SEC 13F Intelligence

Managers / Q4 2023 · view latest →

Windward Private Wealth Management Inc.

CIK 0001835866 · 10955 LOWELL AVENUE, SUITE 410, OVERLAND PARK, KS, 66210 · 913-601-3101

Reported Value
$239M
Q4 2023
Positions
48
Filings on Record
22
2019–present window
Filed
Jan 30, 2024
original filing

Summary

Windward Private Wealth Management Inc. reported $239M in U.S.-listed holdings across 48 positions for Q4 2023.

The portfolio is heavily concentrated: Vanguard Bd Index Fds alone accounts for 20.7% of reported value.

Compared with Q3 2023, the fund opened 4 new positions and exited 3.

Portfolio Metrics

Turnover
+5.3%
vs prior filed quarter
Top-10 Concentration
+78.0%
share of reported value
Largest Position
+20.7%
Vanguard Bd Index Fds
New / Exited
4 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $214MQ4 ’20Q1 ’21: $225MQ2 ’21: $244MQ3 ’21: $246MQ3 ’21Q4 ’21: $259MQ1 ’22: $242MQ2 ’22: $218MQ2 ’22Q3 ’22: $208MQ4 ’22: $226MQ1 ’23: $234MQ1 ’23Q2 ’23: $226MQ3 ’23: $221MQ4 ’23: $239MQ4 ’23Q1 ’24: $245MQ2 ’24: $247MQ3 ’24: $261MQ3 ’24Q4 ’24: $257MQ1 ’25: $256MQ2 ’25: $277MQ2 ’25Q3 ’25: $290MQ4 ’25: $289MQ1 ’26: $289MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 99.5%Common Stock: 0.5%
  • ETP · 99.5% · $237M
  • Common Stock · 0.5% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+3.5K3.5K+$326,646$326,646
SPDR SER TRNEW+11.2K11.2K+$286,014$286,014
MSFTMICROSOFT CORPNEW+552552+$207,574$207,574
VANGUARD CHARLOTTE FDSNEW+4.2K4.2K+$206,000$206,000
ISHARES TRADDED+9.1K17.8K+$1M$2M
VANGUARD SCOTTSDALE FDSSOLD OUT−40.1K0−$2M$0
ISHARES INCSOLD OUT−5.0K0−$235,571$0
ISHARES TRSOLD OUT−9360−$209,804$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

18 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VGSHVANGUARD SCOTTSDALE FDSVNG RUS1000GRW · VNG RUS1000VAL · MTG-BKD SECS ETF · SHRT TRM CORP BD · VNG RUS2000IDX · SHORT TERM TREAS30.60%$73M1.09M
2VANGUARD BD INDEX FDSSHORT TRM BOND · INTERMED TERM · TOTAL BND MRKT29.31%$70M910.4K
3VANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT11.86%$28M590.7K
4ISHARES TRCORE MSCI TOTAL · CORE S&P US GWT · CORE MSCI EAFE · CORE S&P US VLU · RUS 2000 VAL ETF · NORTH AMERN NAT · NATIONAL MUN ETF · EAFE VALUE ETF · CORE TOTAL USD · EAFE SML CP ETF · S&P 500 VAL ETF · 1 3 YR TREAS BD · MBS ETF · MSCI EAFE ETF · U.S. ENERGY ETF11.79%$28M384.4K
5VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · TT WRLD ST ETF · FTSE SMCAP ETF4.76%$11M247.9K
6VTVVANGUARD INDEX FDSVALUE ETF · SM CP VAL ETF · SML CP GRW ETF · REAL ESTATE ETF · SMALL CP ETF3.85%$9M58.3K
7VANGUARD SPECIALIZED FUNDSDIV APP ETF3.54%$8M49.5K
8SPDR SER TRPORTFOLIO SHORT · PORTFOLIO AGRGTE · DJ REIT ETF · S&P 600 SMCP VAL1.43%$3M104.5K
9VANGUARD ADMIRAL FDS INC500 GRTH IDX F0.75%$2M6.6K
10SCHWAB STRATEGIC TREMRG MKTEQ ETF0.60%$1M58.0K
11VANGUARD MUN BD FDSTAX EXEMPT BD0.48%$1M22.3K
12WISDOMTREE TRINTL SMCAP DIV0.33%$798,86712.5K
13SHWSHERWIN WILLIAMS COCOM0.19%$447,2651.4K
14XLESELECT SECTOR SPDR TRENERGY0.13%$307,3993.7K
15RMERESMED INCCOM0.11%$258,0301.5K
16EMREMERSON ELEC COCOM0.10%$233,5922.4K
17MSFTMICROSOFT CORPCOM0.09%$207,574552
18VANGUARD CHARLOTTE FDSTOTAL INT BD ETF0.09%$206,0004.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$289M44May 6, 202613F-HRchanges · EDGAR ↗
Q4 2025$289M44Feb 2, 202613F-HRchanges · EDGAR ↗
Q3 2025$290M44Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$277M42Jul 22, 202513F-HRchanges · EDGAR ↗
Q1 2025$256M42May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$257M46Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$261M47Nov 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$247M46Jul 23, 202413F-HRchanges · EDGAR ↗
Q1 2024$245M47May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$239M48Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$221M47Nov 6, 202313F-HRchanges · EDGAR ↗
Q2 2023$226M46Jul 20, 202313F-HRchanges · EDGAR ↗
Q1 2023$234M46Apr 25, 202313F-HRchanges · EDGAR ↗
Q4 2022$226M47Jan 25, 202313F-HRchanges · EDGAR ↗
Q3 2022$208M48Oct 26, 202213F-HRchanges · EDGAR ↗
Q2 2022$218M45Jul 19, 202213F-HRchanges · EDGAR ↗
Q1 2022$242M46May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$259M46Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$246M45Oct 29, 202113F-HRchanges · EDGAR ↗
Q2 2021$244M45Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$225M45May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$214M43Jan 26, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.