SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Bay Harbor Wealth Management, LLC

CIK 0001767989 · 201 INTERNATIONAL CIRCLE, STE 520, HUNT VALLEY, MD, 21030 · 4104032060

Reported Value
$201M
Q3 2020
Positions
399
Filings on Record
30
2019–present window
Filed
Oct 27, 2020
original filing

Summary

Bay Harbor Wealth Management, LLC reported $201M in U.S.-listed holdings across 399 positions for Q3 2020.

Its largest position, VUG, represents 9.2% of the portfolio.

Compared with Q2 2020, the fund opened 58 new positions and exited 40.

Portfolio Metrics

Turnover
+6.9%
vs prior filed quarter
Top-10 Concentration
+54.9%
share of reported value
Largest Position
+9.2%
Vanguard Growth Index Fund
New / Exited
58 / 40
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $126MQ4 ’18Q1 ’19: $147MQ2 ’19: $161MQ3 ’19: $167MQ4 ’19: $185MQ4 ’19Q1 ’20: $165MQ2 ’20: $187MQ3 ’20: $201MQ4 ’20: $220MQ4 ’20Q1 ’21: $218MQ2 ’21: $235MQ3 ’21: $237MQ4 ’21: $249MQ4 ’21Q1 ’22: $247MQ2 ’22: $222MQ3 ’22: $212MQ2 ’23: $245MQ2 ’23Q3 ’23: $238MQ4 ’23: $262MQ1 ’24: $278MQ2 ’24: $287MQ2 ’24Q3 ’24: $306MQ4 ’24: $308MQ1 ’25: $316MQ2 ’25: $345MQ2 ’25Q3 ’25: $370MQ4 ’25: $383MQ1 ’26: $386Mfilingsflow.com

Portfolio Composition

By security type
ETP: 89.7%Common Stock: 9.5%Other: 0.3%REIT: 0.3%ADR: 0.2%Other: 0.0%
  • ETP · 89.7% · $180M
  • Common Stock · 9.5% · $19M
  • Other · 0.3% · $615,000
  • REIT · 0.3% · $554,000
  • ADR · 0.2% · $459,000
  • Other · 0.0% · $5,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INDUSTRIAL SELECT SECTOR SPDR FUNDNEW+6.0K6.0K+$461,000$461,000
INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETFNEW+2.1K2.1K+$443,000$443,000
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUNDNEW+3.0K3.0K+$437,000$437,000
MCHPMICROCHIP TECHNOLOGY INC. COMNEW+2.3K2.3K+$233,000$233,000
FBINFORTUNE BRANDS HOME & SEC INC COMNEW+717717+$62,000$62,000
DOVDOVER CORP COMNEW+523523+$57,000$57,000
8CWCROWN CASTLE INTL CORP NEW COMNEW+301301+$50,000$50,000
KDPKEURIG DR PEPPER INC COMNEW+1.6K1.6K+$43,000$43,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VUGVANGUARD GROWTH INDEX FUNDhistory →ETF9.17%$18M80.9K
2VANGUARD FTSE DEVELOPED MARKETS ETFETF8.50%$17M417.1K
3VANGUARD TOTAL INTERNATIONAL BOND ETFETF6.87%$14M237.1K
4VTVVANGUARD VALUE INDEX FUNDhistory →ETF6.70%$13M128.7K
5VANGUARD SHORT-TERM BOND INDEX FUNDETF6.09%$12M147.2K
6ISHARES CORE S&P 500 ETFETF4.47%$9M26.7K
7VANGUARD MORTGAGE-BACKED SECURITIES ETFETF3.45%$7M127.7K
8VANGUARD LONG-TERM BOND INDEX FUNDETF3.26%$7M58.6K
9ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETFETF3.22%$6M48.0K
10VANGUARD INTERMEDIATE-TERM BOND INDEX FUNDETF3.15%$6M67.8K
11ISHARES U.S. TREASURY BOND ETFETF2.85%$6M204.6K
12VANGUARD FTSE EMERGING MARKETS ETFETF2.66%$5M123.6K
13ISHARES ESG AWARE MSCI USA ETFETF2.66%$5M70.1K
14AAPLAPPLE INC COMhistory →Stock2.35%$5M40.7K
15ISHARES MSCI EAFE GROWTH ETFETF2.04%$4M45.6K
16VANGUARD SMALL-CAP INDEX FUNDETF1.99%$4M25.9K
17ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETFETF1.64%$3M60.0K
18ESGEISHARES MSCI EM ESG SELECT ETFhistory →ETF1.52%$3M85.7K
19SPDR DOUBLELINE TOTAL RETURN TACTICAL ETFETF1.48%$3M60.4K
20SPDR PORTFOLIO S&P 500 ETFETF1.43%$3M73.1K
21ISHARES S&P SMALL-CAP FUNDETF0.92%$2M26.3K
22ISHARES MSCI USA MIN VOL FACTOR ETFETF0.92%$2M28.8K
23ISHARES MSCI USA VALUE FACTOR ETFETF0.90%$2M24.6K
24ISHARES GLOBAL TECH ETFETF0.90%$2M6.8K
25ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETFETF0.89%$2M40.8K
26SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETFETF0.87%$2M16.8K
27ISHARES CORE MSCI EAFE ETFETF0.81%$2M26.9K
28ISHARES U.S. MEDICAL DEVICES ETFETF0.71%$1M4.7K
29BRK/ABERKSHIRE HATHAWAY INC DEL CL AStock0.64%$1M4
30ISHARES SHORT MATURITY BOND ETFETF0.61%$1M24.6K
31SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFETF0.58%$1M39.6K
32SPDR PORTFOLIO AGGREGATE BOND ETFETF0.51%$1M33.0K
33SPDR PORTFOLIO EMERGING MARKETS ETFETF0.49%$985,00026.9K
34CONSUMER STAPLES SELECT SECTOR SPDR FUNDETF0.44%$889,00013.9K
35TECHNOLOGY SELECT SECTOR SPDR FUNDETF0.44%$881,0007.6K
36ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETFETF0.41%$833,00011.0K
37VANGUARD INFORMATION TECHNOLOGY INDEX FUNDETF0.39%$776,0002.5K
38ISHARES U.S. FINANCIAL SERVICES ETFETF0.38%$768,0006.3K
39SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETFETF0.38%$764,00020.8K
40GQ9SPDR GOLD SHARESETF0.35%$703,0004.0K
41NVDANVIDIA CORPORATION COMStock0.32%$645,0001.2K
42SPDR PORTFOLIO TIPS ETFETF0.31%$629,00020.4K
43ISHARES 20 YEAR TREASURY BOND ETFETF0.27%$549,0003.4K
44ISHARES MODERATE ALLOCATION FUNDETF0.24%$483,00011.8K
45AOKISHARES CONSERVATIVE ALLOCATION FUNDETF0.23%$470,00012.7K
46INDUSTRIAL SELECT SECTOR SPDR FUNDETF0.23%$461,0006.0K
47MSFTMICROSOFT CORP COMStock0.22%$446,0002.1K
48INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETFETF0.22%$443,0002.1K
49CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUNDETF0.22%$437,0003.0K
50NDQINVESCO QQQ TRUSTETF0.21%$431,0001.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$386M1,301Apr 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$383M1,317Feb 2, 202613F-HRchanges · EDGAR ↗
Q3 2025$370M1,289Oct 9, 202513F-HRchanges · EDGAR ↗
Q2 2025$345M1,275Jul 22, 202513F-HRchanges · EDGAR ↗
Q1 2025$316M1,150May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$308M181Jan 27, 202513F-HRchanges · EDGAR ↗
Q3 2024$306M169Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$287M168Jul 24, 202413F-HRchanges · EDGAR ↗
Q1 2024$278M172Apr 22, 202413F-HRchanges · EDGAR ↗
Q4 2023$262M168Jan 26, 202413F-HRchanges · EDGAR ↗
Q3 2023$238M163Oct 25, 202313F-HRchanges · EDGAR ↗
Q2 2023$245M167Jul 19, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review165May 3, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review191Jan 25, 202313F-HRchanges · EDGAR ↗
Q3 2022$212M199Nov 2, 202213F-HRchanges · EDGAR ↗
Q2 2022$222M192Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$247M196Apr 19, 202213F-HRchanges · EDGAR ↗
Q4 2021$249M159Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$237M209Nov 24, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M208Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$218M223May 5, 202113F-HRchanges · EDGAR ↗
Q4 2020$220M437Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$201M399Oct 27, 202013F-HRchanges · EDGAR ↗
Q2 2020$187M381Jul 16, 202013F-HRchanges · EDGAR ↗
Q1 2020$165M385May 20, 202013F-HRchanges · EDGAR ↗
Q4 2019$185M375Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$167M394Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$161M410Jul 18, 201913F-HRchanges · EDGAR ↗
Q1 2019$147M426Apr 22, 201913F-HRchanges · EDGAR ↗
Q4 2018$126M414Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • Astor Investment Management LLC028-16121
  • Dana Investment Advisors, Inc.028-13023
  • State Street Global Advisors Trust Co028-18135
  • FEDERATED HERMES, INC.028-04375

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.