Managers / Q3 2022

Strategic Asset Management, LLC

CIK 0001888541 · 2434 SUPERIOR DR NW, SUITE 101, ROCHESTER, MN, 55901 · 888-526-8755

Reported Value

$58M

Q3 2022

Positions

613

Filings on Record

2021–present window

Filed

Nov 1, 2022

original filing

Summary

Strategic Asset Management, LLC reported $58M in U.S.-listed holdings across 613 positions for Q3 2022.

Its largest position, SPYM, represents 7.5% of the portfolio.

Compared with Q2 2022, the fund opened 32 new positions and exited 64.

Portfolio Metrics

Turnover

+5.7%

vs prior filed quarter

Top-10 Concentration

+42.5%

share of reported value

Largest Position

+7.5%

Spdr Series Trust Portfolio S P 500 Etf

New / Exited

32 / 64

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 82.8% · $48M
Common Stock · 12.9% · $7M
FIXED · 0.7% · $394,000
Closed-End Fund · 0.6% · $371,000
Other · 0.6% · $366,000
Other · 2.3% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
FIRST TR EXCHANGE TRADED FD VI CBOE VEST GROWTH 100 BUFFER	NEW	+7.4K	7.4K	+$123,000	$123,000
SPTI SPDR SERIES TRUST PORTFLI INTRMDIT ETF	NEW	+4.0K	4.0K	+$112,000	$112,000
FIRST TRUST EXCHANGE-TRADED FU NY ARCA BIOTECH ETF	NEW	+409	409	+$54,000	$54,000
WORLD GOLD TRUST SPDR GLD MINIS ETF	NEW	+1.1K	1.1K	+$35,000	$35,000
PR PERMIAN RESOURCES CORPORATION COM	NEW	+5.0K	5.0K	+$34,000	$34,000
UNITED STATES TREASURY BILLS BILL	NEW	+17	17	+$17,000	$17,000
GSK GSK PLC ADR SPONSORED	NEW	+587	587	+$17,000	$17,000
TOTAL SE ADR SPONSORED	NEW	+361	361	+$17,000	$17,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

453 positions (from 500 filing rows — )

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	SPYM SPDR SERIES TRUST PORTFOLIO S&P 500 ETF history →	PORTFOLIO S&P 500 ETF	7.52%	$4M	103.5K
2	RSP INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT ETF history →	S&P500 EQL WGT ETF	6.06%	$3M	27.5K
3	ESGU ISHARES TRUST ESG AWARE MSCI USA ETF history →	ESG AWARE MSCI USA ETF	4.94%	$3M	35.9K
4	QQQ INVESCO QQQ TRUST UNIT SER 1 ETF history →	UNIT SER 1 ETF	4.46%	$3M	9.6K
5	AAPL APPLE INC COM history →	COM	4.18%	$2M	17.5K
6	VEA VANGUARD FTSE DEVELOPED MKTS ETF history →	FTSE DEVELOPED MKTS ETF	3.59%	$2M	57.0K
7	BIL SPDR BLOOMBERG 1-3 MONTH T-BILL ETF history →	BLOOMBERG 1-3 MONTH T-BILL ETF	3.16%	$2M	19.9K
8	IJR ISHARES TRUST CORE S&P SCP ETF history →	CORE S&P SCP ETF	3.15%	$2M	20.8K
9	FIRST TR EXCHANGE TRADED FD VI US EQUITY DEEP BUFFER ETF	US EQUITY DEEP BUFFER ETF	2.98%	$2M	52.7K
10	NEAR ISHARES US ETF TRUST BLACKROCK SH MATURITY BD ETF history →	BLACKROCK SH MATURITY BD ETF	2.47%	$1M	1.1K
11	FIRST TR EXCHANGE TRADED FD VI US EQUITY BUFFER FEB ETF	US EQUITY BUFFER FEB ETF	2.41%	$1M	41.6K
12	FIRST TR EXCHANGE TRADED FD VI CBOE VEST US EQTY BUFFER ET	CBOE VEST US EQTY BUFFER ET	2.20%	$1M	42.0K
13	EFG ISHARES TRUST EAFE GRWTH ETF history →	EAFE GRWTH ETF	1.73%	$1M	13.8K
14	EFV ISHARES TRUST EAFE VALUE ETF history →	EAFE VALUE ETF	1.68%	$968,000	25.1K
15	FIRST TR EXCHANGE TRADED FD VI CBOE VEST US EQTY DEEP BUFF	CBOE VEST US EQTY DEEP BUFF	1.51%	$871,000	29.1K
16	GOVT ISHARES TRUST US TREAS BD ETF history →	US TREAS BD ETF	1.49%	$858,000	37.7K
17	FIRST TR EXCHANGE TRADED FD VI CBOE VEST BUFFERED ALLOCATI	CBOE VEST BUFFERED ALLOCATI	1.33%	$769,000	44.9K
18	FIRST TR EXCHANGE TRADED FD VI CBOE VEST US EQUITY BUFFER	CBOE VEST US EQUITY BUFFER	1.18%	$682,000	26.2K
19	BRK/B BERKSHIRE HATHAWAY INC COM CL B history →	COM CL B	1.17%	$674,000	2.5K
20	LGLV SPDR SSGA US LRG ETF history →	SSGA US LRG ETF	1.15%	$663,000	5.4K
21	SPDW SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF history →	PORTFOLIO DEVLPD ETF	1.11%	$639,000	2.5K
22	SPTS SPDR PORTFOLIO SH TSR ETF	PORTFOLIO SH TSR ETF	0.99%	$571,000	19.8K
23	XLSR SSGA ACTIVE TR SPDR SSGA US SCT ETF	SPDR SSGA US SCT ETF	0.96%	$555,000	15.5K
24	FIRST TR EXCHANGE TRADED FD VI CBOE VEST US EQUITY DEEP BU	CBOE VEST US EQUITY DEEP BU	0.89%	$515,000	17.7K
25	SCHZ SCHWAB STRATEGIC TR US AGGREGATE B ETF	US AGGREGATE B ETF	0.86%	$495,000	10.9K
26	SPY SPDR S&P500 ETF TRUST TR UNIT ETF	TR UNIT ETF	0.83%	$478,000	1.3K
27	XLU SELECT SECTOR SPDR TRUST SBI INT-UTILS ETF	SBI INT-UTILS ETF	0.78%	$452,000	6.9K
28	ISHARES TRUST CORE TOTAL USD ETF	CORE TOTAL USD ETF	0.76%	$441,000	9.9K
29	EELV INVESCO EXCHANGE TRADED FUND T S&P EMRNG MKTS ETF	S&P EMRNG MKTS ETF	0.71%	$412,000	19.6K
30	SPDR INDEX SHARES FUNDS PORTFOLIO EMG MK ETF	PORTFOLIO EMG MK ETF	0.65%	$378,000	12.2K
31	AMZN AMAZON COM INC COM	COM	0.63%	$361,000	3.6K
32	USMV ISHARES TRUST MSCI USA MIN VOL FACTOR ETF	MSCI USA MIN VOL FACTOR ETF	0.60%	$346,000	5.2K
33	VO VANGUARD MID CAP ETF	MID CAP ETF	0.60%	$345,000	1.8K
34	DIA SPDR DOW JONES IND UT SER 1 ETF	UT SER 1 ETF	0.57%	$329,000	1.1K
35	FV FIRST TR EXCHANGE TRADED FD VI DORSEY WRT 5 ETF	DORSEY WRT 5 ETF	0.53%	$308,000	7.5K
36	HDV ISHARES TRUST CORE HIGH DV ETF	CORE HIGH DV ETF	0.52%	$301,000	3.3K
37	COWZ PACER FDS TR US CASH COWS 100 ETF	US CASH COWS 100 ETF	0.52%	$301,000	7.3K
38	SPMD SPDR SERIES TRUST PORTFOLIO S&P 400 MID CAP ETF	PORTFOLIO S&P 400 MID CAP ETF	0.50%	$288,000	7.5K
39	INVESCO EXCHANGE TRADED SELF I BULSHS 2022 CB ETF	BULSHS 2022 CB ETF	0.48%	$275,000	13.0K
40	ZVRA KEMPHARM INC COM	COM	0.45%	$260,000	41.7K
41	DVY ISHARES TRUST SELECT DIVID ETF	SELECT DIVID ETF	0.43%	$246,000	841
42	XLP SELECT SECTOR SPDR TRUST SBI CONS STPLS ETF	SBI CONS STPLS ETF	0.42%	$240,000	3.6K
43	JVAL JP MORGAN ETF TRUST US VALUE FACTR ETF	US VALUE FACTR ETF	0.39%	$226,000	7.6K
44	PDBC INVESCO EXCHANGE TRADED FUND T OPTIMUM YIELD ETF	OPTIMUM YIELD ETF	0.37%	$215,000	13.3K
45	SCHP SCHWAB STRATEGIC TR US TIPS ETF	US TIPS ETF	0.35%	$205,000	4.0K
46	TOTL SSGA ACTIVE ETF TR SPDR TR TACTIC ETF	SPDR TR TACTIC ETF	0.35%	$201,000	5.0K
47	PMAR INNOVATOR ETFS TRUST INNOVATOR US EQUTY POWER BU	INNOVATOR US EQUTY POWER BU	0.34%	$196,000	6.7K
48	ALTL PACER FDS TR LUNT LARGE CAP ALTERNATOR ETF	LUNT LARGE CAP ALTERNATOR ETF	0.33%	$191,000	5.3K
49	ESGE ISHARES INC ESG AWARE MSCI EM ETF	ESG AWARE MSCI EM ETF	0.33%	$190,000	6.9K
50	MCD MCDONALD'S CORPORATION COM	COM	0.31%	$181,000	785
51	SHY ISHARES TRUST 1 3 YR TREAS BD ETF	1 3 YR TREAS BD ETF	0.30%	$176,000	2.2K
52	SPDR PORTFOLIO S&P 600 SM CAP ETF	PORTFOLIO S&P 600 SM CAP ETF	0.30%	$173,000	5.1K
53	DE DEERE & CO COM	COM	0.29%	$165,000	495
54	ETF MANAGERS TRUST ETFMG TRAVEL TECH ETF	ETFMG TRAVEL TECH ETF	0.28%	$163,000	10.4K
55	XMLV INVESCO EXCHANGE TRADED FUND T S&P MIDCP LOW ETF	S&P MIDCP LOW ETF	0.28%	$159,000	3.3K
56	SPYG SPDR SERIES TRUST PRTFLO S&P500 GW ETF	PRTFLO S&P500 GW ETF	0.26%	$150,000	3.0K
57	SHOO MADDEN (STEVEN) COM	COM	0.26%	$150,000	5.6K
58	MSFT MICROSOFT CORP COM	COM	0.25%	$147,000	629
59	PTNQ PACER FDS TR TRENDP 100 ETF	TRENDP 100 ETF	0.25%	$146,000	3.0K
60	AOR ISHARES TRUST GRWT ALLOCAT ETF	GRWT ALLOCAT ETF	0.25%	$143,000	3.2K
61	VB VANGUARD SMALL CP ETF	SMALL CP ETF	0.25%	$142,000	832
62	TLT ISHARES TRUST 20 YR TR BD ETF	20 YR TR BD ETF	0.23%	$134,000	1.3K
63	FIRST TR EXCHANGE TRADED FD VI VEST US DEEP ETF	VEST US DEEP ETF	0.23%	$132,000	4.4K
64	XSOE WISDOMTREE TRUST EM EX ST-OWNED ETF	EM EX ST-OWNED ETF	0.23%	$132,000	5.4K
65	FIRST TR EXCHANGE TRADED FD VI CBOE VEST FD OF DEEP BUFFER	CBOE VEST FD OF DEEP BUFFER	0.23%	$130,000	6.8K
66	SPDR SERIES TRUST PORTFOLIO AGRGTE ETF	PORTFOLIO AGRGTE ETF	0.23%	$130,000	5.2K
67	COMT ISHARES US ETF TRUST GSCI COMMODITY DYNAMIC ROLL	GSCI COMMODITY DYNAMIC ROLL	0.22%	$127,000	3.6K
68	IFRA ISHARES TRUST US INFRASTRUC ETF	US INFRASTRUC ETF	0.22%	$127,000	3.9K
69	FIRST TR EXCHANGE TRADED FD VI CBOE VEST GROWTH 100 BUFFER	CBOE VEST GROWTH 100 BUFFER	0.21%	$123,000	7.4K
70	VLUE ISHARES TRUST MSCI USA VALUE FACTOR ETF	MSCI USA VALUE FACTOR ETF	0.21%	$121,000	1.5K
71	UFEB INNOVATOR ETFS TRUST INNOVATOR US EQITY ULTRA BU	INNOVATOR US EQITY ULTRA BU	0.21%	$119,000	4.6K
72	SSGA ACTIVE TR SPDR SSGA FXD ETF	SPDR SSGA FXD ETF	0.20%	$116,000	4.5K
73	IYW ISHARES TRUST U.S. TECH ETF	U.S. TECH ETF	0.20%	$116,000	1.6K
74	MO ALTRIA GROUP INC COM	COM	0.19%	$112,000	2.8K
75	SPTL SPDR SERIES TRUST PORTFOLIO LN TSR ETF	PORTFOLIO LN TSR ETF	0.19%	$112,000	3.8K
76	SPTI SPDR SERIES TRUST PORTFLI INTRMDIT ETF	PORTFLI INTRMDIT ETF	0.19%	$112,000	4.0K
77	LATTICE STRATEGIES TR HARTFORD MLT ETF	HARTFORD MLT ETF	0.18%	$106,000	4.9K
78	XLE SELECT SECTOR SPDR TRUST ENERGY ETF	ENERGY ETF	0.18%	$106,000	8
79	PFE PFIZER INC COM	COM	0.18%	$105,000	2.4K
80	ITOT ISHARES TRUST CORE S&P TTL STK ETF	CORE S&P TTL STK ETF	0.18%	$104,000	1.3K
81	FIRST TR EXCHANGE TRADED FD VI CBOE EQT DEP NOV ETF	CBOE EQT DEP NOV ETF	0.18%	$103,000	3.2K
82	ISHARES TRUST HDG MSCI EAFE ETF	HDG MSCI EAFE ETF	0.17%	$99,000	3.3K
83	SIZE ISHARES TRUST MSCI USA SIZE FACTOR ETF	MSCI USA SIZE FACTOR ETF	0.17%	$98,000	940
84	IEI ISHARES TRUST 3 7 YR TREAS BD ETF	3 7 YR TREAS BD ETF	0.16%	$95,000	844
85	FALN ISHARES TRUST FALN ANGLS USD ETF	FALN ANGLS USD ETF	0.16%	$94,000	3.9K
86	FTEC FIDELITY COVINGTON TRUST MSCI INFO TECH I ETF	MSCI INFO TECH I ETF	0.16%	$93,000	1.0K
87	SPIB SPDR SERIES TRUST PORTFOLIO INTRMD ETF	PORTFOLIO INTRMD ETF	0.16%	$93,000	3.0K
88	PTMC PACER FDS TR TRENDP US MID CP ETF	TRENDP US MID CP ETF	0.16%	$92,000	2.9K
89	IGSB ISHARES TRUST 1-5 YEAR INVT GRADE CORP BD	1-5 YEAR INVT GRADE CORP BD	0.16%	$91,000	1.8K
90	FNCL FIDELITY COVINGTON TRUST MSCI FINLS IDX ETF	MSCI FINLS IDX ETF	0.16%	$90,000	2.1K
91	GWX SPDR INDEX SHARES FUNDS S&P INTL SMLCP ETF	S&P INTL SMLCP ETF	0.15%	$89,000	3.4K
92	VPL VANGUARD FTSE PACIFIC ETF	FTSE PACIFIC ETF	0.15%	$89,000	1.5K
93	XLV SELECT SECTOR SPDR TRUST SBI HEALTHCARE ETF	SBI HEALTHCARE ETF	0.15%	$89,000	734
94	FIRST TR EXCHANGE TRADED FD VI CBOE EQT BUFER ETF	CBOE EQT BUFER ETF	0.15%	$87,000	2.6K
95	JEPI JP MORGAN ETF TRUST EQUITY PREMIUM INCOME ETF	EQUITY PREMIUM INCOME ETF	0.15%	$86,000	1.7K
96	IIPR INNOVATIVE INDUSTRIAL PROPERTE COM USD0.001	COM USD0.001	0.15%	$85,000	970
97	ROK ROCKWELL AUTOMATION INC COM	COM	0.14%	$83,000	388
98	EXMOC EXXON MOBIL CORPORATION COM	COM	0.14%	$83,000	948
99	VV VANGUARD LARGE CAP ETF	LARGE CAP ETF	0.14%	$83,000	506
100	ETF SERIES SOLUTIONS DEFIANCE NEXT ETF	DEFIANCE NEXT ETF	0.14%	$82,000	2.9K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q3 2022	$58M	613	Nov 1, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$62M	619	Jul 14, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$71M	531	Apr 20, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$72M	502	Jan 26, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$71M	467	Nov 4, 2021	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.