SEC 13F Intelligence

SIMPLIFY EXCHANGE TRADED FUN

CUSIP 82889N103

Simplify Exchange Traded Fun has 31 institutional holders in Filings Flow’s 13F database, together reporting 1.71M shares worth $68M as of Q1 2026. The largest reported holders are Austin Wealth Management, LLC, Integrated Wealth Concepts LLC, and Entrewealth, LLC.

Institutional Holders
31
Q1 2026
Reported Value
$68M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6

Ownership Trend

Institutional holders
Q2 ’21: 19Q2 ’21Q4 ’21: 23Q4 ’21Q4 ’22: 17Q4 ’22Q4 ’25: 27Q4 ’25Q1 ’26: 31Q1 ’26Q2 ’26: 2Q2 ’26filingsflow.com
Total reported value
Q2 ’21: $60MQ2 ’21Q4 ’21: $177MQ4 ’21Q4 ’22: $22MQ4 ’22Q4 ’25: $82MQ4 ’25Q1 ’26: $68MQ1 ’26Q2 ’26: $2MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Austin Wealth Management, LLC$440M AUM6.04%$27M667.3KQ1 2026OLDER
ENTREWEALTH, LLC$223M AUM4.20%$9M237.5KQ1 2026OLDER
EVOLUTION WEALTH MANAGEMENT INC.$137M AUM2.96%$4M102.7KQ1 2026OLDER
Noble Wealth Management PBC$223M AUM0.27%$606,59413.3KQ2 2026
LifeWealth Investments, LLC$374M AUM0.24%$759,04917.9KQ4 2025OLDER
Financial Enhancement Group LLC$839M AUM0.18%$1M32.8KQ2 2026
HOWARD BAILEY SECURITIES, LLC$243M AUM0.17%$419,82710.6KQ1 2026OLDER
B.O.S.S. Retirement Advisors, LLC$328M AUM0.14%$444,79711.3KQ1 2026OLDER
Elevated Capital Advisors, LLC$397M AUM0.13%$508,53312.9KQ1 2026OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.09%$12M293.0KQ1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.04%$7M182.4KQ1 2026OLDER
Fiduciary Alliance LLC$1.7B AUM0.03%$540,11112.7KQ1 2026OLDER
Kingdom Financial Group LLC.$349M AUM0.02%$64,3241.6KQ1 2026OLDER
Lloyd Advisory Services, LLC.$349M AUM0.02%$64,3241.6KQ1 2026OLDER
Quest 10 Wealth Builders, Inc.$114M AUM0.02%$19,933505Q1 2026OLDER
Networth Advisors, LLC$141M AUM0.01%$17,889453Q1 2026OLDER
OLD MISSION CAPITAL LLC$6.3B AUM0.01%$445,32411.3KQ1 2026OLDER
Capital Group Private Client Services, Inc.$5.9B AUM0.00%$258,1486.5KQ1 2026OLDER
Modern Wealth Management, LLC$5.8B AUM0.00%$220,8205.6KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$3M68.5KQ1 2026OLDER
Decker Retirement Planning Inc.$221M AUM0.00%$3,18574Q3 2025OLDER
Aptus Capital Advisors, LLC$12.7B AUM0.00%$100,9702.6KQ1 2026OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$416,07310.5KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$145,0993.7KQ1 2026OLDER
Richard W. Paul & Associates, LLC$297M AUM0.00%$94722Q3 2025OLDER
Cetera Investment Advisers$94.0B AUM0.00%$211,5264.9KQ3 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$447,14011.3KQ1 2026OLDER
Pineridge Advisors LLC$350M AUM0.00%$3017Q3 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$457,20110.7KQ3 2025OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$1,67442Q1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$291,5586.8KQ3 2025OLDER
IFP Advisors, Inc$4.8B AUM0.00%$1,38235Q1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$5,289134Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$19,262488Q1 2026OLDER
BlackRock, Inc.$5.72T AUM0.00%$123,6273.1KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$9,000200Q4 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$67017Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$6,471151Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.