Managers / Q3 2021 · view latest →
Oaktree Fund Advisors, LLC
CIK 0001822973 · C/O OAKTREE CAPITAL MANAGEMENT, L.P, 333 SOUTH GRAND AVE, 28TH FLOOR, LOS ANGLES, CA, 90071 · 2138306300
Summary
Oaktree Fund Advisors, LLC reported $1M in U.S.-listed holdings across 11 positions for Q3 2021.
The portfolio is heavily concentrated: SRNE alone accounts for 48.9% of reported value.
Compared with Q2 2021, the fund opened 1 new position and exited 8.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 53.7% · $552,000
- ADR · 42.1% · $433,000
- Other · 4.2% · $43,000
Quarter-over-Quarter Changes full breakdown →
vs Q2 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| FCXFREEPORT-MCMORAN INC | NEW | +1.5K | 1.5K | +$49,000 | $49,000 |
| AZUL SA | ADDED | +1.3K | 1.8K | +$22,000 | $35,000 |
| ANGLOGOLD ASHANTI LTD | ADDED | +2.4K | 3.3K | +$35,000 | $52,000 |
| BBDBANCO BRADESCO SA | ADDED | +11.6K | 16.3K | +$38,000 | $62,000 |
| PBRPETROLEO BRASILEIRO SA | ADDED | +4.6K | 6.9K | +$43,000 | $71,000 |
| IBNICICI BANK LTD | ADDED | +2.8K | 4.2K | +$54,000 | $78,000 |
| ITUBITAU UNIBANCO HOLDING SA | ADDED | +6.4K | 9.7K | +$31,000 | $51,000 |
| CXCEMEX SAB DE CV | ADDED | +4.9K | 7.3K | +$31,000 | $52,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2021
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | SRNESORRENTO THERAPEUTICS INChistory → | COMMON STOCK | 48.93% | $503,000 | 66.0K |
| 2 | IBNICICI BANK LTDhistory → | COMMON STOCK | 7.59% | $78,000 | 4.2K |
| 3 | PBRPETROLEO BRASILEIRO SAhistory → | COMMON STOCK | 6.91% | $71,000 | 6.9K |
| 4 | VALEVALE SAhistory → | COMMON STOCK | 6.52% | $67,000 | 4.9K |
| 5 | BBDBANCO BRADESCO SAhistory → | COMMON STOCK | 6.03% | $62,000 | 16.3K |
| 6 | CXCEMEX SAB DE CVhistory → | COMMON STOCK | 5.06% | $52,000 | 7.3K |
| 7 | ANGLOGOLD ASHANTI LTD | COMMON STOCK | 5.06% | $52,000 | 3.3K |
| 8 | ITUBITAU UNIBANCO HOLDING SAhistory → | COMMON STOCK | 4.96% | $51,000 | 9.7K |
| 9 | FCXFREEPORT-MCMORAN INChistory → | COMMON STOCK | 4.77% | $49,000 | 1.5K |
| 10 | AZUL SA | COMMON STOCK | 3.40% | $35,000 | 1.8K |
| 11 | AFYA LTD | COMMON STOCK | 0.78% | $8,000 | 449 |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $57M | 14 | May 20, 2026 | RESTATEMENT | changes · EDGAR ↗ |
| Q4 2025 | $54M | 17 | Feb 17, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $54M | 18 | Nov 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $58M | 46 | Aug 13, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $69M | 50 | May 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $60M | 47 | Feb 12, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $89M | 48 | Nov 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $107M | 46 | Aug 13, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $111M | 59 | May 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $111M | 43 | Feb 13, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $100M | 45 | Nov 13, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $118M | 48 | Aug 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $106M | 44 | May 15, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $67M | 44 | Apr 21, 2023 | RESTATEMENT | changes · EDGAR ↗ |
| Q3 2022 | $64M | 39 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $57M | 30 | Aug 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $61M | 37 | May 16, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $49M | 30 | Feb 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $1M | 11 | Nov 15, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $1M | 18 | Aug 16, 2021 | 13F-HR | changes · EDGAR ↗ |
Other Included Managers
This filing reports holdings on behalf of 2 additional managers.
- BROOKFIELD ASSET MANAGEMENT INC.028-14349
- Atlas OCM Holdings, LLC028-20007
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.