SEC 13F Intelligence

Managers / Q4 2025 · view latest →

FOCUSED ALPHA, LLC

CIK 0002105062 · 1401 LAWRENCE STREET, SUITE 1600, DENVER, CO, 80202 · 303-529-5100

Reported Value
$340M
Q4 2025
Positions
243
Filings on Record
2
2019–present window
Filed
Feb 13, 2026
original filing

Summary

Focused Alpha, LLC reported $340M in U.S.-listed holdings across 243 positions for Q4 2025.

Its largest position, MSFT, represents 5.0% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+31.6%
share of reported value
Largest Position
+5.0%
Microsoft

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’25: $340MQ4 ’25Q1 ’26: $324MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 49.8%Common Stock: 46.8%ADR: 2.0%Closed-End Fund: 0.6%Other: 0.6%Other: 0.2%
  • ETP · 49.8% · $170M
  • Common Stock · 46.8% · $159M
  • ADR · 2.0% · $7M
  • Closed-End Fund · 0.6% · $2M
  • Other · 0.6% · $2M
  • Other · 0.2% · $845,689

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
MSFTMICROSOFT CORPNEW+35.1K35.1K+$17M$17M
VANGUARD INDEX FDSNEW+43.7K43.7K+$15M$15M
ISHARES TRNEW+21.2K21.2K+$15M$15M
GOOGLALPHABET INCNEW+39.8K39.8K+$12M$12M
AMZNAMAZON COM INCNEW+38.8K38.8K+$9M$9M
AAPLAPPLE INCNEW+32.0K32.0K+$9M$9M
PGIM ETF TRNEW+171.7K171.7K+$9M$9M
VTVVANGUARD INDEX FDSNEW+39.9K39.9K+$8M$8M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2025

40 positions
#IssuerClass% PortfolioValueShares
1ISHARES TRCORE S&P500 ETF · CORE DIV GRWTH · S&P 500 GRWT ETF · S&P 500 VAL ETF · CORE MSCI EAFE7.13%$24M121.5K
2VTVVANGUARD INDEX FDSTOTAL STK MKT · VALUE ETF · GROWTH ETF7.12%$24M87.6K
3MSFTMICROSOFT CORPhistory →COM4.99%$17M35.1K
4GOOGLALPHABET INCCAP STK CL A · CAP STK CL C4.72%$16M51.2K
5GOLDMAN SACHS ETF TRULTRA SHORT BOND · S&P 500 PREMIUM3.03%$10M201.8K
6BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW · CL A2.89%$10M15.1K
7AMZNAMAZON COM INChistory →COM2.63%$9M38.8K
8AAPLAPPLE INChistory →COM2.56%$9M32.0K
9PGIM ETF TRPGIM ULTRA SH BD2.50%$9M171.7K
10NVDANVIDIA CORPORATIONhistory →COM1.96%$7M35.7K
11MAMASTERCARD INCORPORATEDhistory →CL A1.83%$6M10.9K
12SCHWAB STRATEGIC TRUS DIVIDEND EQ · US LCAP GR ETF1.83%$6M211.7K
13JPMJPMORGAN CHASE & CO.history →COM1.77%$6M18.7K
14SPDR S&P 500 ETF TRTR UNIT1.71%$6M8.5K
15JGROJ P MORGAN EXCHANGE TRADED Fhistory →ACTIVE GROWTH1.70%$6M62.3K
16AB ACTIVE ETFS INCSHORT DURATION H1.67%$6M158.6K
17RBB FUND TRUSTFIRST EAGLE GBL1.61%$5M119.2K
18FUNDVANTAGE TRPOLEN HIGH INCOM1.47%$5M200.0K
19TSLATESLA INChistory →COM1.29%$4M9.8K
20AVGOBROADCOM INChistory →COM1.19%$4M11.7K
21VANECK ETF TRUSTMORNINGSTAR SMID1.12%$4M105.3K
22FIRST TR EXCHNG TRADED FD VISMITH UNCONSTRAI1.07%$4M144.4K
23SCM TRUSTSHELTON EQT PRE1.06%$4M137.7K
24FEDERATED HERMES ETF TRUSTUS STRATEGIC DIV1.05%$4M125.1K
25VVISA INChistory →COM CL A1.02%$3M9.9K
26CCORLISTED FDS TRCORE ALT FD0.87%$3M113.0K
27WFCWELLS FARGO CO NEWCOM0.81%$3M29.6K
28VANGUARD SPECIALIZED FUNDSDIV APP ETF0.81%$3M12.5K
29VANGUARD WHITEHALL FDSHIGH DIV YLD0.80%$3M19.0K
30PRINCIPAL EXCHANGE TRADED FDSPECTRUM PFD0.78%$3M138.6K
31COSTCOSTCO WHSL CORP NEWCOM0.75%$3M3.0K
32BACBANK AMERICA CORPCOM0.73%$2M45.5K
33FIRST TR EXCHANGE-TRADED FDNO AMER ENERGY0.56%$2M50.6K
34INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT0.55%$2M9.7K
35BXBLACKSTONE INCCOM0.46%$2M10.2K
36PLTRPALANTIR TECHNOLOGIES INCCL A0.43%$1M8.3K
37NDQINVESCO QQQ TRUNIT SER 10.39%$1M2.2K
38COFCAPITAL ONE FINL CORPCOM0.39%$1M5.5K
39IBMINTERNATIONAL BUSINESS MACHSCOM0.38%$1M4.3K
40BUWABIO RAD LABS INCCL A0.37%$1M4.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$324M247May 12, 202613F-HRchanges · EDGAR ↗
Q4 2025$340M243Feb 13, 202613F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.