SEC 13F Intelligence

Managers / Q2 2021 · view latest →

Oaktree Fund Advisors, LLC

CIK 0001822973 · C/O OAKTREE CAPITAL MANAGEMENT, L.P, 333 SOUTH GRAND AVE, 28TH FLOOR, LOS ANGLES, CA, 90071 · 2138306300

Reported Value
$1M
Q2 2021
Positions
18
Filings on Record
22
2021–present window
Filed
Aug 16, 2021
original filing

Summary

Oaktree Fund Advisors, LLC reported $1M in U.S.-listed holdings across 18 positions for Q2 2021.

The portfolio is heavily concentrated: SRNE alone accounts for 60.9% of reported value.

Portfolio Metrics

Top-10 Concentration
+91.1%
share of reported value
Largest Position
+60.9%
Sorrento Therapeutics

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’21: $1MQ2 ’21Q3 ’21: $1MQ4 ’21: $49MQ1 ’22: $61MQ1 ’22Q2 ’22: $57MQ3 ’22: $64MQ4 ’22: $67MQ4 ’22Q1 ’23: $106MQ2 ’23: $118MQ3 ’23: $100MQ3 ’23Q4 ’23: $111MQ1 ’24: $111MQ2 ’24: $107MQ2 ’24Q3 ’24: $89MQ4 ’24: $60MQ1 ’25: $69MQ1 ’25Q2 ’25: $58MQ3 ’25: $54MQ4 ’25: $54MQ4 ’25Q1 ’26: $57Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 60.9%ADR: 26.7%ETP: 10.0%Other: 2.4%
  • Common Stock · 60.9% · $640,000
  • ADR · 26.7% · $281,000
  • ETP · 10.0% · $105,000
  • Other · 2.4% · $25,000

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
SRNESorrento Therapeutics IncNEW+66.0K66.0K+$640,000$640,000
TSMTaiwan Semiconductor Manufacturing Co LtdNEW+631631+$76,000$76,000
EWYiShares MSCI South Korea ETFNEW+670670+$62,000$62,000
VALEVale SANEW+1.8K1.8K+$40,000$40,000
PBRPetroleo Brasileiro SANEW+2.3K2.3K+$28,000$28,000
BBDBanco Bradesco SANEW+4.7K4.7K+$24,000$24,000
IBNICICI Bank LtdNEW+1.4K1.4K+$24,000$24,000
INDAiShares MSCI India ETFNEW+500500+$22,000$22,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

18 positions
#IssuerClass% PortfolioValueShares
1SRNESorrento Therapeutics Inchistory →COMMON STOCK60.89%$640,00066.0K
2TSMTaiwan Semiconductor Manufacturing Co Ltdhistory →COMMON STOCK7.23%$76,000631
3EWYiShares MSCI South Korea ETFhistory →ETF5.90%$62,000670
4VALEVale SAhistory →COMMON STOCK3.81%$40,0001.8K
5PBRPetroleo Brasileiro SAhistory →COMMON STOCK2.66%$28,0002.3K
6BBDBanco Bradesco SAhistory →COMMON STOCK2.28%$24,0004.7K
7IBNICICI Bank Ltdhistory →COMMON STOCK2.28%$24,0001.4K
8INDAiShares MSCI India ETFhistory →ETF2.09%$22,000500
9CXCemex SAB de CVhistory →COMMON STOCK2.00%$21,0002.5K
10ITUBItau Unibanco Holding SAhistory →COMMON STOCK1.90%$20,0003.3K
11ASXASE Technology Holding Co Ltdhistory →COMMON STOCK1.81%$19,0002.4K
12AngloGold Ashanti LtdCOMMON STOCK1.62%$17,000900
13Azul SACOMMON STOCK1.24%$13,000478
14EWTiShares MSCI Taiwan ETFhistory →ETF1.24%$13,000200
15Afya LtdCOMMON STOCK1.14%$12,000449
16KBKB Financial Group IncCOMMON STOCK0.95%$10,000200
17TURiShares MSCI Turkey ETFETF0.76%$8,000400
18REREAiHuiShou International Co LtdCOMMON STOCK0.19%$2,000112

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$57M14May 20, 2026RESTATEMENTchanges · EDGAR ↗
Q4 2025$54M17Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$54M18Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$58M46Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$69M50May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$60M47Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$89M48Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$107M46Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$111M59May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$111M43Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$100M45Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$118M48Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$106M44May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$67M44Apr 21, 2023RESTATEMENTchanges · EDGAR ↗
Q3 2022$64M39Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$57M30Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$61M37May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$49M30Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$1M11Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$1M18Aug 16, 202113F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • BROOKFIELD ASSET MANAGEMENT INC.028-14349
  • Atlas OCM Holdings, LLC028-20007

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.