SEC 13F Intelligence

FIRST TR EXCHANGE-TRADED ALP

CUSIP 33735B108

First Tr Exchange-Traded Alp has 205 institutional holders in Filings Flow’s 13F database, together reporting 6.29M shares worth $794M as of Q1 2026. The largest reported holders are Morgan Stanley, Lpl Financial LLC, and Wells Fargo & Company/Mn.

Institutional Holders
205
Q1 2026
Reported Value
$794M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 92Q4 ’18Q1 ’19: 97Q2 ’19: 97Q2 ’19Q3 ’19: 93Q2 ’21: 126Q2 ’21Q4 ’21: 137Q4 ’22: 142Q4 ’22Q4 ’25: 191Q1 ’26: 205Q1 ’26Q2 ’26: 13filingsflow.com
Total reported value
Q4 ’18: $1.2BQ4 ’18Q1 ’19: $284MQ2 ’19: $246MQ2 ’19Q3 ’19: $220MQ2 ’21: $21.4BQ2 ’21Q4 ’21: $18.0BQ4 ’22: $343MQ4 ’22Q4 ’25: $764MQ1 ’26: $794MQ1 ’26Q2 ’26: $103Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Three Cord True Wealth Management, LLC$180M AUM9.75%$18M136.8KQ1 2026OLDER
Lakeridge Wealth Management LLC$233M AUM1.44%$3M26.2KQ1 2026OLDER
PERRYMAN FINANCIAL ADVISORY INC /AD$667M AUM1.35%$9M70.2KQ1 2026OLDER
Per Stirling Capital Management, LLC.$905M AUM1.09%$10M76.9KQ1 2026OLDER
FWG Holdings, LLC$265M AUM0.84%$2M17.1KQ1 2026OLDER
PACIFIC SUN FINANCIAL CORP$206M AUM0.57%$1M9.1KQ1 2026OLDER
Proactive Wealth Strategies LLC$532M AUM0.54%$3M22.6KQ1 2026OLDER
Kaydan Wealth Management, Inc.$299M AUM0.51%$2M12.0KQ1 2026OLDER
DHJJ Financial Advisors, Ltd.$302M AUM0.45%$1M10.5KQ1 2026OLDER
BELLEVUE ASSET MANAGEMENT, LLC$200M AUM0.41%$811,3706.3KQ1 2026OLDER
FSM Wealth Advisors, LLC$778M AUM0.38%$3M23.3KQ1 2026OLDER
POTENTIA WEALTH$259M AUM0.35%$913,0237.1KQ1 2026OLDER
Hilton Head Capital Partners, LLC$177M AUM0.31%$546,1854.3KQ1 2026OLDER
Purus Wealth Management, LLC$314M AUM0.29%$906,8037.1KQ1 2026OLDER
Higgins & Schmidt Wealth Strategies LLC$219M AUM0.27%$593,5624.6KQ1 2026OLDER
Rubicon Advisors, GP$115M AUM0.26%$303,5072.4KQ1 2026OLDER
Morey & Quinn Wealth Partners, LLC$141M AUM0.25%$356,2582.8KQ1 2026OLDER
Triumph Capital Management$491M AUM0.25%$1M9.4KQ1 2026OLDER
Three Seasons Wealth, LLC$262M AUM0.23%$607,3574.7KQ1 2026OLDER
Bedel Financial Consulting, Inc.$888M AUM0.23%$2M15.7KQ1 2026OLDER
Keystone Wealth Services, LLC$468M AUM0.22%$1M8.1KQ1 2026OLDER
RM Financial Services, LLC$116M AUM0.22%$256,4852.0KQ1 2026OLDER
Cedrus Wealth Group LLC$108M AUM0.22%$237,8421.9KQ1 2026OLDER
Sterling Investment Advisors, Ltd.$552M AUM0.21%$1M8.9KQ1 2026OLDER
Chicago Partners Investment Group LLC$4.5B AUM0.18%$8M60.1KQ1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.18%$5M37.7KQ2 2026
Southland Equity Partners LLC$513M AUM0.17%$885,5466.9KQ1 2026OLDER
Cornerstone Financial Group, LLC /NE/$156M AUM0.17%$264,7691.9KQ1 2026OLDER
First Heartland Consultants, Inc.$1.5B AUM0.17%$2M17.4KQ4 2025OLDER
TCFG WEALTH MANAGEMENT, LLC$267M AUM0.16%$433,9733.4KQ1 2026OLDER
TCFG Investment Advisors, LLC$267M AUM0.16%$433,9733.4KQ1 2026OLDER
National Wealth Management Group, LLC$269M AUM0.16%$431,8263.4KQ1 2026OLDER
Element Wealth, LLC$242M AUM0.16%$387,0363.0KQ1 2026OLDER
Boyce & Associates Wealth Consulting, Inc.$132M AUM0.16%$208,1171.6KQ1 2026OLDER
American Institute for Advanced Investment Management, LLP$154M AUM0.15%$225,0661.8KQ1 2026OLDER
AssuredPartners Investment Advisors, LLC$919M AUM0.14%$1M10.2KQ1 2026OLDER
WORLD EQUITY GROUP, INC.$447M AUM0.14%$634,2884.3KQ2 2026
LVZ, Inc.$984M AUM0.14%$1M9.3KQ2 2026
Farrell Financial LLC$167M AUM0.14%$228,7751.8KQ1 2026OLDER
M3 Advisory Group, LLC$162M AUM0.13%$217,3921.7KQ1 2026OLDER
CRUX WEALTH ADVISORS$261M AUM0.11%$297,0912.3KQ1 2026OLDER
United Advisor Group, LLC$811M AUM0.11%$918,1177.2KQ1 2026OLDER
AMERIFLEX GROUP, INC.$198M AUM0.11%$217,3031.7KQ1 2026OLDER
Quantum Private Wealth, LLC$324M AUM0.11%$351,5132.7KQ1 2026OLDER
MPWM ADVISORY SOLUTIONS, LLC$189M AUM0.11%$203,9061.6KQ1 2026OLDER
GPS Wealth Strategies Group, LLC$117M AUM0.10%$983,1817.8KQ3 2025OLDER
BKM Wealth Management, LLC$274M AUM0.09%$252,2532.0KQ1 2026OLDER
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$275M AUM0.09%$249,2261.7KQ2 2026
Trueblood Wealth Management, LLC$256M AUM0.09%$226,8831.8KQ1 2026OLDER
Park Edge Advisors, LLC$434M AUM0.09%$369,9972.9KQ1 2026OLDER
Richmond Investment Services, LLC$619M AUM0.08%$503,8783.9KQ1 2026OLDER
Empirical Asset Management, LLC$379M AUM0.08%$305,4592.4KQ1 2026OLDER
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.07%$6M46.6KQ1 2026OLDER
GTS SECURITIES LLC$2.8B AUM0.07%$2M16.2KQ1 2026OLDER
Snowden Capital Advisors LLC$3.8B AUM0.07%$3M20.3KQ1 2026OLDER
Bensler, LLC$969M AUM0.07%$655,5935.1KQ1 2026OLDER
Transamerica Financial Advisors, LLC$1.2B AUM0.07%$782,1086.1KQ1 2026OLDER
Aspen Capital Management, LLC$404M AUM0.07%$267,2582.1KQ1 2026OLDER
KPP Advisory Services LLC$689M AUM0.06%$444,1463.5KQ1 2026OLDER
TRUEFG, LLC$377M AUM0.06%$238,6591.9KQ1 2026OLDER
Independent Wealth Network Inc.$337M AUM0.06%$203,8081.6KQ1 2026OLDER
Stratos Wealth Partners, LTD.$8.8B AUM0.06%$5M39.8KQ1 2026OLDER
Prospera Financial Services Inc$6.2B AUM0.06%$4M28.0KQ1 2026OLDER
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.05%$371,9042.9KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.05%$3M25.8KQ1 2026OLDER
J.W. COLE ADVISORS, INC.$3.0B AUM0.04%$1M9.7KQ1 2026OLDER
PARK NATIONAL CORP /OH/$3.3B AUM0.04%$1M10.2KQ1 2026OLDER
Perigon Wealth Management, LLC$5.5B AUM0.04%$2M16.9KQ1 2026OLDER
B. Riley Wealth Advisors, Inc.$1.6B AUM0.04%$618,2035.0KQ1 2026OLDER
Coppell Advisory Solutions LLC$170M AUM0.04%$381,5693.0KQ4 2025OLDER
MONECO ADVISORS, LLC$1.3B AUM0.04%$464,3363.6KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.04%$9M73.9KQ1 2026OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.03%$6M44.4KQ1 2026OLDER
STRATEGY ASSET MANAGERS LLC$609M AUM0.03%$206,2141.6KQ1 2026OLDER
MARSHALL INVESTMENT MANAGEMENT, LLC$208M AUM0.03%$69,416541Q1 2026OLDER
LPL Financial LLC$376.6B AUM0.03%$123M962.7KQ1 2026OLDER
CITIZENS FINANCIAL GROUP INC/RI$7.2B AUM0.03%$2M18.3KQ1 2026OLDER
Baird Financial Group, Inc.$64.0B AUM0.03%$20M157.0KQ1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.03%$344,4602.7KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.03%$6M43.2KQ1 2026OLDER
Boston Standard Wealth Management, LLC$689M AUM0.03%$204,2381.4KQ2 2026
Intrua Financial, LLC$969M AUM0.03%$284,9552.2KQ1 2026OLDER
Tidemark, LLC$393M AUM0.03%$114,008889Q1 2026OLDER
Pinnacle Wealth Planning Services, Inc.$968M AUM0.03%$268,9252.1KQ1 2026OLDER
CAHILL FINANCIAL ADVISORS INC$924M AUM0.03%$252,7982.0KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.03%$25M198.1KQ1 2026OLDER
BENJAMIN EDWARDS INC$10.1B AUM0.03%$3M21.1KQ1 2026OLDER
CONDOR CAPITAL MANAGEMENT$1.2B AUM0.03%$315,2202.5KQ1 2026OLDER
OPPENHEIMER & CO INC$8.2B AUM0.02%$2M15.0KQ1 2026OLDER
PFG Advisors$2.1B AUM0.02%$470,3273.7KQ1 2026OLDER
TITLEIST ASSET MANAGEMENT, LLC$1.3B AUM0.02%$262,2122.0KQ1 2026OLDER
Moors & Cabot, Inc.$2.3B AUM0.02%$459,2353.6KQ1 2026OLDER
NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM0.02%$366,6462.9KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.02%$57M441.6KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.02%$92M719.9KQ2 2026
FAS Wealth Partners, Inc.$1.6B AUM0.02%$278,4152.2KQ2 2026
STEPHENS INC /AR/$8.0B AUM0.02%$1M10.8KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.02%$15M120.6KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.02%$3M26.4KQ1 2026OLDER
Belpointe Asset Management LLC$2.7B AUM0.02%$429,7413.4KQ1 2026OLDER
StoneX Group Inc.$1.9B AUM0.02%$280,2102.2KQ1 2026OLDER
Investors Portfolio Services LLC$108M AUM0.01%$15,390120Q1 2026OLDER
NBC SECURITIES, INC.$1.3B AUM0.01%$188,8231.5KQ1 2026OLDER
IHT Wealth Management, LLC$4.3B AUM0.01%$585,7684.6KQ1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.01%$1M9.6KQ1 2026OLDER
Sigma Planning Corp$3.6B AUM0.01%$465,3723.6KQ1 2026OLDER
KINGSWOOD WEALTH ADVISORS, LLC$2.1B AUM0.01%$269,6242.1KQ1 2026OLDER
HighPoint Advisor Group LLC$2.4B AUM0.01%$298,0552.3KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$9M67.4KQ1 2026OLDER
Private Wealth Asset Management, LLC$935M AUM0.01%$109,519854Q1 2026OLDER
CITY HOLDING CO$800M AUM0.01%$92,974725Q1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.01%$12M90.9KQ1 2026OLDER
Krilogy Financial LLC$3.1B AUM0.01%$325,3822.4KQ1 2026OLDER
&PARTNERS$20.2B AUM0.01%$2M16.3KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.01%$7M54.1KQ1 2026OLDER
BankPlus Trust Department$374M AUM0.01%$37,190290Q1 2026OLDER
MTM Investment Management, LLC$316M AUM0.01%$31,163243Q1 2026OLDER
Geneos Wealth Management Inc.$4.3B AUM0.01%$409,2143.2KQ1 2026OLDER
Meeder Advisory Services, Inc.$2.4B AUM0.01%$201,4351.6KQ4 2025OLDER
Sound Income Strategies, LLC$2.1B AUM0.01%$178,6391.4KQ1 2026OLDER
Quest 10 Wealth Builders, Inc.$114M AUM0.01%$9,61875Q1 2026OLDER
COMERICA BANK$25.1B AUM0.01%$2M16.4KQ4 2025OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.01%$206,4711.6KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.01%$132M1.05MQ1 2026OLDER
MidFirst Bank$1.2B AUM0.01%$93,874732Q1 2026OLDER
Silver Grove Financial Group, Inc.$124M AUM0.01%$9,49574Q1 2026OLDER
GREAT VALLEY ADVISOR GROUP, INC.$5.5B AUM0.01%$414,0003.2KQ1 2026OLDER
Equitable Holdings, Inc.$15.5B AUM0.01%$1M9.1KQ1 2026OLDER
ZWJ INVESTMENT COUNSEL INC$2.8B AUM0.01%$202,1101.6KQ1 2026OLDER
GAMMA Investing LLC$2.7B AUM0.01%$189,5191.3KQ2 2026
Key FInancial Inc$562M AUM0.01%$37,062289Q1 2026OLDER
Apollon Wealth Management, LLC$6.2B AUM0.01%$393,8333.1KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.01%$35M274.0KQ1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.01%$10M76.4KQ1 2026OLDER
ELEVATION POINT WEALTH PARTNERS, LLC$4.3B AUM0.01%$239,4941.9KQ1 2026OLDER
Rathbones Group PLC$50.6B AUM0.01%$1M10.7KQ2 2026
NewEdge Advisors, LLC$27.7B AUM0.01%$1M11.2KQ2 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$2M18.8KQ1 2026OLDER
Financial Perspectives, Inc$358M AUM0.00%$16,672130Q1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$455,9023.5KQ1 2026OLDER
Golden State Wealth Management, LLC$915M AUM0.00%$38,977303Q1 2026OLDER
Pure Financial Advisors, LLC$7.0B AUM0.00%$258,5872.1KQ3 2025OLDER
WHITTIER TRUST CO OF NEVADA INC$4.9B AUM0.00%$194,8061.5KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$27M207.7KQ1 2026OLDER
Arax Advisory Partners$3.5B AUM0.00%$137,3841.1KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$2M17.1KQ1 2026OLDER
TWIN PEAKS WEALTH ADVISORS, LLC$397M AUM0.00%$15,133118Q1 2026OLDER
Larson Financial Group LLC$3.1B AUM0.00%$119,285930Q1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$2M16.0KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$690,3305.4KQ1 2026OLDER
Kingsview Wealth Management, LLC$7.3B AUM0.00%$257,5562.0KQ1 2026OLDER
Pinnacle Bancorp, Inc.$339M AUM0.00%$11,54290Q1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$255,6272.0KQ1 2026OLDER
HM PAYSON & CO$6.9B AUM0.00%$222,7581.7KQ1 2026OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.00%$2M18.5KQ1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.00%$151,0701.2KQ1 2026OLDER
Paladin Advisory Group, LLC$131M AUM0.00%$3,97631Q1 2026OLDER
FIRST TRUST ADVISORS LP$140.0B AUM0.00%$4M32.5KQ1 2026OLDER
FINANCIAL CONSULATE, INC$803M AUM0.00%$23,725185Q1 2026OLDER
Anchor Investment Management, LLC$1.2B AUM0.00%$35,010273Q1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$999,3177.8KQ1 2026OLDER
Trifecta Capital Advisors, LLC$646M AUM0.00%$17,185134Q1 2026OLDER
Vestmark Advisory Solutions, Inc.$9.0B AUM0.00%$239,4931.9KQ1 2026OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$135,0391.1KQ2 2026
Kozak & Associates, Inc.$576M AUM0.00%$13,73495Q2 2026
Ascentis Independent Advisors$1.3B AUM0.00%$31,034242Q1 2026OLDER
Waverly Advisors, LLC$13.4B AUM0.00%$309,9622.4KQ1 2026OLDER
Pinnacle Financial Partners, Inc.$13.1B AUM0.00%$289,1872.3KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$120,704958Q4 2025OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$129,4191.0KQ3 2025OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.00%$260,0152.0KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$26M205.6KQ1 2026OLDER
WESTWOOD HOLDINGS GROUP INC$13.7B AUM0.00%$253,5352.0KQ1 2026OLDER
Envestnet Portfolio Solutions, Inc.$18.1B AUM0.00%$523,4284.2KQ4 2025OLDER
Sunbelt Securities, Inc.$1.6B AUM0.00%$26,534207Q1 2026OLDER
ALERUS FINANCIAL NA$2.0B AUM0.00%$33,087258Q1 2026OLDER
MAI Capital Management$17.7B AUM0.00%$268,6692.1KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$576,8654.5KQ1 2026OLDER
MCGUIRE CAPITAL ADVISORS INC$156M AUM0.00%$2,30818Q1 2026OLDER
SJS Investment Consulting Inc.$819M AUM0.00%$11,15887Q1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$5M38.0KQ1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.00%$207,3361.6KQ1 2026OLDER
Creative Planning$147.4B AUM0.00%$2M12.0KQ1 2026OLDER
Salomon & Ludwin, LLC$1.1B AUM0.00%$11,63790Q1 2026OLDER
Atlantic Union Bankshares Corp$5.2B AUM0.00%$49,630387Q1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$212,4701.7KQ1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$2M14.0KQ1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$579,0154.5KQ1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$19,903136Q2 2026
Lloyd Advisory Services, LLC.$349M AUM0.00%$1,94615Q1 2026OLDER
Kingdom Financial Group LLC.$349M AUM0.00%$1,94615Q1 2026OLDER
Nemes Rush Group LLC$1.1B AUM0.00%$5,26641Q1 2026OLDER
Mariner, LLC$85.7B AUM0.00%$415,6573.2KQ1 2026OLDER
Smartleaf Asset Management LLC$2.8B AUM0.00%$12,606101Q1 2026OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$306,7562.4KQ1 2026OLDER
O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM0.00%$87,205680Q1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$132,8591.0KQ1 2026OLDER
MATHER GROUP, LLC.$10.0B AUM0.00%$25,520199Q1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$433,4373.4KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$2M12.1KQ4 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$2M12.4KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$854,4806.7KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$401,0473.2KQ3 2025OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$1,53912Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$707,8825.7KQ1 2026OLDER
CITIGROUP INC$234.5B AUM0.00%$95,156742Q1 2026OLDER
FMR LLC$1.90T AUM0.00%$695,9915.4KQ1 2026OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$31,376245Q1 2026OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$15,369122Q4 2025OLDER
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$116,958912Q1 2026OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$6305Q4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.