SEC 13F Intelligence

Managers / Q1 2026

Bay Harbor Wealth Management, LLC

CIK 0001767989 · 201 INTERNATIONAL CIRCLE, STE 520, HUNT VALLEY, MD, 21030 · 4104032060

Reported Value
$386M
Q1 2026
Positions
1,301
Filings on Record
30
2019–present window
Filed
Apr 14, 2026
original filing

Summary

Bay Harbor Wealth Management, LLC reported $386M in U.S.-listed holdings across 1,301 positions for Q1 2026.

Its largest position, DFAU, represents 8.3% of the portfolio.

Compared with Q4 2025, the fund opened 37 new positions and exited 55.

Portfolio Metrics

Turnover
+8.7%
vs prior filed quarter
Top-10 Concentration
+48.8%
share of reported value
Largest Position
+8.3%
Dimensional US Core Equity Market Etf
New / Exited
37 / 55
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $126MQ4 ’18Q1 ’19: $147MQ2 ’19: $161MQ3 ’19: $167MQ4 ’19: $185MQ4 ’19Q1 ’20: $165MQ2 ’20: $187MQ3 ’20: $201MQ4 ’20: $220MQ4 ’20Q1 ’21: $218MQ2 ’21: $235MQ3 ’21: $237MQ4 ’21: $249MQ4 ’21Q1 ’22: $247MQ2 ’22: $222MQ3 ’22: $212MQ2 ’23: $245MQ2 ’23Q3 ’23: $238MQ4 ’23: $262MQ1 ’24: $278MQ2 ’24: $287MQ2 ’24Q3 ’24: $306MQ4 ’24: $308MQ1 ’25: $316MQ2 ’25: $345MQ2 ’25Q3 ’25: $370MQ4 ’25: $383MQ1 ’26: $386Mfilingsflow.com

Portfolio Composition

By security type
ETP: 96.4%Common Stock: 3.3%Other: 0.2%REIT: 0.0%ADR: 0.0%Other: 0.0%
  • ETP · 96.4% · $372M
  • Common Stock · 3.3% · $13M
  • Other · 0.2% · $667,252
  • REIT · 0.0% · $126,500
  • ADR · 0.0% · $23,656
  • Other · 0.0% · $17,347

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES MSCI EAFE GROWTH ETFNEW+60.7K60.7K+$7M$7M
ISHARES DEFENSE INDUSTRIALS ACTIVE ETFNEW+140.1K140.1K+$5M$5M
ISHARES LARGE CAP CORE ACTIVE ETFNEW+110.0K110.0K+$5M$5M
JPXAEROVIRONMENT INC COMNEW+2020+$3,661$3,661
DIMENSIONAL INTERNATIONAL CORE EQUITY 2 ETFNEW+4646+$1,634$1,634
SCHWAB US DIVIDEND EQUITY ETFNEW+4040+$1,224$1,224
NANCUNUSUAL WHALES SUBVERSIVE DEMOCRATIC TRADING ETFNEW+2020+$845$845
LITELUMENTUM HLDGS INC COMNEW+11+$702$702

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1DFAUDIMENSIONAL US CORE EQUITY MARKET ETFhistory →Exchange Traded Fund8.28%$32M708.1K
2ISHARES CORE TOTAL USD BOND MARKET ETFExchange Traded Fund5.52%$21M460.9K
3VUGVANGUARD GROWTH ETFhistory →Exchange Traded Fund5.40%$21M47.7K
4VANGUARD FTSE DEVELOPED MARKETS ETFExchange Traded Fund5.33%$21M320.7K
5ISHARES CORE S&P 500 ETFExchange Traded Fund5.13%$20M30.3K
6ISHARES S&P 500 VALUE ETFExchange Traded Fund4.14%$16M75.7K
7VTVVANGUARD VALUE ETFhistory →Exchange Traded Fund4.04%$16M79.4K
8VANGUARD TOTAL INTERNATIONAL BOND ETFExchange Traded Fund3.81%$15M305.9K
9VANGUARD SHORT-TERM BOND ETFExchange Traded Fund3.64%$14M179.1K
10ISHARES S&P 500 GROWTH ETFExchange Traded Fund3.48%$13M118.5K
11ISHARES U.S. EQUITY FACTOR ROTATION ACTIVE ETFExchange Traded Fund3.47%$13M230.2K
12ISHARES CORE MSCI EMERGING MARKETS ETFExchange Traded Fund3.17%$12M175.0K
13DFSDDIMENSIONAL SHORT-DURATION FIXED INCOME ETFhistory →Exchange Traded Fund3.04%$12M244.7K
14ISHARES MSCI EAFE VALUE ETFExchange Traded Fund3.01%$12M155.9K
15DFAIDIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETFhistory →Exchange Traded Fund2.56%$10M253.9K
16DFCFDIMENSIONAL CORE FIXED INCOME ETFhistory →Exchange Traded Fund2.05%$8M187.4K
17VANGUARD FTSE EMERGING MARKETS ETFExchange Traded Fund1.96%$8M139.8K
18TLHISHARES 10-20 YEAR TREASURY BOND ETFhistory →Exchange Traded Fund1.88%$7M72.1K
19ISHARES U.S. TREASURY BOND ETFExchange Traded Fund1.82%$7M306.2K
20VANGUARD MORTGAGE-BACKED SECURITIES ETFExchange Traded Fund1.81%$7M148.4K
21VANGUARD INTERMEDIATE-TERM BOND ETFExchange Traded Fund1.77%$7M88.6K
22ISHARES MSCI EAFE GROWTH ETFExchange Traded Fund1.75%$7M60.7K
23ISHARES MBS ETFExchange Traded Fund1.73%$7M70.4K
24VANGUARD LONG-TERM BOND ETFExchange Traded Fund1.72%$7M96.6K
25ISHARES MSCI USA MOMENTUM FACTOR ETFExchange Traded Fund1.68%$6M27.0K
26ISHARES A.I. INNOVATION AND TECH ACTIVE ETFExchange Traded Fund1.66%$6M194.0K
27ISHARES MSCI USA QUALITY FACTOR ETFExchange Traded Fund1.65%$6M33.1K
28ISHARES U.S. THEMATIC ROTATION ACTIVE ETFExchange Traded Fund1.55%$6M164.8K
29VANGUARD SMALL-CAP ETFExchange Traded Fund1.19%$5M17.5K
30ISHARES DEFENSE INDUSTRIALS ACTIVE ETFExchange Traded Fund1.19%$5M140.1K
31ISHARES CORE INTERNATIONAL AGGREGATE BOND ETFExchange Traded Fund1.18%$5M91.0K
32ISHARES LARGE CAP CORE ACTIVE ETFExchange Traded Fund1.17%$5M110.0K
33DIMENSIONAL EMERGING CORE EQUITY MARKET ETFExchange Traded Fund1.12%$4M127.5K
34ISHARES FLEXIBLE INCOME ACTIVE ETFExchange Traded Fund1.05%$4M77.8K
35VANGUARD INFORMATION TECHNOLOGY ETFExchange Traded Fund0.45%$2M2.5K
36IAU*ISHARES GOLD TRUSTExchange Traded Fund0.40%$2M17.4K
37DIMENSIONAL GLOBAL REAL ESTATE ETFExchange Traded Fund0.27%$1M39.6K
38NVDANVIDIA CORPORATION COMCommon Stock0.25%$958,6245.5K
39ISHARES SYSTEMATIC BOND ETFExchange Traded Fund0.24%$913,40710.3K
40AAPLAPPLE INC COMCommon Stock0.21%$820,4283.2K
41ISHARES SEMICONDUCTOR ETFExchange Traded Fund0.19%$740,1422.3K
42GOOGLALPHABET INC CAP STK CL ACommon Stock0.14%$528,8221.8K
43ISHARES U.S. TECH INDEPENDENCE FOCUSED ETFExchange Traded Fund0.13%$516,9705.8K
44MSFTMICROSOFT CORP COMCommon Stock0.12%$477,5191.3K
45AMZNAMAZON COM INC COMCommon Stock0.11%$440,4912.1K
46TSLATESLA INC COMCommon Stock0.11%$413,7571.1K
47ISHARES CORE 40/60 MODERATE ALLOCATION ETFExchange Traded Fund0.10%$386,1608.2K
48ISHARES CONVERTIBLE BOND ETFExchange Traded Fund0.09%$356,4683.5K
49METAMETA PLATFORMS INC CL ACommon Stock0.08%$299,356523
50JPMJPMORGAN CHASE & CO COMCommon Stock0.07%$283,606964

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$386M1,301Apr 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$383M1,317Feb 2, 202613F-HRchanges · EDGAR ↗
Q3 2025$370M1,289Oct 9, 202513F-HRchanges · EDGAR ↗
Q2 2025$345M1,275Jul 22, 202513F-HRchanges · EDGAR ↗
Q1 2025$316M1,150May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$308M181Jan 27, 202513F-HRchanges · EDGAR ↗
Q3 2024$306M169Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$287M168Jul 24, 202413F-HRchanges · EDGAR ↗
Q1 2024$278M172Apr 22, 202413F-HRchanges · EDGAR ↗
Q4 2023$262M168Jan 26, 202413F-HRchanges · EDGAR ↗
Q3 2023$238M163Oct 25, 202313F-HRchanges · EDGAR ↗
Q2 2023$245M167Jul 19, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review165May 3, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review191Jan 25, 202313F-HRchanges · EDGAR ↗
Q3 2022$212M199Nov 2, 202213F-HRchanges · EDGAR ↗
Q2 2022$222M192Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$247M196Apr 19, 202213F-HRchanges · EDGAR ↗
Q4 2021$249M159Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$237M209Nov 24, 202113F-HRchanges · EDGAR ↗
Q2 2021$235M208Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$218M223May 5, 202113F-HRchanges · EDGAR ↗
Q4 2020$220M437Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$201M399Oct 27, 202013F-HRchanges · EDGAR ↗
Q2 2020$187M381Jul 16, 202013F-HRchanges · EDGAR ↗
Q1 2020$165M385May 20, 202013F-HRchanges · EDGAR ↗
Q4 2019$185M375Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$167M394Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$161M410Jul 18, 201913F-HRchanges · EDGAR ↗
Q1 2019$147M426Apr 22, 201913F-HRchanges · EDGAR ↗
Q4 2018$126M414Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • Dana Investment Advisors, Inc.028-13023
  • DIMENSIONAL FUND ADVISORS LP028-01186
  • ASSETMARK, INC028-11546

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.