SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Windward Private Wealth Management Inc.

CIK 0001835866 · 10955 LOWELL AVENUE, SUITE 410, OVERLAND PARK, KS, 66210 · 913-601-3101

Reported Value
$221M
Q3 2023
Positions
47
Filings on Record
22
2019–present window
Filed
Nov 6, 2023
original filing

Summary

Windward Private Wealth Management Inc. reported $221M in U.S.-listed holdings across 47 positions for Q3 2023.

Its largest position, Vanguard Bd Index Fds, represents 17.6% of the portfolio.

Compared with Q2 2023, the fund opened 2 new positions and exited 1.

Portfolio Metrics

Turnover
+2.3%
vs prior filed quarter
Top-10 Concentration
+75.2%
share of reported value
Largest Position
+17.6%
Vanguard Bd Index Fds
New / Exited
2 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $214MQ4 ’20Q1 ’21: $225MQ2 ’21: $244MQ3 ’21: $246MQ3 ’21Q4 ’21: $259MQ1 ’22: $242MQ2 ’22: $218MQ2 ’22Q3 ’22: $208MQ4 ’22: $226MQ1 ’23: $234MQ1 ’23Q2 ’23: $226MQ3 ’23: $221MQ4 ’23: $239MQ4 ’23Q1 ’24: $245MQ2 ’24: $247MQ3 ’24: $261MQ3 ’24Q4 ’24: $257MQ1 ’25: $256MQ2 ’25: $277MQ2 ’25Q3 ’25: $290MQ4 ’25: $289MQ1 ’26: $289MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 99.6%Common Stock: 0.4%
  • ETP · 99.6% · $220M
  • Common Stock · 0.4% · $819,315

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES INCNEW+5.0K5.0K+$235,571$235,571
SPDR SER TRNEW+2.5K2.5K+$203,908$203,908
VGSHVANGUARD SCOTTSDALE FDSADDED+56.3K64.7K+$3M$4M
ISHARES TRSOLD OUT−23.2K0−$1M$0
ISHARES TRADDED+11.0K23.2K+$460,443$1M
XLESELECT SECTOR SPDR TRTRIMMED−6823.4K−$23,784$309,541
VANGUARD INDEX FDSTRIMMED−2.4K13.7K−$310,606$1M
VANGUARD INTL EQUITY INDEX FADDED+5735.1K+$41,439$542,576

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

17 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VGSHVANGUARD SCOTTSDALE FDSVNG RUS1000GRW · VNG RUS1000VAL · MTG-BKD SECS ETF · SHRT TRM CORP BD · SHORT TERM TREAS · VNG RUS2000IDX · INTER TERM TREAS32.92%$73M1.22M
2VANGUARD BD INDEX FDSSHORT TRM BOND · INTERMED TERM · TOTAL BND MRKT25.96%$57M773.5K
3ISHARES TRCORE MSCI TOTAL · CORE S&P US GWT · CORE MSCI EAFE · CORE S&P US VLU · NORTH AMERN NAT · RUS 2000 VAL ETF · EAFE VALUE ETF · EAFE SML CP ETF · CORE TOTAL USD · S&P 500 VAL ETF · NATIONAL MUN ETF · 1 3 YR TREAS BD · U.S. ENERGY ETF · MSCI EAFE ETF · RUS 2000 GRW ETF11.59%$26M388.8K
4VANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT11.23%$25M568.0K
5VTVVANGUARD INDEX FDSVALUE ETF · SM CP VAL ETF · SML CP GRW ETF · REAL ESTATE ETF · SMALL CP ETF4.76%$11M76.3K
6VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · TT WRLD ST ETF · FTSE SMCAP ETF4.45%$10M228.3K
7VANGUARD SPECIALIZED FUNDSDIV APP ETF3.49%$8M49.7K
8SPDR SER TRPORTFOLIO SHORT · S&P 600 SMCP VAL · DJ REIT ETF2.30%$5M162.3K
9VANGUARD MUN BD FDSTAX EXEMPT BD0.88%$2M40.5K
10VANGUARD ADMIRAL FDS INC500 GRTH IDX F0.74%$2M6.6K
11SCHWAB STRATEGIC TREMRG MKTEQ ETF0.54%$1M49.9K
12WISDOMTREE TRINTL SMCAP DIV0.50%$1M19.3K
13SHWSHERWIN WILLIAMS COCOM0.17%$365,7421.4K
14XLESELECT SECTOR SPDR TRENERGY0.14%$309,5413.4K
15ISHARES INCCORE MSCI EMKT0.11%$235,5715.0K
16EMREMERSON ELEC COCOM0.10%$231,7682.4K
17RMERESMED INCCOM0.10%$221,8051.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$289M44May 6, 202613F-HRchanges · EDGAR ↗
Q4 2025$289M44Feb 2, 202613F-HRchanges · EDGAR ↗
Q3 2025$290M44Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$277M42Jul 22, 202513F-HRchanges · EDGAR ↗
Q1 2025$256M42May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$257M46Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$261M47Nov 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$247M46Jul 23, 202413F-HRchanges · EDGAR ↗
Q1 2024$245M47May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$239M48Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$221M47Nov 6, 202313F-HRchanges · EDGAR ↗
Q2 2023$226M46Jul 20, 202313F-HRchanges · EDGAR ↗
Q1 2023$234M46Apr 25, 202313F-HRchanges · EDGAR ↗
Q4 2022$226M47Jan 25, 202313F-HRchanges · EDGAR ↗
Q3 2022$208M48Oct 26, 202213F-HRchanges · EDGAR ↗
Q2 2022$218M45Jul 19, 202213F-HRchanges · EDGAR ↗
Q1 2022$242M46May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$259M46Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$246M45Oct 29, 202113F-HRchanges · EDGAR ↗
Q2 2021$244M45Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$225M45May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$214M43Jan 26, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.