Managers / Q2 2021 · view latest →
Bay Harbor Wealth Management, LLC
CIK 0001767989 · 201 INTERNATIONAL CIRCLE, STE 520, HUNT VALLEY, MD, 21030 · 4104032060
Reported Value
$235M
Q2 2021
Positions
208
Filings on Record
30
2019–present window
Filed
Jul 28, 2021
original filing
Summary
Bay Harbor Wealth Management, LLC reported $235M in U.S.-listed holdings across 208 positions for Q2 2021.
Its largest position, VUG, represents 10.1% of the portfolio.
Compared with Q1 2021, the fund opened 12 new positions and exited 23.
Portfolio Metrics
Turnover
+5.5%
vs prior filed quarter
Top-10 Concentration
+62.7%
share of reported value
Largest Position
+10.1%
Vanguard Growth Index Fund
New / Exited
12 / 23
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 97.8% · $229M
- Common Stock · 2.0% · $5M
- Other · 0.1% · $248,000
- REIT · 0.1% · $149,000
- ADR · 0.0% · $71,000
- Other · 0.0% · $9,000
Quarter-over-Quarter Changes full breakdown →
vs Q1 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| ISHARES COMMODITIES SELECT STRATEGY ETF | NEW | +64.4K | 64.4K | +$2M | $2M |
| ISHARES GLOBAL FINANCIALS ETF | NEW | +28.5K | 28.5K | +$2M | $2M |
| XLBMATERIALS SELECT SECTOR SPDR FUND | NEW | +3.1K | 3.1K | +$252,000 | $252,000 |
| SPDR PORTFOLIO EUROPE ETF | NEW | +3.9K | 3.9K | +$165,000 | $165,000 |
| INDUSTRIAL SELECT SECTOR SPDR FUND | NEW | +1.3K | 1.3K | +$130,000 | $130,000 |
| SPDR PORTFOLIO LONG TERM TREASURY ETF | NEW | +3.1K | 3.1K | +$128,000 | $128,000 |
| OREALTY INCOME CORP COM | NEW | +85 | 85 | +$6,000 | $6,000 |
| IQVIQVIA HLDGS INC COM | NEW | +6 | 6 | +$1,000 | $1,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q2 2021
50 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | VUGVANGUARD GROWTH INDEX FUNDhistory → | Exchange Traded Fund | 10.08% | $24M | 82.5K |
| 2 | VANGUARD FTSE DEVELOPED MARKETS ETF | Exchange Traded Fund | 9.60% | $23M | 437.2K |
| 3 | VTVVANGUARD VALUE INDEX FUNDhistory → | Exchange Traded Fund | 7.74% | $18M | 132.1K |
| 4 | VANGUARD TOTAL INTERNATIONAL BOND ETF | Exchange Traded Fund | 7.17% | $17M | 294.8K |
| 5 | VANGUARD SHORT-TERM BOND INDEX FUND | Exchange Traded Fund | 6.14% | $14M | 175.5K |
| 6 | ISHARES CORE S&P 500 ETF | Exchange Traded Fund | 5.62% | $13M | 30.7K |
| 7 | ISHARES ESG AWARE MSCI USA ETF | Exchange Traded Fund | 4.99% | $12M | 119.0K |
| 8 | ISHARES U.S. TREASURY BOND ETF | Exchange Traded Fund | 3.89% | $9M | 343.2K |
| 9 | VANGUARD LONG-TERM BOND INDEX FUND | Exchange Traded Fund | 3.72% | $9M | 84.7K |
| 10 | ISHARES CORE TOTAL USD BOND MARKET ETF | Exchange Traded Fund | 3.69% | $9M | 161.8K |
| 11 | VANGUARD MORTGAGE-BACKED SECURITIES ETF | Exchange Traded Fund | 3.51% | $8M | 154.3K |
| 12 | VANGUARD FTSE EMERGING MARKETS ETF | Exchange Traded Fund | 3.37% | $8M | 145.6K |
| 13 | VANGUARD INTERMEDIATE-TERM BOND INDEX FUND | Exchange Traded Fund | 3.32% | $8M | 86.5K |
| 14 | VANGUARD SMALL-CAP INDEX FUND | Exchange Traded Fund | 2.64% | $6M | 27.5K |
| 15 | ISHARES MSCI EAFE VALUE ETF | Exchange Traded Fund | 2.59% | $6M | 117.2K |
| 16 | ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | Exchange Traded Fund | 2.49% | $6M | 106.6K |
| 17 | ISHARES MSCI EAFE GROWTH ETF | Exchange Traded Fund | 2.00% | $5M | 43.7K |
| 18 | ESGEISHARES MSCI EM ESG SELECT ETFhistory → | Exchange Traded Fund | 1.97% | $5M | 102.6K |
| 19 | ISHARES MSCI USA VALUE FACTOR ETF | Exchange Traded Fund | 1.57% | $4M | 35.1K |
| 20 | ISHARES S&P SMALL-CAP FUND | Exchange Traded Fund | 1.30% | $3M | 26.9K |
| 21 | ISHARES FALLEN ANGELS USD BOND ETF | Exchange Traded Fund | 1.01% | $2M | 78.9K |
| 22 | ISHARES COMMODITIES SELECT STRATEGY ETF | Exchange Traded Fund | 0.95% | $2M | 64.4K |
| 23 | ISHARES GLOBAL FINANCIALS ETF | Exchange Traded Fund | 0.94% | $2M | 28.5K |
| 24 | ISHARES MSCI USA MOMENTUM FACTOR ETF | Exchange Traded Fund | 0.80% | $2M | 10.8K |
| 25 | ISHARES MBS ETF | Exchange Traded Fund | 0.68% | $2M | 14.7K |
| 26 | ISHARES U.S. ENERGY ETF | Exchange Traded Fund | 0.66% | $2M | 53.1K |
| 27 | ISHARES GLOBAL TECH ETF | Exchange Traded Fund | 0.48% | $1M | 3.3K |
| 28 | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | Exchange Traded Fund | 0.43% | $1M | 2.5K |
| 29 | SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF | Exchange Traded Fund | 0.32% | $751,000 | 15.5K |
| 30 | SPDR PORTFOLIO S&P 500 ETF | Exchange Traded Fund | 0.30% | $707,000 | 14.0K |
| 31 | VANGUARD DIVIDEND APPRECIATION INDEX FUND | Exchange Traded Fund | 0.18% | $424,000 | 2.7K |
| 32 | ISHARES MODERATE ALLOCATION FUND | Exchange Traded Fund | 0.17% | $390,000 | 8.7K |
| 33 | AOKISHARES CONSERVATIVE ALLOCATION FUND | Exchange Traded Fund | 0.16% | $387,000 | 9.7K |
| 34 | ISHARES SEMICONDUCTOR FUND | Exchange Traded Fund | 0.14% | $322,000 | 710 |
| 35 | ISHARES EVOLVED U.S. TECHNOLOGY ETF | Exchange Traded Fund | 0.14% | $321,000 | 5.8K |
| 36 | SPDR S&P 500 ETF | Exchange Traded Fund | 0.13% | $309,000 | 722 |
| 37 | VANGUARD CONSUMER DISCRETIONARY INDEX FUND | Exchange Traded Fund | 0.13% | $306,000 | 973 |
| 38 | ISHARES 20 YEAR TREASURY BOND ETF | Exchange Traded Fund | 0.13% | $294,000 | 2.0K |
| 39 | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | Exchange Traded Fund | 0.12% | $293,000 | 3.3K |
| 40 | TECHNOLOGY SELECT SECTOR SPDR FUND | Exchange Traded Fund | 0.12% | $285,000 | 1.9K |
| 41 | ISHARES U.S. MEDICAL DEVICES ETF | Exchange Traded Fund | 0.12% | $275,000 | 763 |
| 42 | SPDR PORTFOLIO EMERGING MARKETS ETF | Exchange Traded Fund | 0.12% | $271,000 | 6.0K |
| 43 | XLBMATERIALS SELECT SECTOR SPDR FUND | Exchange Traded Fund | 0.11% | $252,000 | 3.1K |
| 44 | SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | Exchange Traded Fund | 0.11% | $251,000 | 6.8K |
| 45 | INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF | Exchange Traded Fund | 0.10% | $229,000 | 789 |
| 46 | SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF | Exchange Traded Fund | 0.10% | $223,000 | 4.2K |
| 47 | SPDR PORTFOLIO LONG TERM CORPORATE BOND ETF | Exchange Traded Fund | 0.09% | $221,000 | 7.0K |
| 48 | SPDR PORTFOLIO S&P 600 SMALL CAP ETF | Exchange Traded Fund | 0.09% | $217,000 | 4.9K |
| 49 | INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF | Exchange Traded Fund | 0.09% | $217,000 | 10.8K |
| 50 | SPDR PORTFOLIO AGGREGATE BOND ETF | Exchange Traded Fund | 0.07% | $174,000 | 5.8K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $386M | 1,301 | Apr 14, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $383M | 1,317 | Feb 2, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $370M | 1,289 | Oct 9, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $345M | 1,275 | Jul 22, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $316M | 1,150 | May 12, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $308M | 181 | Jan 27, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $306M | 169 | Oct 24, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $287M | 168 | Jul 24, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $278M | 172 | Apr 22, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $262M | 168 | Jan 26, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $238M | 163 | Oct 25, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $245M | 167 | Jul 19, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | Under review | 165 | May 3, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | Under review | 191 | Jan 25, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $212M | 199 | Nov 2, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $222M | 192 | Aug 5, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $247M | 196 | Apr 19, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $249M | 159 | Feb 10, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $237M | 209 | Nov 24, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $235M | 208 | Jul 28, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $218M | 223 | May 5, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $220M | 437 | Feb 9, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $201M | 399 | Oct 27, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $187M | 381 | Jul 16, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $165M | 385 | May 20, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $185M | 375 | Jan 27, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $167M | 394 | Oct 15, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $161M | 410 | Jul 18, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $147M | 426 | Apr 22, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $126M | 414 | Feb 14, 2019 | 13F-HR | changes · EDGAR ↗ |
Other Included Managers
This filing reports holdings on behalf of 4 additional managers.
- Astor Investor Management, LLC028-16121
- Dana Investment Advisors, Inc.028-13023
- State Street Global Advisors Trust Co.028-18135
- Federated Investors Inc.028-04375
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.