SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Oaktree Fund Advisors, LLC

CIK 0001822973 · C/O OAKTREE CAPITAL MANAGEMENT, L.P, 333 SOUTH GRAND AVE, 28TH FLOOR, LOS ANGLES, CA, 90071 · 2138306300

Reported Value
$100M
Q3 2023
Positions
45
Filings on Record
22
2021–present window
Filed
Nov 13, 2023
original filing

Summary

Oaktree Fund Advisors, LLC reported $100M in U.S.-listed holdings across 45 positions for Q3 2023.

Its largest position, VALE, represents 11.7% of the portfolio.

Compared with Q2 2023, the fund opened 6 new positions and exited 9.

Portfolio Metrics

Turnover
+11.6%
vs prior filed quarter
Top-10 Concentration
+80.2%
share of reported value
Largest Position
+11.7%
Vale
New / Exited
6 / 9
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’21: $1MQ2 ’21Q3 ’21: $1MQ4 ’21: $49MQ1 ’22: $61MQ1 ’22Q2 ’22: $57MQ3 ’22: $64MQ4 ’22: $67MQ4 ’22Q1 ’23: $106MQ2 ’23: $118MQ3 ’23: $100MQ3 ’23Q4 ’23: $111MQ1 ’24: $111MQ2 ’24: $107MQ2 ’24Q3 ’24: $89MQ4 ’24: $60MQ1 ’25: $69MQ1 ’25Q2 ’25: $58MQ3 ’25: $54MQ4 ’25: $54MQ4 ’25Q1 ’26: $57Mfilingsflow.com

Portfolio Composition

By security type
ADR: 68.1%Common Stock: 24.3%Other: 4.3%ETP: 2.0%US DOMESTIC: 1.3%GLOBAL: 0.1%
  • ADR · 68.1% · $68M
  • Common Stock · 24.3% · $24M
  • Other · 4.3% · $4M
  • ETP · 2.0% · $2M
  • US DOMESTIC · 1.3% · $1M
  • GLOBAL · 0.1% · $64,323

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AUANGLOGOLD ASHANTI PLCNEW+579.8K579.8K+$9M$9M
LIBERTY MEDIA CORP-LIBERTY FORMULA ONENEW+25.0K25.0K+$24,450$24,450
FIRST MAJESTIC SILVER CORPNEW+30.0K30.0K+$22,593$22,593
WOLFSPEED INCNEW+24.0K24.0K+$16,296$16,296
ETSY INCNEW+10.0K10.0K+$10,200$10,200
FARFETCH LTDNEW+15.0K15.0K+$8,044$8,044
ANGLOGOLD ASHANTI LTDSOLD OUT−513.0K0−$11M$0
AZUL SASOLD OUT−268.0K0−$4M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

43 positions (from 45 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VALEVALE SAhistory →COMMON STOCK11.72%$12M872.4K
2FCXFREEPORT-MCMORAN INChistory →COMMON STOCK11.02%$11M294.8K
3PBRPETROLEO BRASILEIRO SAhistory →COMMON STOCK10.26%$10M682.4K
4BBDBANCO BRADESCO SAhistory →COMMON STOCK9.89%$10M3.46M
5AUANGLOGOLD ASHANTI PLChistory →COMMON STOCK9.19%$9M579.8K
6IBNICICI BANK LTDhistory →COMMON STOCK6.79%$7M292.8K
7INFYINFOSYS LTDhistory →COMMON STOCK6.65%$7M387.4K
8JDJD.COM INChistory →COMMON STOCK5.55%$6M190.1K
9ITUBITAU UNIBANCO HOLDING SAhistory →COMMON STOCK4.66%$5M866.3K
10DQDAQO NEW ENERGY CORPhistory →COMMON STOCK4.51%$4M148.5K
11ALVOTECH SACOMMON STOCK4.31%$4M471.3K
12SQMSOCIEDAD QUIMICA Y MINERA DE CHILE SAhistory →COMMON STOCK4.15%$4M69.3K
13BAPCREDICORP LTDhistory →COMMON STOCK4.06%$4M31.7K
14TXTERNIUM SAhistory →COMMON STOCK3.88%$4M97.0K
15INDAISHARES MSCI INDIA ETFhistory →ETF2.02%$2M45.5K
16CABLE ONE INCCONVERTIBLE BOND0.14%$138,264168.0K
17CLOUDFLARE INCCONVERTIBLE BOND0.08%$84,64599.0K
18NUVASIVE INCCONVERTIBLE BOND0.08%$83,11590.0K
19JETBLUE AIRWAYS CORPCONVERTIBLE BOND0.08%$77,810100.0K
20SEA LTDCONVERTIBLE BOND0.08%$77,28789.0K
21DISH NETWORK CORPCONVERTIBLE BOND0.07%$73,975110.0K
22SPOTIFY TECHNOLOGY SACONVERTIBLE BOND0.07%$69,14381.0K
23UNITY SOFTWARE INCCONVERTIBLE BOND0.07%$66,10983.0K
24CERIDIAN HCM HOLDING INCCONVERTIBLE BOND0.07%$65,44574.0K
25ALARM.COM HOLDINGS INCCONVERTIBLE BOND0.06%$57,35466.0K
26ETSY INCCONVERTIBLE BOND0.05%$50,63963.0K
27NUTANIX INCCONVERTIBLE BOND0.05%$46,67052.0K
28BLACKLINE INCCONVERTIBLE BOND0.04%$40,71347.0K
29PERFICIENT INCCONVERTIBLE BOND0.04%$39,50849.0K
30HAEMONETICS CORPCONVERTIBLE BOND0.04%$38,39044.0K
31SPLUNK INCCONVERTIBLE BOND0.04%$35,54133.0K
32SHAKE SHACK INCCONVERTIBLE BOND0.04%$35,30847.0K
33NRG ENERGY INCCONVERTIBLE BOND0.03%$32,95331.0K
34SHIFT4 PAYMENTS INCCONVERTIBLE BOND0.03%$32,65738.0K
35ZSCALER INCCONVERTIBLE BOND0.03%$28,94424.0K
36WESTERN DIGITAL CORPCONVERTIBLE BOND0.03%$28,65229.0K
37FORD MOTOR COCONVERTIBLE BOND0.03%$27,65028.0K
38LUMENTUM HOLDINGS INCCONVERTIBLE BOND0.03%$27,05837.0K
39LIBERTY MEDIA CORP-LIBERTY FORMULA ONECONVERTIBLE BOND0.02%$24,45025.0K
40FIRST MAJESTIC SILVER CORPCONVERTIBLE BOND0.02%$22,59330.0K
41WOLFSPEED INCCONVERTIBLE BOND0.02%$16,29624.0K
42ENPHASE ENERGY INCCONVERTIBLE BOND0.01%$14,15217.0K
43FARFETCH LTDCONVERTIBLE BOND0.01%$8,04415.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$57M14May 20, 2026RESTATEMENTchanges · EDGAR ↗
Q4 2025$54M17Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$54M18Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$58M46Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$69M50May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$60M47Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$89M48Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$107M46Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$111M59May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$111M43Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$100M45Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$118M48Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$106M44May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$67M44Apr 21, 2023RESTATEMENTchanges · EDGAR ↗
Q3 2022$64M39Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$57M30Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$61M37May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$49M30Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$1M11Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$1M18Aug 16, 202113F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • Russell Investments Group, Ltd.028-17598
  • Atlas OCM Holdings, LLC028-20007
  • BROOKFIELD Corp /ON/028-14349

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.