Investments, Inc.$114M AUM0.30%$340,20022.2KQ1 2026
GREENBERG FINANCIAL GROUP$270M AUM0.29%$711,36246.4KQ1 2026
Fiscal Wisdom Wealth Management, LLC$104M AUM0.26%$275,95515.7KQ4 2025OLDER
CAP Partners, LLC$177M AUM0.26%$408,49522.2KQ2 2025OLDER
Clarity Capital Partners LLC$280M AUM0.25%$711,34438.7KQ2 2025OLDER
Tactive Advisors, LLC$406M AUM0.25%$887,53357.9KQ1 2026
Guild Investment Management, Inc.$140M AUM0.25%$336,92419.2KQ4 2025OLDER
Aspen Wealth Strategies, LLC$187M AUM0.23%$378,94220.6KQ2 2025OLDER
Beacon Capital Management, LLC$567M AUM0.19%$1M70.7KQ1 2026
Cambridge Advisors Inc.$515M AUM0.15%$759,20449.5KQ1 2026
DRIVE WEALTH MANAGEMENT, LLC$474M AUM0.12%$587,55432.6KQ3 2025OLDER
Visionary Wealth Advisors$2.3B AUM0.12%$3M177.7KQ1 2026
Gaddis Premier Wealth Advisors LLC$136M AUM0.12%$161,07010.5KQ1 2026
COMPASS CAPITAL CORP /MA/ /ADV$279M AUM0.11%$285,28516.4KQ4 2025OLDER
Cavalier Investments, LLC$3.7B AUM0.11%$4M260.5KQ1 2026
Collaborative Wealth Managment Inc.$218M AUM0.10%$290,92416.6KQ4 2025OLDER
Lloyd Advisory Services, LLC.$349M AUM0.10%$247,81414.1KQ4 2025OLDER
Guerra Advisors Inc$271M AUM0.09%$254,34014.1KQ3 2025OLDER
J HAGAN CAPITAL, INC.$185M AUM0.09%$159,45810.4KQ1 2026
VISTA INVESTMENT MANAGEMENT$301M AUM0.09%$231,91612.6KQ2 2025OLDER
Mosley Wealth Management$221M AUM0.08%$185,85010.3KQ1 2026
Decker Retirement Planning Inc.$221M AUM0.08%$177,41011.6KQ1 2026
Straight Path Wealth Management$374M AUM0.07%$271,80015.1KQ3 2025OLDER
JT Stratford LLC$786M AUM0.06%$399,26521.7KQ2 2025OLDER
AE Wealth Management LLC$18.5B AUM0.06%$11M699.9KQ1 2026
Maridea Wealth Management LLC$688M AUM0.06%$392,50325.6KQ1 2026
Discipline Wealth Solutions, LLC$950M AUM0.06%$537,28235.0KQ1 2026
One Capital Management, LLC$3.6B AUM0.05%$2M129.7KQ1 2026
Whipplewood Advisors, LLC$193M AUM0.05%$87,4235.7KQ1 2026
TOUNJIAN ADVISORY PARTNERS, LLC$277M AUM0.04%$198,15210.9KQ2 2025OLDER
Strive Financial Group ,LLC$189M AUM0.03%$56,0003.6KQ1 2026
Ausdal Financial Partners, Inc.$2.3B AUM0.03%$586,42232.6KQ3 2025OLDER
Ignite Planners, LLC$648M AUM0.03%$173,49611.3KQ1 2026
Smith Anglin Financial, LLC$1.1B AUM0.03%$280,23515.2KQ2 2025OLDER
Soltis Investment Advisors LLC$1.6B AUM0.02%$258,39514.7KQ4 2025OLDER
Sigma Planning Corp$3.6B AUM0.02%$596,34338.9KQ1 2026
Financial Perspectives, Inc$358M AUM0.02%$59,0983.4KQ4 2025OLDER
Avidian Wealth Enterprises, LLC$3.2B AUM0.02%$476,53731.1KQ1 2026
Koshinski Asset Management, Inc.$1.6B AUM0.01%$219,79314.3KQ1 2026
Advisor OS, LLC$1.4B AUM0.01%$184,78812.0KQ1 2026
Fiduciary Alliance LLC$1.7B AUM0.01%$217,09713.6KQ1 2026
Anfield Capital Management, LLC$363M AUM0.01%$40,7122.7KQ1 2026
TD Waterhouse Canada Inc.$33.7B AUM0.01%$1M84.9KQ2 2025OLDER
Atria Wealth Solutions, Inc.$4.4B AUM0.01%$316,86017.2KQ2 2025OLDER
Wealthcare Advisory Partners LLC$5.3B AUM0.01%$283,95218.5KQ1 2026
RFG Advisory, LLC$5.4B AUM0.01%$279,54118.2KQ1 2026
MATHER GROUP, LLC.$10.0B AUM0.00%$460,84430.0KQ1 2026
Arax Advisory Partners$3.5B AUM0.00%$155,82910.2KQ1 2026
Summit Financial, LLC$7.8B AUM0.00%$332,51021.7KQ1 2026
STANCE CAPITAL LLC$206M AUM0.00%$7,961519Q1 2026
IEQ CAPITAL, LLC$21.5B AUM0.00%$1M73.3KQ4 2025OLDER
TUCKER ASSET MANAGEMENT LLC$343M AUM0.00%$12,573716Q4 2025OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$85,3925.6KQ1 2026
MRP Capital Investments, LLC$115M AUM0.00%$3,068200Q1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$2M123.0KQ1 2026
Arkadios Wealth Advisors$6.1B AUM0.00%$156,07910.2KQ1 2026
OLD MISSION CAPITAL LLC$6.3B AUM0.00%$155,70110.2KQ1 2026
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.00%$1M81.5KQ1 2026
Orion Porfolio Solutions, LLC$11.7B AUM0.00%$240,91513.1KQ2 2025OLDER
GROUP ONE TRADING LLC$52.2B AUM0.00%$767,41541.7KQ2 2025OLDER
Triumph Capital Management$491M AUM0.00%$7,977520Q1 2026
Crewe Advisors LLC$1.2B AUM0.00%$18,3011.2KQ1 2026
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$498,65532.5KQ1 2026
IFP Advisors, Inc$4.8B AUM0.00%$64,9044.2KQ1 2026
Sound Income Strategies, LLC$2.1B AUM0.00%$24,5601.6KQ1 2026
Aptus Capital Advisors, LLC$12.7B AUM0.00%$124,4388.1KQ1 2026
SHP Wealth Management$1.3B AUM0.00%$11,698763Q1 2026
Allworth Financial LP$24.7B AUM0.00%$153,40010.0KQ1 2026
DUNCKER STREETT & CO INC$526M AUM0.00%$3,068200Q1 2026
Scarborough Advisors, LLC$914M AUM0.00%$2,758150Q2 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$3M202.7KQ1 2026
Farther Finance Advisors, LLC$10.6B AUM0.00%$40,2942.6KQ1 2026
Belvedere Trading LLC$84.4B AUM0.00%$319,11820.8KQ1 2026
Smartleaf Asset Management LLC$2.8B AUM0.00%$10,364685Q1 2026
HighTower Advisors, LLC$94.2B AUM0.00%$265,94914.8KQ3 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$2M98.0KQ1 2026
Creative Planning$147.4B AUM0.00%$310,96017.3KQ3 2025OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$54,8753.1KQ4 2025OLDER
Clearstead Advisors, LLC$10.9B AUM0.00%$22,5501.5KQ1 2026
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$565,69532.2KQ4 2025OLDER
Root Financial Partners, LLC$2.2B AUM0.00%$3,937257Q1 2026
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$30,6802.0KQ1 2026
Private Advisor Group, LLC$21.3B AUM0.00%$33,97810.9KQ3 2025OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$508,23933.1KQ1 2026
LPL Financial LLC$376.6B AUM0.00%$507,75433.1KQ1 2026
SIMPLEX TRADING, LLC$149.1B AUM0.00%$195,95312.8KQ1 2026
IMC-Chicago, LLC$278.4B AUM0.00%$325,13121.2KQ1 2026
Parallel Advisors, LLC$5.6B AUM0.00%$2,998163Q2 2025OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$8,154453Q3 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$168,93911.0KQ1 2026
US BANCORP \DE\$82.4B AUM0.00%$15,804900Q4 2025OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$6,876382Q3 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$3,789247Q1 2026
TCTC Holdings, LLC$3.5B AUM0.00%$1408Q4 2025OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$38,5462.6KQ1 2026
UBS Group AG$666.3B AUM0.00%$14,865969Q1 2026
MAI Capital Management$17.7B AUM0.00%$32418Q3 2025OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$5,756313Q2 2025OLDER
CWM, LLC$38.1B AUM0.00%$73848Q1 2026
NATIONAL BANK OF CANADA /FI/$111.5B AUM0.00%$60333Q2 2025OLDER
Larson Financial Group LLC$3.1B AUM0.00%$141Q1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$2,000114Q1 2026
BlackRock, Inc.$5.72T AUM0.00%$18,2321.2KQ1 2026
MORGAN STANLEY$1.67T AUM0.00%$422Q1 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.