SEC 13F Intelligence

SIMPLIFY EXCHANGE TRADED FUN

CUSIP 82889N202

Simplify Exchange Traded Fun has 43 institutional holders in Filings Flow’s 13F database, together reporting 1.72M shares worth $63M as of Q1 2026. The largest reported holders are Commonwealth Equity Services, LLC, Lpl Financial LLC, and Authentikos Wealth Advisory, LLC.

Institutional Holders
43
Q1 2026
Reported Value
$63M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6

Ownership Trend

Institutional holders
Q2 ’21: 21Q2 ’21Q4 ’21: 48Q4 ’21Q4 ’22: 40Q4 ’22Q4 ’25: 41Q4 ’25Q1 ’26: 43Q1 ’26Q2 ’26: 3Q2 ’26filingsflow.com
Total reported value
Q2 ’21: $164MQ2 ’21Q4 ’21: $747MQ4 ’21Q4 ’22: $108MQ4 ’22Q4 ’25: $66MQ4 ’25Q1 ’26: $63MQ1 ’26Q2 ’26: $619,826Q2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Independent Wealth Advisors LLC$102M AUM5.32%$5M148.9KQ1 2026OLDER
Authentikos Wealth Advisory, LLC$148M AUM4.87%$7M198.2KQ1 2026OLDER
EVOLUTION WEALTH MANAGEMENT INC.$137M AUM3.48%$5M130.8KQ1 2026OLDER
Ironsides Asset Advisors, LLC$399M AUM1.05%$4M115.6KQ1 2026OLDER
Austin Wealth Management, LLC$440M AUM0.40%$2M48.1KQ1 2026OLDER
McCartney Wealth Management LLC$119M AUM0.33%$394,89610.9KQ1 2026OLDER
HOWARD BAILEY SECURITIES, LLC$243M AUM0.26%$640,30217.6KQ1 2026OLDER
Park Edge Advisors, LLC$434M AUM0.25%$1M29.8KQ1 2026OLDER
B.O.S.S. Retirement Advisors, LLC$328M AUM0.25%$809,01122.2KQ1 2026OLDER
ENTREWEALTH, LLC$223M AUM0.24%$531,20714.6KQ1 2026OLDER
Elevated Capital Advisors, LLC$397M AUM0.22%$859,45123.6KQ1 2026OLDER
Sollinda Capital Management LLC$412M AUM0.14%$557,37414.2KQ4 2025OLDER
LifeWealth Investments, LLC$374M AUM0.07%$278,8366.7KQ2 2026
Fiduciary Alliance LLC$1.7B AUM0.05%$747,63419.2KQ1 2026OLDER
INSIGNEO ADVISORY SERVICES, LLC$1.4B AUM0.04%$589,90716.2KQ1 2026OLDER
Compound Planning, Inc.$3.3B AUM0.04%$1M34.6KQ1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.04%$7M181.4KQ1 2026OLDER
Pathway Financial Advisors LLC$857M AUM0.04%$283,3877.1KQ4 2025OLDER
GTS SECURITIES LLC$2.8B AUM0.03%$980,91125.0KQ4 2025OLDER
OLD MISSION CAPITAL LLC$6.3B AUM0.03%$2M48.0KQ1 2026OLDER
Great Lakes Retirement, Inc.$967M AUM0.02%$206,8355.2KQ3 2025OLDER
Kathmere Capital Management, LLC$1.6B AUM0.02%$301,3457.7KQ4 2025OLDER
Lloyd Advisory Services, LLC.$349M AUM0.02%$68,5621.9KQ1 2026OLDER
Kingdom Financial Group LLC.$349M AUM0.02%$68,5621.9KQ1 2026OLDER
Quest 10 Wealth Builders, Inc.$114M AUM0.02%$21,094580Q1 2026OLDER
Networth Advisors, LLC$141M AUM0.02%$22,521619Q1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$11M289.0KQ1 2026OLDER
Dynamic Advisor Solutions LLC$3.5B AUM0.01%$338,7098.2KQ2 2026
Steward Partners Investment Advisory, LLC$19.6B AUM0.01%$2M41.5KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$9M238.3KQ1 2026OLDER
Decker Retirement Planning Inc.$221M AUM0.00%$3,21481Q3 2025OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$868,42821.7KQ4 2025OLDER
NBC SECURITIES, INC.$1.3B AUM0.00%$13,820380Q1 2026OLDER
Noble Wealth Management PBC$223M AUM0.00%$2,28155Q2 2026
Richard W. Paul & Associates, LLC$297M AUM0.00%$1,82746Q3 2025OLDER
ROTHSCHILD INVESTMENT LLC$1.9B AUM0.00%$8,401231Q1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$212,6545.8KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$25,354693Q1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$200,9585.1KQ4 2025OLDER
CWM, LLC$38.1B AUM0.00%$48,7351.3KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$1M27.5KQ1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.00%$5,383148Q1 2026OLDER
Pineridge Advisors LLC$350M AUM0.00%$3188Q3 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$649,80717.9KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$463,84711.7KQ3 2025OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$25,519650Q4 2025OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$1,61744Q1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$25,000700Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$33,317847Q1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$3279Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$2,98282Q1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$351Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.