SEC 13F Intelligence

Managers / Q1 2024 · view latest →

MOSAIC FINANCIAL GROUP, LLC

CIK 0002011050 · 225 W RANDOLPH ST., SUITE 2425, CHICAGO, IL, 60606 · 3122555490

Reported Value
$125M
Q1 2024
Positions
129
Filings on Record
9
2019–present window
Filed
May 15, 2024
original filing

Summary

Mosaic Financial Group, LLC reported $125M in U.S.-listed holdings across 129 positions for Q1 2024.

Its largest position, IVV, represents 14.8% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+51.8%
share of reported value
Largest Position
+14.8%
Ishares Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’24: $125MQ1 ’24Q2 ’24: $139MQ3 ’24: $141MQ3 ’24Q4 ’24: $139MQ1 ’25: $123MQ1 ’25Q2 ’25: $131MQ3 ’25: $141MQ3 ’25Q4 ’25: $146MQ1 ’26: $141MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 53.4%ETP: 42.9%ADR: 2.0%REIT: 0.9%Closed-End Fund: 0.8%
  • Common Stock · 53.4% · $67M
  • ETP · 42.9% · $54M
  • ADR · 2.0% · $3M
  • REIT · 0.9% · $1M
  • Closed-End Fund · 0.8% · $971,000

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
VIGVANGUARD SPECIALIZED FUNDSNEW+67.8K67.8K+$12M$12M
IVVISHARES TRNEW+22.1K22.1K+$12M$12M
MSFTMICROSOFT CORPNEW+18.0K18.0K+$8M$8M
UNPUNION PAC CORPNEW+24.3K24.3K+$6M$6M
AAPLAPPLE INCNEW+22.4K22.4K+$4M$4M
RSPINVESCO EXCHANGE TRADED FD TNEW+16.5K16.5K+$3M$3M
TAT&T INCNEW+152.1K152.1K+$3M$3M
LLYELI LILLY & CONEW+3.3K3.3K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2024

104 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IVVISHARES TRCORE S&P500 ETF · RUSSELL 2000 ETF · CORE DIV GRWTH · FLTG RATE NT ETF · RUS 1000 GRW ETF · CORE S&P SCP ETF · S&P 500 VAL ETF · MSCI USA MIN VOL · MSCI USA QLT FCT · CORE MSCI EAFE · MSCI INTL QUALTY14.76%$18M97.6K
2VIGVANGUARD SPECIALIZED FUNDShistory →DIV APP ETF9.92%$12M67.8K
3MSFTMICROSOFT CORPhistory →COM6.06%$8M18.0K
4UNPUNION PAC CORPhistory →COM4.78%$6M24.3K
5VTIVANGUARD INDEX FDSTOTAL STK MKT · MID CAP ETF · GROWTH ETF · MCAP VL IDXVIP · REAL ESTATE ETF · VALUE ETF3.81%$5M22.4K
6AAPLAPPLE INChistory →COM3.07%$4M22.4K
7RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · WATER RES ETF2.66%$3M24.4K
8BRK/ABERKSHIRE HATHAWAY INC DELCL A · CL B NEW2.57%$3M1.6K
9TAT&T INChistory →COM2.14%$3M152.1K
10LLYELI LILLY & COhistory →COM2.06%$3M3.3K
11AMZNAMAZON COM INChistory →COM1.94%$2M13.4K
12VCSHVANGUARD SCOTTSDALE FDSSHRT TRM CORP BD · INT-TERM CORP1.63%$2M26.0K
13COPCONOCOPHILLIPShistory →COM1.60%$2M15.7K
14JPMJPMORGAN CHASE & COhistory →COM1.57%$2M9.8K
15FDNFIRST TR EXCHANGE-TRADED FDDJ INTERNT IDX · HLTH CARE ALPH1.53%$2M11.3K
16GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.51%$2M12.4K
17CHTRCHARTER COMMUNICATIONS INC Nhistory →CL A1.37%$2M5.9K
18PGXINVESCO EXCH TRADED FD TR IIPFD ETF · S&P GBL WATER1.35%$2M113.6K
19WTWWILLIS TOWERS WATSON PLC LTDhistory →SHS1.33%$2M6.0K
20RYANRYAN SPECIALTY HOLDINGS INChistory →CL A1.29%$2M29.0K
21USBUS BANCORP DELhistory →COM NEW1.29%$2M35.9K
22CVXCHEVRON CORP NEWhistory →COM1.28%$2M10.2K
23QQQINVESCO QQQ TRhistory →UNIT SER 11.19%$1M3.3K
24NVSNOVARTIS AGhistory →SPONSORED ADR1.16%$1M15.0K
25MINTPIMCO ETF TRhistory →ENHAN SHRT MA AC1.11%$1M13.8K
26DBX ETF TRXTRACK MSCI EAFE1.10%$1M33.5K
27VYMIVANGUARD WHITEHALL FDSINTL HIGH ETF · HIGH DIV YLD1.09%$1M17.8K
28MCDMCDONALDS CORPhistory →COM1.02%$1M4.5K
29JPSTJ P MORGAN EXCHANGE TRADED FULTRA SHRT INC0.99%$1M24.5K
30MRKMERCK & CO INCCOM0.85%$1M8.0K
31AVGOBROADCOM INCCOM0.82%$1M774
32VFHVANGUARD WORLD FDSFINANCIALS ETF · HEALTH CAR ETF0.82%$1M8.1K
33BACBANK AMERICA CORPCOM0.77%$960,00025.3K
34SUSUNCOR ENERGY INC NEWCOM0.74%$928,00025.1K
35EXMOCEXXON MOBIL CORPCOM0.70%$874,0007.5K
36BATRKATLANTA BRAVES HLDGS INCCOM SER C · COM SER A0.65%$806,00020.1K
37FCXFREEPORT-MCMORAN INCCL B0.63%$791,00016.8K
38KKRKKR & CO INCCOM0.56%$704,0007.0K
39NVDANVIDIA CORPORATIONCOM0.56%$695,000769
40LMTLOCKHEED MARTIN CORPCOM0.53%$666,0001.5K
41PGPROCTER AND GAMBLE COCOM0.48%$604,0003.7K
42GISGENERAL MLS INCCOM0.48%$601,0008.6K
43TJXTJX COS INC NEWCOM0.48%$597,0005.9K
44BHPBHP GROUP LTDSPONSORED ADS0.46%$577,00010.0K
45OKEONEOK INC NEWCOM0.43%$533,0006.6K
46BSTBLACKROCK SCIENCE & TECHNOLOSHS · SHS BEN INT0.41%$508,00018.5K
47WFCWELLS FARGO CO NEWCOM0.40%$500,0008.6K
48KMBKIMBERLY-CLARK CORPCOM0.40%$495,0003.8K
49JNJJOHNSON & JOHNSONCOM0.35%$441,0002.8K
50DOVDOVER CORPCOM0.34%$428,0002.4K
51XLFSELECT SECTOR SPDR TRFINANCIAL0.32%$397,0009.4K
52ABNBAIRBNB INCCOM CL A0.29%$367,0002.2K
53WBDWARNER BROS DISCOVERY INCCOM SER A0.29%$361,00041.4K
54MDTMEDTRONIC PLCSHS0.29%$360,0004.1K
55MARMARRIOTT INTL INC NEWCL A0.29%$358,0001.4K
56MSMORGAN STANLEYCOM NEW0.29%$357,0003.8K
57DGRWWISDOMTREE TRUS QTLY DIV GRT0.27%$342,0004.5K
58PFEPFIZER INCCOM0.27%$341,00012.3K
59AMATAPPLIED MATLS INCCOM0.27%$340,0001.6K
60GSGOLDMAN SACHS GROUP INCCOM0.27%$338,000809
61PLDPROLOGIS INC.COM0.27%$332,0002.6K
62DVNDEVON ENERGY CORP NEWCOM0.26%$329,0006.6K
63MCHPMICROCHIP TECHNOLOGY INC.COM0.25%$318,0003.5K
64VMCVULCAN MATLS COCOM0.25%$314,0001.2K
65BXSLBLACKSTONE SECD LENDING FDCOMMON STOCK0.25%$309,0009.9K
66DALDELTA AIR LINES INC DELCOM NEW0.25%$309,0006.5K
67TSLATESLA INCCOM0.24%$295,0001.7K
68CSCOCISCO SYS INCCOM0.23%$283,0005.7K
69DEDEERE & COCOM0.22%$278,000676
70CCICROWN CASTLE INCCOM0.21%$267,0002.5K
71LUVSOUTHWEST AIRLS COCOM0.21%$267,0009.2K
72EQIXEQUINIX INCCOM0.21%$257,000311
73KOCOCA COLA COCOM0.21%$257,0004.2K
74PBAPEMBINA PIPELINE CORPCOM0.21%$256,0007.3K
75GPCGENUINE PARTS COCOM0.20%$253,0001.6K
76SONYSONY GROUP CORPSPONSORED ADR0.20%$249,0002.9K
77BYBYLINE BANCORP INCCOM0.20%$246,00011.3K
78ROSTROSS STORES INCCOM0.20%$245,0001.7K
79PEPPEPSICO INCCOM0.20%$244,0001.4K
80AMTAMERICAN TOWER CORP NEWCOM0.19%$235,0001.2K
81EWEDWARDS LIFESCIENCES CORPCOM0.19%$234,0002.5K
82LEN/BLENNAR CORPCL B0.19%$231,0001.5K
83NEENEXTERA ENERGY INCCOM0.19%$231,0003.6K
84AXPAMERICAN EXPRESS COCOM0.18%$230,0001.0K
85MOALTRIA GROUP INCCOM0.18%$229,0005.3K
86LOWLOWES COS INCCOM0.18%$228,000896
87UALUNITED AIRLS HLDGS INCCOM0.18%$225,0004.7K
88NVONOVO-NORDISK A SADR0.18%$222,0001.7K
89BXBLACKSTONE INCCOM0.18%$220,0001.7K
90BLACKROCK INCCOM0.17%$218,000261
91CBCHUBB LIMITEDCOM0.17%$218,000843
92AMGNAMGEN INCCOM0.17%$215,000756
93ADIANALOG DEVICES INCCOM0.17%$212,0001.1K
94MOATVANECK ETF TRUSTMRNGSTR WDE MOAT0.16%$205,0002.3K
95PSXPHILLIPS 66COM0.16%$205,0001.3K
96FBNDFIDELITY MERRIMACK STR TRTOTAL BD ETF0.16%$201,0004.4K
97BRSLINTERNATIONAL GAME TECHNOLOGSHS USD0.15%$192,0008.5K
98TBLDTHORNBURG INCM BUILDER OPP TCOM0.13%$162,00010.0K
99RMIRIVERNORTH OPPORTUNISTIC MUNCOM0.13%$161,00010.0K
100RFMZRIVERNORTH FLEXIBLE MUNI INCCOM0.11%$140,00010.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$141M126May 8, 202613F-HRchanges · EDGAR ↗
Q4 2025$146M125Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$141M120Nov 19, 202513F-HRchanges · EDGAR ↗
Q2 2025$131M112Aug 7, 202513F-HRchanges · EDGAR ↗
Q1 2025$123M117May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$139M123Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$141M124Nov 15, 202413F-HRchanges · EDGAR ↗
Q2 2024$139M126Aug 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$125M129May 15, 202413F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 5 additional managers.

  • CIBC Private Wealth Advisors, Inc
  • Gabellli Asset Management
  • Nuveen Asset Management, LLC
  • Cullen Capital Management, LLC
  • Charles Schwab Investment Management, Inc.

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.