SEC 13F Intelligence

Managers / Q4 2023 · view latest →

LOCKERMAN FINANCIAL GROUP, INC.

CIK 0001906539 · 4695 MACARTHUR COURT, SUITE 490, NEWPORT BEACH, CA, 92660 · 949-554-3500

Reported Value
$43M
Q4 2023
Positions
106
Filings on Record
18
2022–present window
Filed
Jan 18, 2024
original filing

Summary

Lockerman Financial Group, Inc. reported $43M in U.S.-listed holdings across 106 positions for Q4 2023.

Its largest position, NULG, represents 10.2% of the portfolio.

Compared with Q3 2023, the fund opened 11 new positions and exited 3.

Portfolio Metrics

Turnover
+3.2%
vs prior filed quarter
Top-10 Concentration
+53.9%
share of reported value
Largest Position
+10.2%
Nushares Etf Tr
New / Exited
11 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’22: $37MQ1 ’22Q2 ’22: $31MQ3 ’22: $35MQ4 ’22: $34MQ4 ’22Q1 ’23: $36MQ2 ’23: $36MQ3 ’23: $37MQ3 ’23Q4 ’23: $43MQ1 ’24: $52MQ2 ’24: $55MQ2 ’24Q3 ’24: $59MQ4 ’24: $59MQ1 ’25: $66MQ1 ’25Q2 ’25: $74MQ3 ’25: $79MQ4 ’25: $52MQ4 ’25Q1 ’26: $56Mfilingsflow.com

Portfolio Composition

By security type
ETP: 52.9%Common Stock: 44.0%REIT: 2.6%ADR: 0.5%
  • ETP · 52.9% · $23M
  • Common Stock · 44.0% · $19M
  • REIT · 2.6% · $1M
  • ADR · 0.5% · $206,784

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SPYMSPDR SER TRNEW+5.3K5.3K+$294,705$294,705
VMBSVANGUARD SCOTTSDALE FDSNEW+5.5K5.5K+$253,863$253,863
TTTRANE TECHNOLOGIES PLCNEW+982982+$239,510$239,510
DUKDUKE ENERGY CORP NEWNEW+2.4K2.4K+$235,614$235,614
FITBFIFTH THIRD BANCORPNEW+6.6K6.6K+$227,186$227,186
NNNNNN REIT INCNEW+5.2K5.2K+$221,965$221,965
NVDANVIDIA CORPORATIONNEW+427427+$211,459$211,459
CMECME GROUP INCNEW+986986+$207,652$207,652

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

67 positions (from 106 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1NULGNUSHARES ETF TRNUVEEN ESG US · NUVEEN ESG LRGCP · NUVEEN ESG LRGVL · NUVEEN ESG INTL · ESG HI TLD CRP · NUVEEN ESG EMRGN10.18%$4M143.4K
2SPYSPDR S&P 500 ETF TRhistory →TR UNIT9.71%$4M8.8K
3BBUSJ P MORGAN EXCHANGE TRADED FBETABUILDERS US · BETABUILDRS US · INTRNL RES EQT · BETABUILDERS USD · BETABUILDERS I9.33%$4M70.5K
4IJRISHARES TRCORE S&P SCP ETF · CORE S&P500 ETF · 10-20 YR TRS ETF · CORE MSCI TOTAL7.13%$3M23.9K
5MASIMO CORPCOM3.90%$2M14.4K
6MSFTMICROSOFT CORPhistory →COM3.15%$1M3.6K
7AAPLAPPLE INChistory →COM3.12%$1M7.0K
8FLCBFRANKLIN TEMPLETON ETF TRUS CORE BOND ETF · US LRG CP MLTFCT · US TREASURY BOND2.72%$1M47.6K
9SPDWSPDR INDEX SHS FDSPORTFOLIO DEVLPD · PORTFOLIO EMG MK2.52%$1M31.5K
10BNDVANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND2.15%$929,60412.5K
11GOOGLALPHABET INCCAP STK CL A · CAP STK CL C2.09%$903,9886.4K
12VTEBVANGUARD MUN BD FDShistory →TAX EXEMPT BD2.07%$896,69417.6K
13NOCNORTHROP GRUMMAN CORPhistory →COM1.64%$709,2331.5K
14DFACDIMENSIONAL ETF TRUSTUS CORE EQUITY 2 · US MKTWIDE VALUE1.56%$673,52721.2K
15XLSRSSGA ACTIVE TRhistory →SPDR SSGA US SCT1.54%$664,59514.5K
16VTIVANGUARD INDEX FDSTOTAL STK MKT · S&P 500 ETF SHS1.45%$625,4182.1K
17SPYMSPDR SER TRPORTFOLIO S&P600 · PORTFOLIO S&P5001.44%$623,66613.1K
18PGPROCTER AND GAMBLE COhistory →COM1.37%$591,7994.0K
19PLDPROLOGIS INC.history →COM1.36%$586,7874.4K
20AMZNAMAZON COM INChistory →COM1.34%$580,4113.8K
21JPMJPMORGAN CHASE & COhistory →COM1.31%$565,9233.3K
22UNHUNITEDHEALTH GROUP INChistory →COM1.13%$486,985925
23KOCOCA COLA COCOM0.98%$421,9397.2K
24VVISA INCCOM CL A0.95%$411,8741.6K
25HDHOME DEPOT INCCOM0.88%$379,1261.1K
26LLYELI LILLY & COCOM0.86%$373,829641
27AJGGALLAGHER ARTHUR J & COCOM0.85%$366,5551.6K
28MAMASTERCARD INCORPORATEDCL A0.83%$359,548843
29MRKMERCK & CO INCCOM0.80%$347,2293.2K
30MAAMID-AMER APT CMNTYS INCCOM0.77%$334,8062.5K
31HIGHARTFORD FINL SVCS GROUP INCCOM0.74%$321,5204.0K
32LMTLOCKHEED MARTIN CORPCOM0.74%$319,038704
33AEPAMERICAN ELEC PWR CO INCCOM0.72%$312,0483.8K
34MCDMCDONALDS CORPCOM0.68%$293,545990
35CVXCHEVRON CORP NEWCOM0.65%$280,7201.9K
36WMTWALMART INCCOM0.64%$278,8831.8K
37ACNACCENTURE PLC IRELANDSHS CLASS A0.63%$270,903772
38PMPHILIP MORRIS INTL INCCOM0.62%$268,3172.9K
39EXMOCEXXON MOBIL CORPCOM0.61%$265,0472.7K
40COSTCOSTCO WHSL CORP NEWCOM0.61%$264,032400
41CSCOCISCO SYS INCCOM0.61%$263,9675.2K
42CMCSACOMCAST CORP NEWCL A0.60%$261,4786.0K
43PAYXPAYCHEX INCCOM0.59%$254,8962.1K
44VMBSVANGUARD SCOTTSDALE FDSMTG-BKD SECS ETF0.59%$253,8635.5K
45EMREMERSON ELEC COCOM0.57%$247,5112.5K
46HCAHCA HEALTHCARE INCCOM0.56%$243,612900
47METMETLIFE INCCOM0.56%$243,5573.7K
48ADBEADOBE INCCOM0.56%$243,413408
49DHRDANAHER CORPORATIONCOM0.56%$241,9821.0K
50TTTRANE TECHNOLOGIES PLCSHS0.55%$239,510982
51DUKDUKE ENERGY CORP NEWCOM NEW0.54%$235,6142.4K
52EOGEOG RES INCCOM0.53%$230,7731.9K
53MPCMARATHON PETE CORPCOM0.53%$228,4751.5K
54VEAVANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT0.53%$228,3164.8K
55FITBFIFTH THIRD BANCORPCOM0.53%$227,1866.6K
56TJXTJX COS INC NEWCOM0.52%$224,6752.4K
57NNNNNN REIT INCCOM0.51%$221,9655.2K
58SBUXSTARBUCKS CORPCOM0.50%$217,5592.3K
59PEPPEPSICO INCCOM0.49%$213,8291.3K
60CINFCINCINNATI FINL CORPCOM0.49%$212,0932.0K
61NVDANVIDIA CORPORATIONCOM0.49%$211,459427
62CMECME GROUP INCCOM0.48%$207,652986
63BUDANHEUSER BUSCH INBEV SA/NVSPONSORED ADR0.48%$206,7843.2K
64IBMINTERNATIONAL BUSINESS MACHSCOM0.48%$206,2371.3K
65ARCCARES CAPITAL CORPCOM0.48%$205,80910.3K
66CTASCINTAS CORPCOM0.47%$203,097337
67TAT&T INCCOM0.42%$182,48310.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$56M101Apr 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$52M96Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$79M134Oct 16, 202513F-HRchanges · EDGAR ↗
Q2 2025$74M138Jul 18, 202513F-HRchanges · EDGAR ↗
Q1 2025$66M129Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$59M121Jan 17, 202513F-HRchanges · EDGAR ↗
Q3 2024$59M120Oct 15, 202413F-HRchanges · EDGAR ↗
Q2 2024$55M123Jul 16, 202413F-HRchanges · EDGAR ↗
Q1 2024$52M129Apr 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$43M106Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$37M97Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$36M95Jul 20, 202313F-HRchanges · EDGAR ↗
Q1 2023$36M92May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$34M92Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$35M84Oct 24, 202213F-HRchanges · EDGAR ↗
Q2 2022$31M60Jul 22, 202213F-HRchanges · EDGAR ↗
Q1 2022$37M72May 10, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.