SEC 13F Intelligence

Managers / Q4 2021

VIVID FINANCIAL MANAGEMENT, INC.

CIK 0001802911 · 340 EAST CLARK AVE., ORCUTT, CA, 93455 · 805) 937-4556

Reported Value
$268M
Q4 2021
Positions
129
Filings on Record
9
2019–present window
Filed
Jan 21, 2022
original filing

Summary

Vivid Financial Management, Inc. reported $268M in U.S.-listed holdings across 129 positions for Q4 2021.

The portfolio is heavily concentrated: ESGU alone accounts for 49.0% of reported value.

Compared with Q3 2021, the fund opened 10 new positions and exited 19.

Portfolio Metrics

Turnover
+5.7%
vs prior filed quarter
Top-10 Concentration
+80.8%
share of reported value
Largest Position
+49.0%
Ishares Tr
New / Exited
10 / 19
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $94MQ4 ’19Q1 ’20: $76MQ2 ’20: $160MQ2 ’20Q3 ’20: $163MQ4 ’20: $207MQ4 ’20Q1 ’21: $218MQ2 ’21: $243MQ2 ’21Q3 ’21: $244MQ4 ’21: $268MQ4 ’21filingsflow.com

Portfolio Composition

By security type
ETP: 78.2%Common Stock: 21.2%Other: 0.5%ADR: 0.1%
  • ETP · 78.2% · $209M
  • Common Stock · 21.2% · $57M
  • Other · 0.5% · $1M
  • ADR · 0.1% · $273,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PWRQUANTA SVCS INCNEW+4.7K4.7K+$541,000$541,000
ISRGINTUITIVE SURGICAL INCNEW+1.4K1.4K+$496,000$496,000
SEDGSOLAREDGE TECHNOLOGIES INCNEW+1.7K1.7K+$466,000$466,000
URIUNITED RENTALS INCNEW+1.2K1.2K+$397,000$397,000
MMM3M CONEW+1.8K1.8K+$325,000$325,000
PFEPFIZER INCNEW+4.7K4.7K+$277,000$277,000
EXMOCEXXON MOBIL CORPNEW+4.3K4.3K+$266,000$266,000
CSCOCISCO SYS INCNEW+3.6K3.6K+$231,000$231,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

98 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ESGUISHARES TRESG AWR MSCI USA · EAFE VALUE ETF · EAFE GRWTH ETF · US TREAS BD ETF · MSCI USA VALUE · U.S. TECH ETF · CORE TOTAL USD · GLOBAL FINLS ETF · CORE S&P TTL STK · MBS ETF · FALN ANGLS USD · MSCI USA MIN VOL · US HLTHCARE ETF · US INDUSTRIALS · 10+ YR INVST GRD · MSCI USA MMENTM · 10-20 YR TRS ETF · CORE S&P US GWT · U.S. MED DVC ETF · MSCI USA SZE FT48.98%$131M1.89M
2SPYMSPDR SER TRPORTFOLIO S&P500 · S&P DIVID ETF · AEROSPACE DEF · NYSE TECH ETF11.90%$32M560.7K
3SCHASCHWAB STRATEGIC TRUS SML CAP ETF · 1 5YR CORP BD · US TIPS ETF · US DIVIDEND EQ8.07%$22M312.1K
4XSOEWISDOMTREE TRhistory →EM EX ST-OWNED2.69%$7M195.6K
5AAPLAPPLE INChistory →COM2.13%$6M32.1K
6COSTCOSTCO WHSL CORP NEWhistory →COM1.87%$5M8.8K
7VNQVANGUARD INDEX FDSREAL ESTATE ETF · S&P 500 ETF SHS · GROWTH ETF · TOTAL STK MKT · VALUE ETF1.59%$4M26.6K
8XLESELECT SECTOR SPDR TRhistory →ENERGY1.53%$4M73.8K
9LMTLOCKHEED MARTIN CORPhistory →COM1.09%$3M8.2K
10MSFTMICROSOFT CORPCOM0.97%$3M7.7K
11TSLATESLA INCCOM0.95%$3M2.4K
12AMZNAMAZON COM INCCOM0.94%$3M751
13CSXCSX CORPCOM0.92%$2M65.3K
14EWAISHARES INCMSCI AUST ETF · MSCI GBL MIN VOL0.78%$2M74.5K
15CVXCHEVRON CORP NEWCOM0.68%$2M15.6K
16UPSUNITED PARCEL SERVICE INCCL B0.67%$2M8.4K
17COMTISHARES U S ETF TRGSCI CMDTY STGY0.67%$2M58.4K
18SHOPSHOPIFY INCCL A0.47%$1M916
19FTECFIDELITY COVINGTON TRUSTMSCI INFO TECH I0.36%$972,0007.2K
20ATLASSIAN CORP PLCCL A0.36%$955,0002.5K
21SRESEMPRACOM0.34%$911,0006.9K
22ICEINTERCONTINENTAL EXCHANGE INCOM0.33%$887,0006.5K
23NETCLOUDFLARE INCCL A COM0.33%$875,0006.7K
24FANGDIAMONDBACK ENERGY INCCOM0.30%$795,0007.4K
25PRFINVESCO EXCHANGE TRADED FD TFTSE RAFI 1000 · S&P500 EQL STP0.29%$778,0004.6K
26MELIMERCADOLIBRE INCCOM0.29%$770,000571
27VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.26%$702,0006.3K
28PYPLPAYPAL HLDGS INCCOM0.25%$666,0003.5K
29COINCOINBASE GLOBAL INCCOM CL A0.24%$650,0002.6K
30LOBLIVE OAK BANCSHARES INCCOM0.24%$638,0007.3K
31BABOEING COCOM0.23%$623,0003.1K
32ZBRAZEBRA TECHNOLOGIES CORPORATICL A0.23%$623,0001.0K
33ADNTADIENT PLCORD SHS0.23%$616,00012.9K
34RBLXROBLOX CORPCL A0.23%$602,0005.8K
35VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.22%$588,0003.4K
36ABNBAIRBNB INCCOM CL A0.22%$586,0003.5K
37VGTVANGUARD WORLD FDSINF TECH ETF0.22%$584,0001.3K
38TTDTHE TRADE DESK INCCOM CL A0.21%$572,0006.2K
39JNJJOHNSON & JOHNSONCOM0.21%$566,0003.3K
40HDHOME DEPOT INCCOM0.20%$547,0001.3K
41TXNTEXAS INSTRS INCCOM0.20%$543,0002.9K
42PWRQUANTA SVCS INCCOM0.20%$541,0004.7K
43SBUXSTARBUCKS CORPCOM0.20%$536,0004.6K
44PEPPEPSICO INCCOM0.20%$525,0003.0K
45QQQINVESCO QQQ TRUNIT SER 10.20%$522,0001.3K
46ADSKAUTODESK INCCOM0.19%$505,0001.8K
47NOCNORTHROP GRUMMAN CORPCOM0.19%$502,0001.3K
48ISRGINTUITIVE SURGICAL INCCOM NEW0.19%$496,0001.4K
49UNPUNION PAC CORPCOM0.19%$495,0002.0K
50NFLXNETFLIX INCCOM0.18%$489,000811
51SEDGSOLAREDGE TECHNOLOGIES INCCOM0.17%$466,0001.7K
52LATTICE STRATEGIES TRHARTFORD MLT ETF0.16%$417,00013.9K
53VZVERIZON COMMUNICATIONS INCCOM0.15%$413,0007.9K
54MCDMCDONALDS CORPCOM0.15%$412,0001.5K
55PGPROCTER AND GAMBLE COCOM0.15%$409,0002.5K
56URIUNITED RENTALS INCCOM0.15%$397,0001.2K
57XYZBLOCK INCCL A0.15%$390,0002.4K
58QCOMQUALCOMM INCCOM0.14%$386,0002.1K
59FVDFIRST TR VALUE LINE DIVID INSHS0.14%$376,0008.7K
60INTCINTEL CORPCOM0.14%$366,0007.1K
61HONHONEYWELL INTL INCCOM0.14%$365,0001.8K
62ABTABBOTT LABSCOM0.14%$365,0002.6K
63VVISA INCCOM CL A0.14%$362,0001.7K
64CRWDCROWDSTRIKE HLDGS INCCL A0.13%$353,0001.7K
65JCIJOHNSON CTLS INTL PLCSHS0.13%$342,0004.2K
66BACBK OF AMERICA CORPCOM0.13%$341,0007.7K
67WMTWALMART INCCOM0.12%$326,0002.3K
68MMM3M COCOM0.12%$325,0001.8K
69TGTTARGET CORPCOM0.12%$317,0001.4K
70LMNDLEMONADE INCCOM0.12%$310,0007.4K
71UPSTUPSTART HLDGS INCCOM0.12%$309,0002.0K
72MSIMOTOROLA SOLUTIONS INCCOM NEW0.12%$308,0001.1K
73IBMINTERNATIONAL BUSINESS MACHSCOM0.11%$302,0002.3K
74FLGTFULGENT GENETICS INCCOM0.11%$299,0003.0K
75JPMJPMORGAN CHASE & COCOM0.11%$293,0001.8K
76BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.11%$292,000976
77WDWALKER & DUNLOP INCCOM0.11%$286,0001.9K
78SPTSPROUT SOCIAL INCCOM CL A0.11%$283,0003.1K
79PNCPNC FINL SVCS GROUP INCCOM0.11%$283,0001.4K
80PFEPFIZER INCCOM0.10%$277,0004.7K
81SQMSOCIEDAD QUIMICA Y MINERA DESPON ADR SER B0.10%$273,0005.4K
82EXMOCEXXON MOBIL CORPCOM0.10%$266,0004.3K
83ABBVABBVIE INCCOM0.10%$265,0002.0K
84MAMASTERCARD INCORPORATEDCL A0.10%$263,000732
85AXONAXON ENTERPRISE INCCOM0.09%$252,0001.6K
86ETSYETSY INCCOM0.09%$250,0001.1K
87RTXRAYTHEON TECHNOLOGIES CORPCOM0.09%$235,0002.7K
88CSCOCISCO SYS INCCOM0.09%$231,0003.6K
89CRMSALESFORCE COM INCCOM0.09%$230,000906
90SPYSPDR S&P 500 ETF TRTR UNIT0.09%$230,000484
91AMGNAMGEN INCCOM0.09%$229,0001.0K
92JOHN HANCOCK EXCHANGE TRADEDMULTIFACTOR FI0.08%$216,0004.1K
93SOSOUTHERN COCOM0.08%$215,0003.1K
94GENERAL ELECTRIC COCOM NEW0.08%$214,0002.3K
95FDNFIRST TR EXCHANGE-TRADED FDDJ INTERNT IDX0.08%$204,000903
96BILLBILL COM HLDGS INCCOM0.08%$201,000807
97AZUL S ASPONSR ADR PFD0.05%$146,00011.0K
98RIGTRANSOCEAN LTDREG SHS0.01%$38,00013.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2021$268M129Jan 21, 202213F-HRchanges · EDGAR ↗
Q3 2021$244M138Oct 19, 202113F-HRchanges · EDGAR ↗
Q2 2021$243M149Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$218M145Apr 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$207M132Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$163M87Oct 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$160M89Jul 31, 202013F-HRchanges · EDGAR ↗
Q1 2020$76M72May 5, 202013F-HRchanges · EDGAR ↗
Q4 2019$94M90Feb 12, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.