SEC 13F Intelligence

Managers / Q3 2023 · view latest →

LOCKERMAN FINANCIAL GROUP, INC.

CIK 0001906539 · 4695 MACARTHUR COURT, SUITE 490, NEWPORT BEACH, CA, 92660 · 949-554-3500

Reported Value
$37M
Q3 2023
Positions
97
Filings on Record
18
2022–present window
Filed
Oct 19, 2023
original filing

Summary

Lockerman Financial Group, Inc. reported $37M in U.S.-listed holdings across 97 positions for Q3 2023.

Its largest position, NULG, represents 11.0% of the portfolio.

Compared with Q2 2023, the fund opened 12 new positions and exited 7.

Portfolio Metrics

Turnover
+13.9%
vs prior filed quarter
Top-10 Concentration
+55.5%
share of reported value
Largest Position
+11.0%
Nushares Etf Tr
New / Exited
12 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’22: $37MQ1 ’22Q2 ’22: $31MQ3 ’22: $35MQ4 ’22: $34MQ4 ’22Q1 ’23: $36MQ2 ’23: $36MQ3 ’23: $37MQ3 ’23Q4 ’23: $43MQ1 ’24: $52MQ2 ’24: $55MQ2 ’24Q3 ’24: $59MQ4 ’24: $59MQ1 ’25: $66MQ1 ’25Q2 ’25: $74MQ3 ’25: $79MQ4 ’25: $52MQ4 ’25Q1 ’26: $56Mfilingsflow.com

Portfolio Composition

By security type
ETP: 53.9%Common Stock: 44.0%REIT: 2.2%
  • ETP · 53.9% · $20M
  • Common Stock · 44.0% · $16M
  • REIT · 2.2% · $804,526

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
J P MORGAN EXCHANGE TRADED FNEW+37.5K37.5K+$2M$2M
BBUSJ P MORGAN EXCHANGE TRADED FNEW+10.1K10.1K+$777,886$777,886
TLHISHARES TRNEW+4.6K4.6K+$450,521$450,521
J P MORGAN EXCHANGE TRADED FNEW+8.4K8.4K+$437,270$437,270
BBHYJ P MORGAN EXCHANGE TRADED FNEW+8.7K8.7K+$383,802$383,802
SPDR INDEX SHS FDSNEW+9.6K9.6K+$320,661$320,661
MPCMARATHON PETE CORPNEW+1.5K1.5K+$233,064$233,064
SPDR SER TRNEW+6.1K6.1K+$224,773$224,773

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

60 positions (from 97 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1NULGNUSHARES ETF TRNUVEEN ESG US · NUVEEN ESG LRGCP · NUVEEN ESG LRGVL · NUVEEN ESG INTL · ESG HI TLD CRP · NUVEEN ESG EMRGN10.98%$4M143.9K
2BBUSJ P MORGAN EXCHANGE TRADED FBETABUILDERS US · BETABUILDRS US · INTRNL RES EQT · BETABUILDERS I · BETABUILDERS USD10.16%$4M74.3K
3SPYSPDR S&P 500 ETF TRhistory →TR UNIT9.58%$4M8.3K
4IJRISHARES TRCORE S&P SCP ETF · CORE S&P500 ETF · 10-20 YR TRS ETF · CORE MSCI TOTAL7.29%$3M24.2K
5MASIMO CORPCOM3.40%$1M14.4K
6AAPLAPPLE INChistory →COM3.20%$1M7.0K
7FLCBFRANKLIN TEMPLETON ETF TRUS CORE BOND ETF · US LRG CP MLTFCT · US TREASURY BOND3.03%$1M49.1K
8MSFTMICROSOFT CORPhistory →COM3.02%$1M3.6K
9BNDVANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND2.57%$955,64813.3K
10GOOGLALPHABET INCCAP STK CL A · CAP STK CL C2.29%$849,5046.5K
11VTEBVANGUARD MUN BD FDShistory →TAX EXEMPT BD2.23%$827,22417.2K
12SPDWSPDR INDEX SHS FDSPORTFOLIO DEVLPD · PORTFOLIO EMG MK1.85%$686,30021.3K
13NOCNORTHROP GRUMMAN CORPhistory →COM1.79%$666,8891.5K
14DFACDIMENSIONAL ETF TRUSTUS CORE EQUITY 2 · US MKTWIDE VALUE1.64%$608,19821.2K
15PGPROCTER AND GAMBLE COhistory →COM1.60%$595,6524.1K
16VTIVANGUARD INDEX FDSTOTAL STK MKT · S&P 500 ETF SHS1.44%$534,7801.9K
17JPMJPMORGAN CHASE & COhistory →COM1.31%$485,8173.4K
18PLDPROLOGIS INC.history →COM1.30%$484,1874.3K
19XLSRSSGA ACTIVE TRhistory →SPDR SSGA US SCT1.27%$473,12911.5K
20AMZNAMAZON COM INChistory →COM1.26%$467,2943.7K
21UNHUNITEDHEALTH GROUP INChistory →COM1.22%$451,755896
22KOCOCA COLA COhistory →COM1.10%$409,3827.3K
23AJGGALLAGHER ARTHUR J & COCOM1.00%$371,5261.6K
24VVISA INCCOM CL A0.98%$364,1061.6K
25LLYELI LILLY & COCOM0.94%$349,730651
26HDHOME DEPOT INCCOM0.92%$341,7431.1K
27MAMASTERCARD INCORPORATEDCL A0.88%$329,002831
28MRKMERCK & CO INCCOM0.87%$324,8083.2K
29MAAMID-AMER APT CMNTYS INCCOM0.86%$320,3392.5K
30CVXCHEVRON CORP NEWCOM0.81%$299,6381.8K
31CSCOCISCO SYS INCCOM0.79%$292,5625.4K
32EXMOCEXXON MOBIL CORPCOM0.78%$289,1302.5K
33HIGHARTFORD FINL SVCS GROUP INCCOM0.76%$283,6404.0K
34AEPAMERICAN ELEC PWR CO INCCOM0.76%$282,9783.8K
35LMTLOCKHEED MARTIN CORPCOM0.76%$280,826687
36PMPHILIP MORRIS INTL INCCOM0.75%$279,1293.0K
37WMTWALMART INCCOM0.74%$274,2801.7K
38CMCSACOMCAST CORP NEWCL A0.73%$269,7656.1K
39MCDMCDONALDS CORPCOM0.70%$258,699982
40SCHRSCHWAB STRATEGIC TRINT-TRM U.S TRES0.69%$255,8085.3K
41EMREMERSON ELEC COCOM0.69%$255,3332.6K
42DHRDANAHER CORPORATIONCOM0.67%$250,5811.0K
43PAYXPAYCHEX INCCOM0.66%$246,8072.1K
44EOGEOG RES INCCOM0.63%$235,7741.9K
45MPCMARATHON PETE CORPCOM0.63%$233,0641.5K
46METMETLIFE INCCOM0.62%$230,4403.7K
47ACNACCENTURE PLC IRELANDSHS CLASS A0.61%$226,955739
48COSTCOSTCO WHSL CORP NEWCOM0.61%$225,984400
49SPDR SER TRPORTFOLIO S&P6000.60%$224,7736.1K
50HCAHCA HEALTHCARE INCCOM0.60%$221,382900
51TJXTJX COS INC NEWCOM0.57%$213,3122.4K
52PEPPEPSICO INCCOM0.57%$211,2921.2K
53SBUXSTARBUCKS CORPCOM0.56%$209,9212.3K
54CINFCINCINNATI FINL CORPCOM0.56%$209,6952.0K
55ADBEADOBE INCCOM0.56%$208,040408
56BDXBECTON DICKINSON & COCOM0.55%$206,049797
57VEAVANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT0.55%$205,2624.7K
58TMOTHERMO FISHER SCIENTIFIC INCCOM0.54%$202,468400
59ARCCARES CAPITAL CORPCOM0.54%$200,05510.3K
60TAT&T INCCOM0.43%$160,97010.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$56M101Apr 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$52M96Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$79M134Oct 16, 202513F-HRchanges · EDGAR ↗
Q2 2025$74M138Jul 18, 202513F-HRchanges · EDGAR ↗
Q1 2025$66M129Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$59M121Jan 17, 202513F-HRchanges · EDGAR ↗
Q3 2024$59M120Oct 15, 202413F-HRchanges · EDGAR ↗
Q2 2024$55M123Jul 16, 202413F-HRchanges · EDGAR ↗
Q1 2024$52M129Apr 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$43M106Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$37M97Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$36M95Jul 20, 202313F-HRchanges · EDGAR ↗
Q1 2023$36M92May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$34M92Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$35M84Oct 24, 202213F-HRchanges · EDGAR ↗
Q2 2022$31M60Jul 22, 202213F-HRchanges · EDGAR ↗
Q1 2022$37M72May 10, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.