SEC 13F Intelligence

Managers / Q3 2021 · view latest →

VIVID FINANCIAL MANAGEMENT, INC.

CIK 0001802911 · 340 EAST CLARK AVE., ORCUTT, CA, 93455 · 805) 937-4556

Reported Value
$244M
Q3 2021
Positions
138
Filings on Record
9
2019–present window
Filed
Oct 19, 2021
original filing

Summary

Vivid Financial Management, Inc. reported $244M in U.S.-listed holdings across 138 positions for Q3 2021.

The portfolio is heavily concentrated: ESGU alone accounts for 47.6% of reported value.

Compared with Q2 2021, the fund opened 15 new positions and exited 26.

Portfolio Metrics

Turnover
+12.4%
vs prior filed quarter
Top-10 Concentration
+78.3%
share of reported value
Largest Position
+47.6%
Ishares Tr
New / Exited
15 / 26
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $94MQ4 ’19Q1 ’20: $76MQ2 ’20: $160MQ2 ’20Q3 ’20: $163MQ4 ’20: $207MQ4 ’20Q1 ’21: $218MQ2 ’21: $243MQ2 ’21Q3 ’21: $244MQ4 ’21: $268MQ4 ’21filingsflow.com

Portfolio Composition

By security type
ETP: 76.4%Common Stock: 22.5%Other: 0.8%ADR: 0.1%REIT: 0.1%
  • ETP · 76.4% · $186M
  • Common Stock · 22.5% · $55M
  • Other · 0.8% · $2M
  • ADR · 0.1% · $357,000
  • REIT · 0.1% · $246,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SCHPSCHWAB STRATEGIC TRNEW+39.2K39.2K+$2M$2M
TLHISHARES TRNEW+10.6K10.6K+$2M$2M
UPSTUPSTART HLDGS INCNEW+2.5K2.5K+$786,000$786,000
ICEINTERCONTINENTAL EXCHANGE INNEW+5.7K5.7K+$658,000$658,000
FANGDIAMONDBACK ENERGY INCNEW+6.9K6.9K+$655,000$655,000
TXNTEXAS INSTRS INCNEW+3.3K3.3K+$639,000$639,000
COINCOINBASE GLOBAL INCNEW+2.6K2.6K+$595,000$595,000
SPTSPROUT SOCIAL INCNEW+3.3K3.3K+$402,000$402,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

106 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ESGUISHARES TRESG AWR MSCI USA · US TREAS BD ETF · EAFE VALUE ETF · EAFE GRWTH ETF · MSCI USA VALUE · U.S. TECH ETF · GLOBAL FINLS ETF · CORE TOTAL USD · MBS ETF · CORE S&P TTL STK · FALN ANGLS USD · US HLTHCARE ETF · US INDUSTRIALS · 10+ YR INVST GRD · MSCI USA MMENTM · 10-20 YR TRS ETF · MSCI USA MIN VOL · CORE S&P US GWT · U.S. MED DVC ETF · MSCI USA SZE FT47.65%$116M1.73M
2SPYMSPDR SER TRPORTFOLIO S&P500 · S&P DIVID ETF · AEROSPACE DEF · NYSE TECH ETF10.41%$25M492.8K
3SCHJSCHWAB STRATEGIC TR1 5YR CORP BD · US SML CAP ETF · US DIVIDEND EQ · US TIPS ETF8.33%$20M311.2K
4XSOEWISDOMTREE TRhistory →EM EX ST-OWNED3.29%$8M214.8K
5AAPLAPPLE INChistory →COM1.83%$4M31.5K
6COSTCOSTCO WHSL CORP NEWhistory →COM1.63%$4M8.9K
7XLESELECT SECTOR SPDR TRhistory →ENERGY1.44%$4M67.2K
8VNQVANGUARD INDEX FDSREAL ESTATE ETF · S&P 500 ETF SHS · GROWTH ETF · TOTAL STK MKT · VALUE ETF1.31%$3M20.9K
9COMTISHARES U S ETF TRhistory →GSCI CMDTY STGY1.24%$3M84.5K
10LMTLOCKHEED MARTIN CORPhistory →COM1.14%$3M8.0K
11AMZNAMAZON COM INCCOM0.98%$2M725
12TSLATESLA INCCOM0.86%$2M2.7K
13EWAISHARES INCMSCI AUST ETF · MSCI GBL MIN VOL0.82%$2M71.9K
14MSFTMICROSOFT CORPCOM0.82%$2M7.1K
15CSXCSX CORPCOM0.80%$2M65.3K
16CVXCHEVRON CORP NEWCOM0.69%$2M16.7K
17UPSUNITED PARCEL SERVICE INCCL B0.64%$2M8.6K
18BRK/ABERKSHIRE HATHAWAY INC DELCL A · CL B NEW0.62%$2M998
19SHOPSHOPIFY INCCL A0.42%$1M761
20ATLASSIAN CORP PLCCL A0.39%$959,0002.5K
21FTECFIDELITY COVINGTON TRUSTMSCI INFO TECH I0.39%$946,0008.0K
22SRESEMPRACOM0.36%$871,0006.9K
23PYPLPAYPAL HLDGS INCCOM0.35%$853,0003.3K
24NETCLOUDFLARE INCCL A COM0.35%$851,0007.5K
25BABOEING COCOM0.33%$809,0003.7K
26UPSTUPSTART HLDGS INCCOM0.32%$786,0002.5K
27MELIMERCADOLIBRE INCCOM0.29%$719,000428
28PRFINVESCO EXCHANGE TRADED FD TFTSE RAFI 1000 · S&P500 EQL STP0.29%$716,0004.6K
29ICEINTERCONTINENTAL EXCHANGE INCOM0.27%$658,0005.7K
30FANGDIAMONDBACK ENERGY INCCOM0.27%$655,0006.9K
31TXNTEXAS INSTRS INCCOM0.26%$639,0003.3K
32COINCOINBASE GLOBAL INCCOM CL A0.24%$595,0002.6K
33ADNTADIENT PLCORD SHS0.24%$587,00014.2K
34RBLXROBLOX CORPCL A0.23%$557,0007.4K
35JNJJOHNSON & JOHNSONCOM0.22%$543,0003.4K
36VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.22%$525,0003.4K
37ABNBAIRBNB INCCOM CL A0.21%$523,0003.1K
38NFLXNETFLIX INCCOM0.21%$520,000852
39VGTVANGUARD WORLD FDSINF TECH ETF0.21%$518,0001.3K
40QQQINVESCO QQQ TRUNIT SER 10.21%$514,0001.4K
41SBUXSTARBUCKS CORPCOM0.21%$506,0004.6K
42XYZSQUARE INCCL A0.20%$496,0002.1K
43TTDTHE TRADE DESK INCCOM CL A0.20%$485,0006.9K
44FIVERR INTL LTDORD SHS0.20%$483,0002.6K
45QCOMQUALCOMM INCCOM0.20%$481,0003.7K
46LMNDLEMONADE INCCOM0.19%$473,0007.1K
47NOCNORTHROP GRUMMAN CORPCOM0.19%$465,0001.3K
48LATTICE STRATEGIES TRHARTFORD MLT ETF0.18%$450,00014.9K
49MAMASTERCARD INCORPORATEDCL A0.18%$439,0001.3K
50VZVERIZON COMMUNICATIONS INCCOM0.18%$435,0008.1K
51HDHOME DEPOT INCCOM0.18%$433,0001.3K
52CRWDCROWDSTRIKE HLDGS INCCL A0.17%$425,0001.7K
53WDWALKER & DUNLOP INCCOM0.17%$424,0003.7K
54VVISA INCCOM CL A0.17%$422,0001.9K
55AXONAXON ENTERPRISE INCCOM0.17%$416,0002.4K
56ZBRAZEBRA TECHNOLOGIES CORPORATICL A0.17%$416,000807
57PGPROCTER AND GAMBLE COCOM0.17%$410,0002.9K
58FLGTFULGENT GENETICS INCCOM0.17%$409,0004.5K
59SPTSPROUT SOCIAL INCCOM CL A0.16%$402,0003.3K
60ETSYETSY INCCOM0.16%$397,0001.9K
61INTCINTEL CORPCOM0.16%$391,0007.3K
62DOCUDOCUSIGN INCCOM0.16%$390,0001.5K
63LOBLIVE OAK BANCSHARES INCCOM0.16%$386,0006.1K
64UNPUNION PAC CORPCOM0.16%$382,0001.9K
65PINSPINTEREST INCCL A0.16%$381,0007.5K
66ADSKAUTODESK INCCOM0.16%$380,0001.3K
67HONHONEYWELL INTL INCCOM0.15%$372,0001.8K
68MCDMCDONALDS CORPCOM0.15%$367,0001.5K
69PEPPEPSICO INCCOM0.15%$365,0002.4K
70FVDFIRST TR VALUE LINE DIVID INSHS0.15%$364,0009.3K
71ALRMALARM COM HLDGS INCCOM0.15%$362,0004.6K
72SQMSOCIEDAD QUIMICA Y MINERA DESPON ADR SER B0.15%$357,0006.6K
73BACBK OF AMERICA CORPCOM0.14%$341,0008.0K
74CAHCARDINAL HEALTH INCCOM0.13%$328,0006.6K
75JAZZJAZZ PHARMACEUTICALS PLCSHS USD0.13%$326,0002.5K
76REATA PHARMACEUTICALS INCCL A0.13%$320,0003.2K
77TGTTARGET CORPCOM0.13%$313,0001.4K
78ABTABBOTT LABSCOM0.13%$306,0002.6K
79WMTWALMART INCCOM0.13%$305,0002.2K
80JPMJPMORGAN CHASE & COCOM0.12%$302,0001.8K
81APPNAPPIAN CORPCL A0.12%$301,0003.2K
82ESTCELASTIC N VORD SHS0.12%$295,0002.0K
83RDFNREDFIN CORPCOM0.12%$288,0005.7K
84DHRDANAHER CORPORATIONCOM0.12%$287,000943
85JCIJOHNSON CTLS INTL PLCSHS0.12%$281,0004.1K
86VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.11%$278,0002.7K
87PNCPNC FINL SVCS GROUP INCCOM0.11%$276,0001.4K
88CHGGCHEGG INCCOM0.11%$272,0004.0K
89MPCMARATHON PETE CORPCOM0.11%$270,0004.4K
90MSIMOTOROLA SOLUTIONS INCCOM NEW0.11%$263,0001.1K
91CRMSALESFORCE COM INCCOM0.11%$263,000969
92ROKUROKU INCCOM CL A0.11%$260,000831
93CRNCCERENCE INCCOM0.11%$258,0002.7K
94AMGNAMGEN INCCOM0.10%$251,0001.2K
95CCICROWN CASTLE INTL CORP NEWCOM0.10%$246,0001.4K
96FDNFIRST TR EXCHANGE-TRADED FDDJ INTERNT IDX0.10%$243,0001.0K
97PENPENUMBRA INCCOM0.10%$241,000903
98GENERAL ELECTRIC COCOM NEW0.10%$233,0002.3K
99IBMINTERNATIONAL BUSINESS MACHSCOM0.10%$232,0001.7K
100RTXRAYTHEON TECHNOLOGIES CORPCOM0.09%$229,0002.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2021$268M129Jan 21, 202213F-HRchanges · EDGAR ↗
Q3 2021$244M138Oct 19, 202113F-HRchanges · EDGAR ↗
Q2 2021$243M149Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$218M145Apr 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$207M132Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$163M87Oct 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$160M89Jul 31, 202013F-HRchanges · EDGAR ↗
Q1 2020$76M72May 5, 202013F-HRchanges · EDGAR ↗
Q4 2019$94M90Feb 12, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.