Managers / Q3 2021 · view latest →
Windward Private Wealth Management Inc.
CIK 0001835866 · 10955 LOWELL AVENUE, SUITE 410, OVERLAND PARK, KS, 66210 · 913-601-3101
Summary
Windward Private Wealth Management Inc. reported $246M in U.S.-listed holdings across 45 positions for Q3 2021.
The portfolio is heavily concentrated: VGSH alone accounts for 31.4% of reported value.
The book was largely unchanged from Q2 2021.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- ETP · 99.5% · $245M
- Common Stock · 0.5% · $1M
Quarter-over-Quarter Changes full breakdown →
vs Q2 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| BSCMUSDINVESCO EXCH TRD SLF IDX FD | TRIMMED | −20.0K | 34.5K | −$433,000 | $743,000 |
| 2671931DINVESCO EXCH TRD SLF IDX FD | TRIMMED | −19.4K | 36.8K | −$410,000 | $776,000 |
| SCHWAB STRATEGIC TR | ADDED | +6.5K | 28.2K | +$146,000 | $861,000 |
| SPDR SER TR | TRIMMED | −93.2K | 256.7K | −$3M | $8M |
| ISHARES TR | ADDED | +1.4K | 7.3K | +$71,000 | $390,000 |
| VANGUARD INDEX FDS | TRIMMED | −5.7K | 25.2K | −$1M | $4M |
| VANGUARD INDEX FDS | TRIMMED | −1.5K | 6.9K | −$510,000 | $2M |
| ISHARES TR | TRIMMED | −18.6K | 97.8K | −$671,000 | $3M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2021
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | VGSHVANGUARD SCOTTSDALE FDS | VNG RUS1000GRW · MTG-BKD SECS ETF · VNG RUS1000VAL · INTER TERM TREAS · VNG RUS2000IDX · SHRT TRM CORP BD · SHORT TERM TREAS | 31.42% | $77M | 1.18M |
| 2 | VANGUARD BD INDEX FDS | SHORT TRM BOND · INTERMED TERM · TOTAL BND MRKT | 26.73% | $66M | 777.5K |
| 3 | VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 11.13% | $27M | 542.1K |
| 4 | ISHARES TR | RUS 2000 VAL ETF · EAFE SML CP ETF · NORTH AMERN NAT · CORE S&P US GWT · CORE MSCI TOTAL · 1 3 YR TREAS BD · EAFE VALUE ETF · CORE MSCI EAFE · MSCI EAFE ETF · S&P 500 VAL ETF · CORE S&P US VLU · CORE TOTAL USD · U.S. ENERGY ETF · RUS 2000 GRW ETF | 9.66% | $24M | 351.4K |
| 5 | VTVVANGUARD INDEX FDS | VALUE ETF · SM CP VAL ETF · SML CP GRW ETF · REAL ESTATE ETF | 6.46% | $16M | 108.4K |
| 6 | VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF · FTSE SMCAP ETF · TT WRLD ST ETF | 4.37% | $11M | 198.6K |
| 7 | VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 3.71% | $9M | 59.4K |
| 8 | SPDR SER TR | PORTFOLIO SHORT · S&P 600 SMCP VAL · DJ REIT ETF · PORTFOLIO AGRGTE | 3.68% | $9M | 274.8K |
| 9 | WISDOMTREE TR | INTL SMCAP DIV | 1.17% | $3M | 38.9K |
| 10 | 2671931DINVESCO EXCH TRD SLF IDX FD | BULSHS 2021 CB · BULSHS 2022 CB | 0.62% | $2M | 71.3K |
| 11 | SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 0.35% | $861,000 | 28.2K |
| 12 | SHWSHERWIN WILLIAMS CO | COM | 0.23% | $558,000 | 2.0K |
| 13 | XLESELECT SECTOR SPDR TR | ENERGY | 0.20% | $483,000 | 9.3K |
| 14 | RMERESMED INC | COM | 0.16% | $395,000 | 1.5K |
| 15 | EMREMERSON ELEC CO | COM | 0.09% | $226,000 | 2.4K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $289M | 44 | May 6, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $289M | 44 | Feb 2, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $290M | 44 | Nov 5, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $277M | 42 | Jul 22, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $256M | 42 | May 8, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $257M | 46 | Jan 30, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $261M | 47 | Nov 1, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $247M | 46 | Jul 23, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $245M | 47 | May 7, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $239M | 48 | Jan 30, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $221M | 47 | Nov 6, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $226M | 46 | Jul 20, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $234M | 46 | Apr 25, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $226M | 47 | Jan 25, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $208M | 48 | Oct 26, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $218M | 45 | Jul 19, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $242M | 46 | May 10, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $259M | 46 | Feb 8, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $246M | 45 | Oct 29, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $244M | 45 | Jul 29, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $225M | 45 | May 6, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $214M | 43 | Jan 26, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.