SEC 13F Intelligence

Managers / Q3 2024 · view latest →

MOSAIC FINANCIAL GROUP, LLC

CIK 0002011050 · 225 W RANDOLPH ST., SUITE 2425, CHICAGO, IL, 60606 · 3122555490

Reported Value
$141M
Q3 2024
Positions
124
Filings on Record
9
2019–present window
Filed
Nov 15, 2024
original filing

Summary

Mosaic Financial Group, LLC reported $141M in U.S.-listed holdings across 124 positions for Q3 2024.

Its largest position, IVV, represents 14.1% of the portfolio.

Compared with Q2 2024, the fund opened 12 new positions and exited 14.

Portfolio Metrics

Turnover
+7.4%
vs prior filed quarter
Top-10 Concentration
+54.3%
share of reported value
Largest Position
+14.1%
Ishares Tr
New / Exited
12 / 14
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’24: $125MQ1 ’24Q2 ’24: $139MQ3 ’24: $141MQ3 ’24Q4 ’24: $139MQ1 ’25: $123MQ1 ’25Q2 ’25: $131MQ3 ’25: $141MQ3 ’25Q4 ’25: $146MQ1 ’26: $141MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 53.1%ETP: 43.5%ADR: 1.8%REIT: 0.8%Closed-End Fund: 0.7%MLP: 0.2%
  • Common Stock · 53.1% · $75M
  • ETP · 43.5% · $61M
  • ADR · 1.8% · $2M
  • REIT · 0.8% · $1M
  • Closed-End Fund · 0.7% · $944,000
  • MLP · 0.2% · $212,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SPTISPDR SER TRNEW+23.2K23.2K+$674,000$674,000
JCPBJ P MORGAN EXCHANGE TRADED FNEW+11.9K11.9K+$575,000$575,000
HDHOME DEPOT INCNEW+778778+$315,000$315,000
QCOMQUALCOMM INCNEW+1.6K1.6K+$273,000$273,000
GDGENERAL DYNAMICS CORPNEW+873873+$264,000$264,000
ABBVABBVIE INCNEW+1.2K1.2K+$230,000$230,000
BLKBLACKROCK INCNEW+238238+$226,000$226,000
PMPHILIP MORRIS INTL INCNEW+1.9K1.9K+$225,000$225,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2024

97 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IVVISHARES TRCORE S&P500 ETF · RUSSELL 2000 ETF · CORE DIV GRWTH · RUS 1000 GRW ETF · FLTG RATE NT ETF · CORE S&P SCP ETF · MSCI USA MIN VOL · MSCI USA QLT FCT · S&P 500 VAL ETF · MSCI INTL QUALTY · CORE MSCI EAFE14.13%$20M88.4K
2VIGVANGUARD SPECIALIZED FUNDShistory →DIV APP ETF11.12%$16M79.1K
3MSFTMICROSOFT CORPhistory →COM5.76%$8M18.9K
4UNPUNION PAC CORPhistory →COM4.36%$6M24.9K
5TAT&T INChistory →COM3.92%$6M251.2K
6VTIVANGUARD INDEX FDSTOTAL STK MKT · MID CAP ETF · GROWTH ETF · REAL ESTATE ETF · MCAP VL IDXVIP · VALUE ETF · SML CP GRW ETF3.59%$5M22.4K
7AAPLAPPLE INChistory →COM3.55%$5M21.4K
8RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · WATER RES ETF2.79%$4M29.2K
9CHTRCHARTER COMMUNICATIONS INC Nhistory →CL A2.62%$4M11.4K
10BRK/ABERKSHIRE HATHAWAY INC DELCL A · CL B NEW2.48%$3M1.6K
11GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.64%$2M13.9K
12LLYELI LILLY & COhistory →COM1.45%$2M2.3K
13JPMJPMORGAN CHASE & COhistory →COM1.45%$2M9.7K
14PGXINVESCO EXCH TRADED FD TR IIPFD ETF · S&P GBL WATER1.42%$2M116.6K
15VCSHVANGUARD SCOTTSDALE FDSSHRT TRM CORP BD · INT-TERM CORP1.40%$2M24.4K
16RYANRYAN SPECIALTY HOLDINGS INChistory →CL A1.36%$2M28.8K
17FDNFIRST TR EXCHANGE-TRADED FDDJ INTERNT IDX · HLTH CARE ALPH1.35%$2M11.0K
18QQQINVESCO QQQ TRhistory →UNIT SER 11.30%$2M3.8K
19KKRKKR & CO INChistory →COM1.30%$2M14.0K
20WTWWILLIS TOWERS WATSON PLC LTDhistory →SHS1.26%$2M6.0K
21VYMIVANGUARD WHITEHALL FDSINTL HIGH ETF · HIGH DIV YLD1.18%$2M20.4K
22NVSNOVARTIS AGhistory →SPONSORED ADR1.18%$2M14.5K
23JPSTJ P MORGAN EXCHANGE TRADED FULTRA SHRT INC · CORE PLUS BD ETF1.14%$2M32.3K
24CVXCHEVRON CORP NEWhistory →COM1.13%$2M10.8K
25AMZNAMAZON COM INChistory →COM1.11%$2M8.4K
26COPCONOCOPHILLIPShistory →COM1.10%$2M14.7K
27BACBANK AMERICA CORPhistory →COM1.03%$1M36.6K
28NVDANVIDIA CORPORATIONhistory →COM1.01%$1M11.7K
29AVGOBROADCOM INCCOM0.95%$1M7.8K
30FBNDFIDELITY MERRIMACK STR TRTOTAL BD ETF0.90%$1M27.0K
31BATRKATLANTA BRAVES HLDGS INCCOM SER C · COM SER A0.90%$1M31.4K
32MCDMCDONALDS CORPCOM0.89%$1M4.1K
33MINTPIMCO ETF TRENHAN SHRT MA AC0.86%$1M12.0K
34DGRWWISDOMTREE TRUS QTLY DIV GRT0.76%$1M12.9K
35EXMOCEXXON MOBIL CORPCOM0.68%$957,0008.2K
36SUSUNCOR ENERGY INC NEWCOM0.66%$928,00025.1K
37MRKMERCK & CO INCCOM0.64%$902,0007.9K
38BXBLACKSTONE INCCOM0.64%$901,0005.9K
39OKEONEOK INC NEWCOM0.64%$900,0009.9K
40VFHVANGUARD WORLD FDSFINANCIALS ETF · HEALTH CAR ETF0.59%$831,0005.8K
41TJXTJX COS INC NEWCOM0.50%$706,0006.0K
42PGPROCTER AND GAMBLE COCOM0.48%$675,0003.9K
43SPTISPDR SER TRPORTFLI INTRMDIT0.48%$674,00023.2K
44GISGENERAL MLS INCCOM0.45%$634,0008.6K
45BHPBHP GROUP LTDSPONSORED ADS0.44%$621,00010.0K
46KOCOCA COLA COCOM0.43%$604,0008.4K
47FCXFREEPORT-MCMORAN INCCL B0.42%$595,00011.9K
48LMTLOCKHEED MARTIN CORPCOM0.42%$585,0001.0K
49KMBKIMBERLY-CLARK CORPCOM0.39%$544,0003.8K
50WBDWARNER BROS DISCOVERY INCCOM SER A0.35%$487,00059.0K
51DOVDOVER CORPCOM0.33%$464,0002.4K
52BSTBLACKROCK SCIENCE & TECHNOLOSHS · SHS BEN INT0.33%$458,00017.5K
53WFCWELLS FARGO CO NEWCOM0.31%$435,0007.7K
54JNJJOHNSON & JOHNSONCOM0.30%$422,0002.6K
55GSGOLDMAN SACHS GROUP INCCOM0.29%$405,000818
56XLFSELECT SECTOR SPDR TRFINANCIAL0.27%$385,0008.5K
57MARMARRIOTT INTL INC NEWCL A0.25%$355,0001.4K
58DVNDEVON ENERGY CORP NEWCOM0.25%$352,0009.0K
59AMATAPPLIED MATLS INCCOM0.24%$333,0001.6K
60DALDELTA AIR LINES INC DELCOM NEW0.23%$330,0006.5K
61PLDPROLOGIS INC.COM0.23%$326,0002.6K
62HDHOME DEPOT INCCOM0.22%$315,000778
63MDTMEDTRONIC PLCSHS0.22%$308,0003.4K
64BYBYLINE BANCORP INCCOM0.22%$303,00011.3K
65PBAPEMBINA PIPELINE CORPCOM0.21%$299,0007.3K
66NEENEXTERA ENERGY INCCOM0.21%$295,0003.5K
67CCICROWN CASTLE INCCOM0.21%$293,0002.5K
68BXSLBLACKSTONE SECD LENDING FDCOMMON STOCK0.21%$290,0009.9K
69MCHPMICROCHIP TECHNOLOGY INC.COM0.20%$287,0003.6K
70AMTAMERICAN TOWER CORP NEWCOM0.20%$284,0001.2K
71ABNBAIRBNB INCCOM CL A0.20%$281,0002.2K
72EQIXEQUINIX INCCOM0.20%$276,000311
73LUVSOUTHWEST AIRLS COCOM0.19%$274,0009.3K
74QCOMQUALCOMM INCCOM0.19%$273,0001.6K
75UALUNITED AIRLS HLDGS INCCOM0.19%$268,0004.7K
76MOALTRIA GROUP INCCOM0.19%$264,0005.2K
77GDGENERAL DYNAMICS CORPCOM0.19%$264,000873
78ROSTROSS STORES INCCOM0.18%$254,0001.7K
79CSCOCISCO SYS INCCOM0.18%$249,0004.7K
80MDLZMONDELEZ INTL INCCL A0.18%$248,0003.4K
81NFLXNETFLIX INCCOM0.18%$247,000348
82AMGNAMGEN INCCOM0.17%$245,000761
83LOWLOWES COS INCCOM0.17%$243,000896
84MSMORGAN STANLEYCOM NEW0.17%$239,0002.3K
85ABBVABBVIE INCCOM0.16%$230,0001.2K
86BLKBLACKROCK INCCOM0.16%$226,000238
87PMPHILIP MORRIS INTL INCCOM0.16%$225,0001.9K
88ALCALCON AGORD SHS0.16%$223,0002.2K
89MOATVANECK ETF TRUSTMRNGSTR WDE MOAT0.16%$221,0002.3K
90CBCHUBB LIMITEDCOM0.15%$217,000754
91PSXPHILLIPS 66COM0.15%$216,0001.6K
92EPDENTERPRISE PRODS PARTNERS LCOM0.15%$212,0007.3K
93RTXRTX CORPORATIONCOM0.15%$211,0001.7K
94NVONOVO-NORDISK A SADR0.15%$206,0001.7K
95TBLDTHORNBURG INCM BUILDER OPP TCOM0.13%$178,00010.0K
96RMIRIVERNORTH OPPORTUNISTIC MUNCOM0.12%$163,00010.0K
97RFMZRIVERNORTH FLEXIBLE MUNI INCCOM0.10%$145,00010.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$141M126May 8, 202613F-HRchanges · EDGAR ↗
Q4 2025$146M125Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$141M120Nov 19, 202513F-HRchanges · EDGAR ↗
Q2 2025$131M112Aug 7, 202513F-HRchanges · EDGAR ↗
Q1 2025$123M117May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$139M123Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$141M124Nov 15, 202413F-HRchanges · EDGAR ↗
Q2 2024$139M126Aug 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$125M129May 15, 202413F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 6 additional managers.

  • CIBC Private Wealth Advisors, Inc
  • Gabelli Asset Managementhwab Investment Management, Inc.
  • Nuveen Asset Management, LLC
  • Cullen Capital Management, LLC
  • Charles Schwab Investment Management, Inc.
  • Gabelli Asset Management

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.