Managers / Q4 2021 · view latest →

Strategic Asset Management, LLC

CIK 0001888541 · 2434 SUPERIOR DR NW, SUITE 101, ROCHESTER, MN, 55901 · 888-526-8755

Reported Value

$72M

Q4 2021

Positions

502

Filings on Record

2021–present window

Filed

Jan 26, 2022

original filing

Summary

Strategic Asset Management, LLC reported $72M in U.S.-listed holdings across 502 positions for Q4 2021.

Its largest position, SPYM, represents 7.1% of the portfolio.

Compared with Q3 2021, the fund opened 59 new positions and exited 24.

Portfolio Metrics

Turnover

+12.0%

vs prior filed quarter

Top-10 Concentration

+43.9%

share of reported value

Largest Position

+7.1%

Spdr Series Trust Portfolio S P 500 Etf

New / Exited

59 / 24

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 82.5% · $59M
Common Stock · 14.1% · $10M
Other · 0.6% · $438,000
Closed-End Fund · 0.6% · $402,000
FIXED · 0.5% · $393,000
Other · 1.7% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
FIRST TR EXCHANGE TRADED FD VI CBOE VEST BUFFERED ALLOCATI	NEW	+26.9K	26.9K	+$547,000	$547,000
ETF MANAGERS TRUST ETFMG TRAVEL TECH ETF	NEW	+6.0K	6.0K	+$145,000	$145,000
FIRST TR EXCHANGE TRADED FD VI CBOE EQT BUFER ETF	NEW	+3.5K	3.5K	+$137,000	$137,000
FIRST TR EXCHANGE TRADED FD VI FT CBOE VEST U S EQ BUFER S	NEW	+3.1K	3.1K	+$76,000	$76,000
FIRST TR EXCHANGE TRADED FD VI CBOE VEST BUFFERED ALLOCATI	NEW	+3.8K	3.8K	+$76,000	$76,000
FIRST TR EXCHANGE TRADED FD VI CBOE VEST FD OF DEEP BUFFER	NEW	+3.5K	3.5K	+$76,000	$76,000
PTNQ PACER FDS TR TRENDP 100 ETF	NEW	+950	950	+$56,000	$56,000
XLF SELECT SECTOR SPDR TRUST FINANCIAL ETF	NEW	+1.3K	1.3K	+$51,000	$51,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

478 positions (from 500 filing rows — )

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	SPYM SPDR SERIES TRUST PORTFOLIO S&P 500 ETF history →	PORTFOLIO S&P 500 ETF	7.11%	$5M	91.3K
2	RSP INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT ETF history →	S&P500 EQL WGT ETF	6.44%	$5M	28.4K
3	QQQ INVESCO QQQ TRUST UNIT SER 1 ETF history →	UNIT SER 1 ETF	6.08%	$4M	11.0K
4	ESGU ISHARES TRUST ESG AWARE MSCI USA ETF history →	ESG AWARE MSCI USA ETF	5.39%	$4M	35.8K
5	AAPL APPLE INC COM history →	COM	4.50%	$3M	18.2K
6	VEA VANGUARD FTSE DEV MKT ETF history →	FTSE DEV MKT ETF	4.21%	$3M	59.1K
7	IJR ISHARES TRUST CORE S&P SCP ETF history →	CORE S&P SCP ETF	2.97%	$2M	18.6K
8	BIL SPDR BLOOMBERG 1-3 MONTH T-BILL ETF history →	BLOOMBERG 1-3 MONTH T-BILL ETF	2.51%	$2M	19.7K
9	FIRST TR EXCHANGE TRADED FD VI US EQUITY DEEP BUFFER ETF	US EQUITY DEEP BUFFER ETF	2.46%	$2M	50.1K
10	NEAR ISHARES US ETF TRUST BLACKROCK SH MATURITY BD ETF history →	BLACKROCK SH MATURITY BD ETF	2.24%	$2M	32.2K
11	EFG ISHARES TRUST EAFE GRWTH ETF history →	EAFE GRWTH ETF	2.23%	$2M	14.5K
12	FIRST TR EXCHANGE TRADED FD VI US EQUITY BUFFER FEB ETF	US EQUITY BUFFER FEB ETF	2.20%	$2M	41.0K
13	EFV ISHARES TRUST EAFE VALUE ETF history →	EAFE VALUE ETF	2.12%	$2M	30.1K
14	SPY SPDR S&P500 ETF TRUST TR UNIT ETF history →	TR UNIT ETF	1.60%	$1M	2.4K
15	XLSR SSGA ACTIVE TR SPDR SSGA US SCT ETF history →	SPDR SSGA US SCT ETF	1.26%	$905,000	19.3K
16	SPDW SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF history →	PORTFOLIO DEVLPD ETF	1.23%	$885,000	24.3K
17	GOVT ISHARES TRUST US TREAS BD ETF history →	US TREAS BD ETF	1.20%	$860,000	32.2K
18	FIRST TR EXCHANGE TRADED FD VI CBOE VEST US EQTY BUFFER ET	CBOE VEST US EQTY BUFFER ET	1.20%	$858,000	24.7K
19	VLUE ISHARES TRUST MSCI USA VALUE FACTOR ETF history →	MSCI USA VALUE FACTOR ETF	1.12%	$805,000	7.4K
20	FIRST TR EXCHANGE TRADED FD VI CBOE VEST US EQUITY BUFFER	CBOE VEST US EQUITY BUFFER	1.05%	$755,000	22.5K
21	BRK/B BERKSHIRE HATHAWAY INC COM CL B history →	COM CL B	1.04%	$749,000	2.5K
22	XSOE WISDOMTREE TRUST EM EX ST-OWNED ETF	EM EX ST-OWNED ETF	0.96%	$688,000	18.7K
23	SPDR SERIES TRUST PORTFOLIO AGRGTE ETF	PORTFOLIO AGRGTE ETF	0.91%	$655,000	22.1K
24	SCHA SCHWAB STRATEGIC TR US SML CAP ETF	US SML CAP ETF	0.90%	$645,000	6.3K
25	FIRST TR EXCHANGE TRADED FD VI CBOE VEST BUFFERED ALLOCATI	CBOE VEST BUFFERED ALLOCATI	0.87%	$623,000	30.7K
26	IVV ISHARES TRUST CORE S&P500 ETF	CORE S&P500 ETF	0.81%	$583,000	1.2K
27	DIA SPDR DOW JONES IND UT SER 1 ETF	UT SER 1 ETF	0.79%	$565,000	1.6K
28	ISHARES TRUST CORE TOTAL USD ETF	CORE TOTAL USD ETF	0.72%	$519,000	9.8K
29	FIRST TR EXCHANGE TRADED FD VI CBOE VEST US EQTY DEEP BUFF	CBOE VEST US EQTY DEEP BUFF	0.70%	$505,000	15.4K
30	IYW ISHARES TRUST U.S. TECH ETF	U.S. TECH ETF	0.68%	$491,000	4.3K
31	SPDR INDEX SHARES FUNDS PORTFOLIO EMG MK ETF	PORTFOLIO EMG MK ETF	0.67%	$481,000	11.6K
32	VO VANGUARD MID CAP ETF	MID CAP ETF	0.66%	$475,000	1.9K
33	AMZN AMAZON COM INC COM	COM	0.60%	$427,000	128
34	SPMD SPDR SERIES TRUST PORTFOLIO S&P 400 MID CAP ETF	PORTFOLIO S&P 400 MID CAP ETF	0.59%	$422,000	8.5K
35	XLE SELECT SECTOR SPDR TRUST ENERGY ETF	ENERGY ETF	0.59%	$421,000	7.6K
36	SPDR PORTFOLIO S&P 600 SM CAP ETF	PORTFOLIO S&P 600 SM CAP ETF	0.58%	$413,000	9.2K
37	SCHP SCHWAB STRATEGIC TR US TIPS ETF	US TIPS ETF	0.56%	$405,000	6.4K
38	USMV ISHARES TRUST MSCI USA MIN VOL FACTOR ETF	MSCI USA MIN VOL FACTOR ETF	0.56%	$402,000	5.0K
39	IXG ISHARES TRUST GLOBAL FINLS ETF	GLOBAL FINLS ETF	0.56%	$401,000	5.0K
40	SCHJ SCHWAB STRATEGIC TR 1 5YR CORP BD ETF	1 5YR CORP BD ETF	0.53%	$378,000	7.5K
41	FV FIRST TR EXCHANGE TRADED FD VI DORSEY WRT 5 ETF	DORSEY WRT 5 ETF	0.52%	$370,000	7.5K
42	ZVRA KEMPHARM INC COM	COM	0.42%	$299,000	34.3K
43	FIRST TR EXCHANGE TRADED FD VI CBOE VEST US EQUITY DEEP BU	CBOE VEST US EQUITY DEEP BU	0.42%	$299,000	9.4K
44	JVAL JP MORGAN ETF TRUST US VALUE FACTR ETF	US VALUE FACTR ETF	0.40%	$284,000	7.4K
45	INVESCO EXCHANGE TRADED SELF I BULSHS 2022 CB ETF	BULSHS 2022 CB ETF	0.39%	$278,000	13.0K
46	FALN ISHARES TRUST FALN ANGLS USD ETF	FALN ANGLS USD ETF	0.39%	$277,000	9.2K
47	IJH ISHARES TRUST CORE S&P MCP ETF	CORE S&P MCP ETF	0.37%	$262,000	924
48	SHOO MADDEN (STEVEN) COM	COM	0.37%	$262,000	5.6K
49	IIPR INNOVATIVE INDUSTRIAL PROPERTE COM USD0.001	COM USD0.001	0.36%	$255,000	970
50	PM PHILIP MORRIS INTL INC COM	COM	0.34%	$247,000	2.6K
51	BLV VANGUARD LONG TERM BOND ETF	LONG TERM BOND ETF	0.33%	$239,000	2.3K
52	DVY ISHARES TRUST SELECT DIVID ETF	SELECT DIVID ETF	0.33%	$238,000	1.9K
53	PMAR INNOVATOR ETFS TRUST INNOVATOR US EQUTY POWER BU	INNOVATOR US EQUTY POWER BU	0.32%	$232,000	7.4K
54	XMLV INVESCO EXCHANGE TRADED FUND T S&P MIDCP LOW ETF	S&P MIDCP LOW ETF	0.31%	$220,000	3.8K
55	MCD MCDONALD'S CORPORATION COM	COM	0.29%	$210,000	784
56	MSFT MICROSOFT CORP COM	COM	0.29%	$209,000	622
57	SPDR INDEX SHARES FUNDS PORTFLO EURP ETF	PORTFLO EURP ETF	0.29%	$205,000	4.8K
58	VB VANGUARD SMALL CP ETF	SMALL CP ETF	0.26%	$187,000	829
59	MUB ISHARES TRUST NATIONAL MUN ETF	NATIONAL MUN ETF	0.26%	$185,000	1.6K
60	AOR ISHARES TRUST GRWT ALLOCAT ETF	GRWT ALLOCAT ETF	0.26%	$183,000	3.2K
61	SPLB SPDR SERIES TRUST PORTFOLIO LN COR ETF	PORTFOLIO LN COR ETF	0.24%	$170,000	5.4K
62	DE DEERE & CO COM	COM	0.24%	$170,000	495
63	FTEC FIDELITY COVINGTON TRUST MSCI INFO TECH I ETF	MSCI INFO TECH I ETF	0.23%	$168,000	1.2K
64	SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETF	PORTFOLI S&P 1500 COMP STK ETF	0.22%	$156,000	2.7K
65	ALLY BANK MIDVALE UTAH CD	CD	0.21%	$151,000	150
66	XLP SELECT SECTOR SPDR TRUST SBI CONS STPLS ETF	SBI CONS STPLS ETF	0.21%	$151,000	2.0K
67	TLH ISHARES TRUST 10-20 YR TRS ETF	10-20 YR TRS ETF	0.21%	$149,000	1.0K
68	LATTICE STRATEGIES TR HARTFORD MLT ETF	HARTFORD MLT ETF	0.20%	$146,000	4.8K
69	ETF MANAGERS TRUST ETFMG TRAVEL TECH ETF	ETFMG TRAVEL TECH ETF	0.20%	$145,000	6.0K
70	AMD ADVANCED MICRO DEVICES INC COM	COM	0.20%	$144,000	1.0K
71	GWX SPDR INDEX SHARES FUNDS S&P INTL SMLCP ETF	S&P INTL SMLCP ETF	0.20%	$142,000	3.8K
72	PFE PFIZER INC COM	COM	0.20%	$141,000	2.4K
73	FIRST TR EXCHANGE TRADED FD VI CBOE EQT BUFER ETF	CBOE EQT BUFER ETF	0.19%	$137,000	3.5K
74	ROK ROCKWELL AUTOMATION INC COM	COM	0.19%	$134,000	384
75	ISHARES TRUST HDG MSCI EAFE ETF	HDG MSCI EAFE ETF	0.18%	$130,000	3.7K
76	UFEB INNOVATOR ETFS TRUST INNOVATOR US EQITY ULTRA BU	INNOVATOR US EQITY ULTRA BU	0.18%	$129,000	4.6K
77	SIZE ISHARES TRUST MSCI USA SIZE FACTOR ETF	MSCI USA SIZE FACTOR ETF	0.18%	$129,000	937
78	SPIB SPDR SERIES TRUST PORTFOLIO INTRMD ETF	PORTFOLIO INTRMD ETF	0.18%	$128,000	3.6K
79	SSGA ACTIVE TR SPDR SSGA FXD ETF	SPDR SSGA FXD ETF	0.18%	$128,000	4.1K
80	LKQ LKQ CORPORATION COM	COM	0.18%	$127,000	2.1K
81	TOTL SSGA ACTIVE ETF TR SPDR TR TACTIC ETF	SPDR TR TACTIC ETF	0.17%	$122,000	2.6K
82	NVDA NVIDIA CORP COM	COM	0.17%	$121,000	413
83	IEI ISHARES TRUST 3 7 YR TREAS BD ETF	3 7 YR TREAS BD ETF	0.17%	$120,000	932
84	ETF SERIES SOLUTIONS DEFIANCE NEXT ETF	DEFIANCE NEXT ETF	0.17%	$120,000	2.9K
85	MO ALTRIA GROUP INC COM	COM	0.16%	$117,000	2.5K
86	FNCL FIDELITY COVINGTON TRUST MSCI FINLS IDX ETF	MSCI FINLS IDX ETF	0.16%	$117,000	2.1K
87	VV VANGUARD LARGE CAP ETF	LARGE CAP ETF	0.16%	$112,000	506
88	ALTL PACER FDS TR LUNT LARGE CAP ALTERNATOR ETF	LUNT LARGE CAP ALTERNATOR ETF	0.15%	$111,000	2.4K
89	IGSB ISHARES TRUST 1-5 YEAR INVT GRADE CORP BD	1-5 YEAR INVT GRADE CORP BD	0.15%	$111,000	2.1K
90	VWO VANGUARD FTSE EMR MKT ETF	FTSE EMR MKT ETF	0.15%	$108,000	2.2K
91	SPTS SPDR PORTFOLIO SH TSR ETF	PORTFOLIO SH TSR ETF	0.15%	$105,000	3.5K
92	BND VANGUARD TOTAL BND MRKT ETF	TOTAL BND MRKT ETF	0.14%	$102,000	1.2K
93	MBB ISHARES TRUST MBS ETF	MBS ETF	0.14%	$101,000	943
94	ITOT ISHARES TRUST CORE S&P TTL STK ETF	CORE S&P TTL STK ETF	0.13%	$96,000	900
95	DGRO ISHARES TRUST CORE DIV GRWTH ETF	CORE DIV GRWTH ETF	0.13%	$96,000	1.7K
96	XLU SELECT SECTOR SPDR TRUST SBI INT-UTILS ETF	SBI INT-UTILS ETF	0.13%	$94,000	1.3K
97	COMT ISHARES US ETF TRUST GSCI COMMODITY DYNAMIC ROLL	GSCI COMMODITY DYNAMIC ROLL	0.13%	$94,000	3.1K
98	FEX FIRST TRUST PORTFOLIOS LRGE CP CORE ALPHA COM SHS ETF	LRGE CP CORE ALPHA COM SHS ETF	0.13%	$93,000	1.0K
99	USA LIBERTY ALL STAR EQUITY FUND SH BEN INT	SH BEN INT	0.13%	$93,000	11.1K
100	IHI ISHARES TRUST U.S. MED DVC ETF	U.S. MED DVC ETF	0.13%	$92,000	1.4K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q3 2022	$58M	613	Nov 1, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$62M	619	Jul 14, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$71M	531	Apr 20, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$72M	502	Jan 26, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$71M	467	Nov 4, 2021	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.