Managers / Q3 2022 · view latest →
LOCKERMAN FINANCIAL GROUP, INC.
CIK 0001906539 · 4695 MACARTHUR COURT, SUITE 490, NEWPORT BEACH, CA, 92660 · 949-554-3500
Summary
Lockerman Financial Group, Inc. reported $35M in U.S.-listed holdings across 84 positions for Q3 2022.
Its largest position, SUB, represents 16.8% of the portfolio.
Compared with Q2 2022, the fund opened 8 new positions and exited 5.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- ETP · 58.7% · $20M
- Common Stock · 37.8% · $13M
- REIT · 3.6% · $1M
Quarter-over-Quarter Changes full breakdown →
vs Q2 2022 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| HYDVANECK ETF TRUST | NEW | +37.8K | 37.8K | +$2M | $2M |
| BSVVANGUARD BD INDEX FDS | NEW | +10.8K | 10.8K | +$805,000 | $805,000 |
| VTEBVANGUARD MUN BD FDS | NEW | +12.0K | 12.0K | +$577,000 | $577,000 |
| IVVISHARES TR | NEW | +1.2K | 1.2K | +$415,000 | $415,000 |
| GOOGLALPHABET INC | NEW | +3.2K | 3.2K | +$309,000 | $309,000 |
| PAYXPAYCHEX INC | NEW | +2.1K | 2.1K | +$240,000 | $240,000 |
| HDHOME DEPOT INC | NEW | +785 | 785 | +$217,000 | $217,000 |
| SCHDSCHWAB STRATEGIC TR | NEW | +3.1K | 3.1K | +$208,000 | $208,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2022
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | SUBISHARES TR | SHRT NAT MUN ETF · RUSSELL 2000 ETF · CORE S&P500 ETF · CORE S&P SCP ETF | 16.76% | $6M | 45.3K |
| 2 | NULGNUSHARES ETF TR | NUVEEN ESG US · NUVEEN ESG LRGVL · NUVEEN ESG LRGCP · NUVEEN ESG INTL · ESG HI TLD CRP · NUVEEN ESG EMRGN | 14.00% | $5M | 188.9K |
| 3 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 7.04% | $2M | 6.8K |
| 4 | MASIMO CORP | COM | 6.34% | $2M | 15.6K |
| 5 | HYDVANECK ETF TRUSThistory → | HIGH YLD MUNIETF | 5.43% | $2M | 37.8K |
| 6 | BSVVANGUARD BD INDEX FDS | SHORT TRM BOND · TOTAL BND MRKT | 4.01% | $1M | 19.0K |
| 7 | AAPLAPPLE INChistory → | COM | 2.78% | $966,000 | 7.0K |
| 8 | FLCBFRANKLIN TEMPLETON ETF TR | US CORE BOND ETF · US LRG CP MLTFCT | 2.53% | $879,000 | 37.1K |
| 9 | MSFTMICROSOFT CORPhistory → | COM | 2.34% | $812,000 | 3.5K |
| 10 | JIREJ P MORGAN EXCHANGE TRADED Fhistory → | INTRNL RES EQT | 2.30% | $800,000 | 18.4K |
| 11 | NOCNORTHROP GRUMMAN CORPhistory → | COM | 1.91% | $664,000 | 1.4K |
| 12 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 1.72% | $597,000 | 6.2K |
| 13 | PGPROCTER AND GAMBLE COhistory → | COM | 1.69% | $588,000 | 4.7K |
| 14 | VTEBVANGUARD MUN BD FDShistory → | TAX EXEMPT BD | 1.66% | $577,000 | 12.0K |
| 15 | DFACDIMENSIONAL ETF TRUST | US CORE EQUITY 2 · US MKTWIDE VALUE | 1.50% | $521,000 | 21.1K |
| 16 | JNJJOHNSON & JOHNSONhistory → | COM | 1.23% | $428,000 | 2.6K |
| 17 | KOCOCA COLA COhistory → | COM | 1.18% | $410,000 | 7.3K |
| 18 | PLDPROLOGIS INC.history → | COM | 1.17% | $408,000 | 4.0K |
| 19 | MAAMID-AMER APT CMNTYS INChistory → | COM | 1.14% | $395,000 | 2.5K |
| 20 | AMZNAMAZON COM INChistory → | COM | 1.05% | $365,000 | 3.2K |
| 21 | MRKMERCK & CO INC | COM | 0.98% | $341,000 | 4.0K |
| 22 | JPMJPMORGAN CHASE & CO | COM | 0.94% | $326,000 | 3.1K |
| 23 | AEPAMERICAN ELEC PWR CO INC | COM | 0.89% | $310,000 | 3.6K |
| 24 | UNHUNITEDHEALTH GROUP INC | COM | 0.89% | $310,000 | 613 |
| 25 | DHRDANAHER CORPORATION | COM | 0.83% | $287,000 | 1.1K |
| 26 | AJGGALLAGHER ARTHUR J & CO | COM | 0.80% | $279,000 | 1.6K |
| 27 | SOSOUTHERN CO | COM | 0.80% | $278,000 | 4.1K |
| 28 | VEAVANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 0.80% | $277,000 | 7.6K |
| 29 | LLYLILLY ELI & CO | COM | 0.77% | $268,000 | 828 |
| 30 | KEYKEYCORP | COM | 0.76% | $264,000 | 16.4K |
| 31 | LMTLOCKHEED MARTIN CORP | COM | 0.75% | $261,000 | 676 |
| 32 | VOOVANGUARD INDEX FDS | S&P 500 ETF SHS | 0.75% | $260,000 | 790 |
| 33 | HIGHARTFORD FINL SVCS GROUP INC | COM | 0.71% | $248,000 | 4.0K |
| 34 | PFEPFIZER INC | COM | 0.71% | $246,000 | 5.6K |
| 35 | METMETLIFE INC | COM | 0.70% | $243,000 | 4.0K |
| 36 | BILSPDR SER TR | BLOOMBERG 1-3 MO | 0.70% | $242,000 | 2.6K |
| 37 | PMPHILIP MORRIS INTL INC | COM | 0.69% | $241,000 | 2.9K |
| 38 | PAYXPAYCHEX INC | COM | 0.69% | $240,000 | 2.1K |
| 39 | CSCOCISCO SYS INC | COM | 0.69% | $239,000 | 6.0K |
| 40 | QCOMQUALCOMM INC | COM | 0.68% | $236,000 | 2.1K |
| 41 | CCICROWN CASTLE INC | COM | 0.66% | $228,000 | 1.6K |
| 42 | AMGNAMGEN INC | COM | 0.66% | $228,000 | 1.0K |
| 43 | XELXCEL ENERGY INC | COM | 0.63% | $220,000 | 3.4K |
| 44 | HDHOME DEPOT INC | COM | 0.62% | $217,000 | 785 |
| 45 | DUKDUKE ENERGY CORP NEW | COM NEW | 0.62% | $216,000 | 2.3K |
| 46 | PGXINVESCO EXCH TRADED FD TR II | PFD ETF | 0.61% | $213,000 | 17.9K |
| 47 | UNPUNION PAC CORP | COM | 0.60% | $210,000 | 1.1K |
| 48 | ESEVERSOURCE ENERGY | COM | 0.60% | $208,000 | 2.7K |
| 49 | SCHDSCHWAB STRATEGIC TR | US DIVIDEND EQ | 0.60% | $208,000 | 3.1K |
| 50 | NNNNATIONAL RETAIL PROPERTIES I | COM | 0.59% | $205,000 | 5.2K |
| 51 | ARCCARES CAPITAL CORP | COM | 0.50% | $173,000 | 10.3K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $56M | 101 | Apr 14, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $52M | 96 | Jan 21, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $79M | 134 | Oct 16, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $74M | 138 | Jul 18, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $66M | 129 | Apr 17, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $59M | 121 | Jan 17, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $59M | 120 | Oct 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $55M | 123 | Jul 16, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $52M | 129 | Apr 16, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $43M | 106 | Jan 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $37M | 97 | Oct 19, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $36M | 95 | Jul 20, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $36M | 92 | May 10, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $34M | 92 | Feb 8, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $35M | 84 | Oct 24, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $31M | 60 | Jul 22, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $37M | 72 | May 10, 2022 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.