Managers / Q1 2021 · view latest →
Tradition Wealth Management, LLC
CIK 0001843010 · 7601 FRANCE AVENUE SOUTH, SUITE 100, EDINA, MN, 55435 · 952-563-6520
Reported Value
$578M
Q1 2021
Positions
791
Filings on Record
22
2019–present window
Filed
May 14, 2021
original filing
Summary
Tradition Wealth Management, LLC reported $578M in U.S.-listed holdings across 791 positions for Q1 2021.
Its largest position, Schwab US Dividend Equity Etf, represents 4.1% of the portfolio.
Compared with Q4 2020, the fund opened 65 new positions and exited 408.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 79.4% · $459M
- Common Stock · 18.8% · $108M
- Other · 0.6% · $3M
- Closed-End Fund · 0.6% · $3M
- REIT · 0.3% · $2M
- Other · 0.3% · $2M
Quarter-over-Quarter Changes full breakdown →
vs Q4 2020 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| SIMPLIFY US EQTY PLUS DOWN CNVX ETF | NEW | +187.5K | 187.5K | +$5M | $5M |
| ISHARES TOTAL USD BOND MARKET ETF | NEW | +87.1K | 87.1K | +$5M | $5M |
| ISHARES MSCI EAFE VALUE ETF | NEW | +80.1K | 80.1K | +$4M | $4M |
| SIMPLIFY US EQTY PLUS CONVEXITY ETF | NEW | +75.1K | 75.1K | +$2M | $2M |
| BLACKSTONE REAL ESTATE INCOME TRUST CLASS D | NEW | +39.2K | 39.2K | +$457,000 | $457,000 |
| TTWOTAKE TWO INTERACTV | NEW | +1.8K | 1.8K | +$321,000 | $321,000 |
| GXDWGLOBAL X THEMATIC GROWTHETF | NEW | +6.5K | 6.5K | +$311,000 | $311,000 |
| VANGUARD MEGA CAP VALUE ETF | NEW | +2.9K | 2.9K | +$273,000 | $273,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2021
50 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | SCHWAB US DIVIDEND EQUITY ETF | UIT EXCHANGE TRADED | 4.09% | $24M | 323.9K |
| 2 | SCHWAB US LARGE CAP GROWTH ETF | UIT EXCHANGE TRADED | 3.86% | $22M | 171.9K |
| 3 | SCHWAB US LARGE CAP VALUE ETF | UIT EXCHANGE TRADED | 2.80% | $16M | 247.8K |
| 4 | VANGUARD SMALL CAP VALUEETF | UIT EXCHANGE TRADED | 2.24% | $13M | 78.2K |
| 5 | INVESCO DWA MOMENTUM ETF | UIT EXCHANGE TRADED | 2.19% | $13M | 149.0K |
| 6 | NDQINVESCO QQQ TRUST | UIT EXCHANGE TRADED | 2.07% | $12M | 37.5K |
| 7 | SCHWAB US BROAD MARKET ETF | UIT EXCHANGE TRADED | 2.07% | $12M | 123.7K |
| 8 | SCHWAB US SMALL CAP ETF | UIT EXCHANGE TRADED | 1.95% | $11M | 113.2K |
| 9 | AAPLAPPLE INC | COMMON STOCK | 1.87% | $11M | 88.7K |
| 10 | VANGUARD S&P 500 ETF | UIT EXCHANGE TRADED | 1.68% | $10M | 26.7K |
| 11 | INVESCO S&P 500 EQUAL WEIGHT ETF | UIT EXCHANGE TRADED | 1.61% | $9M | 65.6K |
| 12 | SPDR S&P 600 SMALL CAP GROWTH ETF | UIT EXCHANGE TRADED | 1.58% | $9M | 106.2K |
| 13 | ISHARES MSCI EAFE ETF | UIT EXCHANGE TRADED | 1.57% | $9M | 119.4K |
| 14 | MMM3M CO | COMMON STOCK | 1.46% | $8M | 43.9K |
| 15 | ISHARES ESG AWARE MSCI USA ETF IV | UIT EXCHANGE TRADED | 1.41% | $8M | 89.9K |
| 16 | ISHARES CORE S&P 500 ETF | UIT EXCHANGE TRADED | 1.37% | $8M | 20.0K |
| 17 | SPDR S&P 600 SMALL CAP VALUE ETF | UIT EXCHANGE TRADED | 1.35% | $8M | 95.5K |
| 18 | SCHWAB US AGGREGATE BONDETF | UIT EXCHANGE TRADED | 1.18% | $7M | 126.7K |
| 19 | ISHARES SELECT DIVIDEND ETF | UIT EXCHANGE TRADED | 1.17% | $7M | 59.4K |
| 20 | INNOVATOR RUSSL 2000 PWRBFR ETF | UIT EXCHANGE TRADED | 1.13% | $7M | 246.2K |
| 21 | ISHARES CORE S&P SMALL CAP ETF | UIT EXCHANGE TRADED | 1.10% | $6M | 58.3K |
| 22 | INNOVATOR RUSSLL 2000 PWR BFR ETF | UIT EXCHANGE TRADED | 1.08% | $6M | 204.4K |
| 23 | INNOVATOR S&P 500 POWER BUFFER ETF | UIT EXCHANGE TRADED | 1.07% | $6M | 197.2K |
| 24 | INNOVATOR NASDAQ 100 PWRBUFR ETF | UIT EXCHANGE TRADED | 1.05% | $6M | 153.8K |
| 25 | JPMORGAN ULTRA SHORT INCOME ETF | UIT EXCHANGE TRADED | 0.98% | $6M | 112.1K |
| 26 | BWBBRIDGEWATER BANCSHARES I | COMMON STOCK | 0.97% | $6M | 346.6K |
| 27 | ISHARES US TREASURY BONDETF | UIT EXCHANGE TRADED | 0.94% | $5M | 207.5K |
| 28 | INNOVATOR LOUP FRONTIER TECH ETF | UIT EXCHANGE TRADED | 0.93% | $5M | 99.4K |
| 29 | INNOVATOR S&P 500 ULTRA BUFFER ETF | UIT EXCHANGE TRADED | 0.92% | $5M | 177.0K |
| 30 | SIMPLIFY US EQTY PLUS DOWN CNVX ETF | UIT EXCHANGE TRADED | 0.92% | $5M | 187.5K |
| 31 | SCHWAB INTERNATIONAL EQUITY ETF | UIT EXCHANGE TRADED | 0.91% | $5M | 140.0K |
| 32 | INNOVATOR MSCI EMG MKT PR BFR ETF | UIT EXCHANGE TRADED | 0.88% | $5M | 168.6K |
| 33 | XTRACKERS MSCI EAFE HDGDEQY ETF | UIT EXCHANGE TRADED | 0.88% | $5M | 139.7K |
| 34 | ISHARES MSCI USA QLTY FACT ETF | UIT EXCHANGE TRADED | 0.87% | $5M | 41.4K |
| 35 | ISHARES MSCI USA MIN VOLFCTR ETF | UIT EXCHANGE TRADED | 0.86% | $5M | 72.1K |
| 36 | MSFTMICROSOFT CORP | COMMON STOCK | 0.85% | $5M | 20.9K |
| 37 | AMZNAMAZON.COM INC | COMMON STOCK | 0.85% | $5M | 1.6K |
| 38 | ISHARES TOTAL USD BOND MARKET ETF | UIT EXCHANGE TRADED | 0.79% | $5M | 87.1K |
| 39 | SCHWAB EMERGING MARKETS EQUITY ETF | UIT EXCHANGE TRADED | 0.78% | $5M | 141.9K |
| 40 | SPDR INDEX SHARES EMERG MARKT ETF | UIT EXCHANGE TRADED | 0.76% | $4M | 100.6K |
| 41 | ISHARES MBS ETF | UIT EXCHANGE TRADED | 0.76% | $4M | 40.5K |
| 42 | SCHWAB SHORT TERM US TREASURY ETF | UIT EXCHANGE TRADED | 0.74% | $4M | 83.9K |
| 43 | SPDR PORTFOLIO DVLPD WRLD EX-US ETF | UIT EXCHANGE TRADED | 0.73% | $4M | 119.4K |
| 44 | ISHARES MSCI EAFE VALUE ETF | UIT EXCHANGE TRADED | 0.71% | $4M | 80.1K |
| 45 | UNHUNITEDHEALTH GRP INC | COMMON STOCK | 0.69% | $4M | 10.8K |
| 46 | INNOVATOR S P 500 POWER BUFFR ETF | UIT EXCHANGE TRADED | 0.66% | $4M | 133.5K |
| 47 | VANGUARD MEGA CAP ETF | UIT EXCHANGE TRADED | 0.66% | $4M | 27.0K |
| 48 | FIRST TRUST CAPITAL STRENGTH ETF IV | UIT EXCHANGE TRADED | 0.65% | $4M | 53.3K |
| 49 | ISHARES NASDAQ BIOTECHNOLOGY ETF | UIT EXCHANGE TRADED | 0.64% | $4M | 24.5K |
| 50 | DIREXION WORK FROM HOME ETF | UIT EXCHANGE TRADED | 0.61% | $4M | 51.3K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $1.4B | 532 | May 15, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $1.4B | 499 | Feb 11, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $1.4B | 488 | Nov 13, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $1.3B | 461 | Aug 12, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $1.1B | 439 | May 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $1.1B | 423 | Feb 13, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $1.1B | 409 | Nov 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $1.0B | 404 | Aug 12, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | under review | 392 | May 13, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $955,701 | 1,264 | Feb 12, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $839,932 | 1,356 | Nov 13, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $856,459 | 1,381 | Aug 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $803,937 | 1,289 | May 12, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | under review | 1,152 | Feb 3, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $666M | 1,182 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $689M | 1,073 | Aug 2, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $784M | 1,146 | May 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $795M | 1,173 | Feb 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $703M | 1,153 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $668M | 1,163 | Aug 9, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $578M | 791 | May 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $516M | 1,142 | Feb 16, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.