SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Lindbrook Capital, LLC

CIK 0001767045 · 23975 PARK SORRENTO, STE. 230, CALABASAS, CA, 91302 · 424-208-8000

Reported Value
$444M
Q1 2021
Positions
1,917
Filings on Record
26
2019–present window
Filed
Apr 28, 2021
original filing

Summary

Lindbrook Capital, LLC reported $444M in U.S.-listed holdings across 1,917 positions for Q1 2021.

Its largest position, Vanguard Total Stk Mkt, represents 17.1% of the portfolio.

Compared with Q4 2020, the fund opened 185 new positions and exited 82.

Portfolio Metrics

Turnover
+5.9%
vs prior filed quarter
Top-10 Concentration
+56.3%
share of reported value
Largest Position
+17.1%
Vanguard Total Stk Mkt
New / Exited
185 / 82
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $203MQ4 ’18Q1 ’19: $251MQ2 ’19: $259MQ3 ’19: $265MQ4 ’19: $287MQ4 ’19Q1 ’20: $265MQ2 ’20: $337MQ3 ’20: $363MQ4 ’20: $409MQ4 ’20Q1 ’21: $444MQ2 ’21: $447MQ3 ’21: $382MQ4 ’21: $657MQ4 ’21Q1 ’22: $648MQ2 ’22: $605MQ3 ’22: $593MQ4 ’22: $812MQ4 ’22Q1 ’23: $853MQ2 ’23: $939MQ3 ’23: $894MQ4 ’23: $1.0BQ4 ’23Q1 ’24: $1.1BQ2 ’24: $1.1BQ3 ’24: $1.1BQ4 ’24: $1.1BQ4 ’24Q1 ’25: $1.1Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 42.1%ETP: 36.2%Closed-End Fund: 9.5%Other: 8.7%ADR: 2.5%Other: 1.0%
  • Common Stock · 42.1% · $187M
  • ETP · 36.2% · $161M
  • Closed-End Fund · 9.5% · $42M
  • Other · 8.7% · $38M
  • ADR · 2.5% · $11M
  • Other · 1.0% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CALL (CZR) CAESARS MAY 21 21 100USD (100 SHS)NEW+55.4K55.4K+$5M$5M
CALL (CZR) CAESARS JUN 18 21 95USD (100 SHS)NEW+23.3K23.3K+$2M$2M
NOVUS CAPITAL CORPORATION II UNITNEW+60.0K60.0K+$600,000$600,000
CHURCHILL CAPITAL CORP IV CL ANEW+25.2K25.2K+$584,000$584,000
LORDSTOWN MOTORS CORP COM CL ANEW+32.0K32.0K+$377,000$377,000
REINVENT TECHNOLOGY PARTNERS Z SHS CL ANEW+17.1K17.1K+$171,000$171,000
ISHARES PHLX SOX SEMICONDUCTOR SECTOR INDEX FUNDNEW+366366+$155,000$155,000
EPIEURESSA PHARMA INC COM NEWNEW+3.0K3.0K+$87,000$87,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

47 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VANGUARD TOTAL STK MKTETF17.10%$76M367.5K
2VANGUARD TOTAL INTL STOCK IDEX ETFETF9.68%$43M685.9K
3GBDCGOLUB CAP BDC INC COMhistory →CEF8.68%$39M2.64M
4AAPLAPPLE INChistory →Stock4.55%$20M165.5K
5EATON VANCE FLTING RATE INC TR COMCEF2.99%$13M943.3K
6JFRNUVEEN FLOATING RATE INCOME FD COMhistory →CEF2.89%$13M1.33M
7FSC1EUROAKTREE SPECIALTY LENDING CORPhistory →CEF2.69%$12M1.92M
8XEFRXEATON VANCE SR FLTNG RTE TR COMhistory →CEF2.64%$12M850.7K
9NUVEEN FLOATING RATE INCOME OP COM SHSCEF2.57%$11M1.20M
10SPDR S&P 500 ETFETF2.54%$11M28.4K
11NUVEEN SR INCOME FD COMCEF2.48%$11M1.96M
12APPSMANDALAY DIGITAL GROUP INC COMhistory →Stock2.38%$11M131.8K
13ISHARES MSCI EAFE ETFETF2.07%$9M121.0K
14MSFTMICROSOFThistory →Stock1.32%$6M24.8K
15AMZNAMAZON.COM INChistory →Stock1.09%$5M1.6K
16ELESTEE LAUDER COMPANIES INChistory →Stock1.05%$5M16.0K
17CZRCAESARS ENTERTAINMENT INC NEW COMStock0.91%$4M46.1K
18METAFACEBOOK INC CL AStock0.89%$4M13.4K
19VANGUARD S&P 500 ETFETF0.80%$4M9.7K
20GOOGLGOOGLE INCStock0.71%$3M1.5K
21VANGUARD TOTAL WORLD STOCK ETFETF0.67%$3M30.7K
22CMECHICAGO MERCANTILE HLDGS INCStock0.60%$3M13.0K
23GOOGALPHABET INC CAP STK CL CStock0.55%$2M1.2K
24TSLATESLA MOTORS INCStock0.54%$2M3.6K
25ISHARES 1-3 YR CREDIT BOND ETFETF0.50%$2M40.8K
26NUVEEN S&P 500 BUY-WRITE INC COMCEF0.50%$2M164.8K
27BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWStock0.50%$2M5.6K
28VANGUARD FTSE DEVELOPED MARKETS ETFETF0.42%$2M37.9K
29MGIEURMONEYGRAM INTL INC COM NEWStock0.40%$2M272.2K
30ISHARES RUSSELL 2000 ETFETF0.40%$2M8.1K
31VANGUARD FTSE EMERGING MARKETS ETFETF0.38%$2M32.3K
32BXMTBLACKSTONE MTG TR INC COM CL AREIT0.35%$2M50.4K
33EATON VANCE FLTG RATE INCOM FD COM SHS BEN INTCEF0.32%$1M87.1K
34JPMORGAN ULTRA-SHORT INCOME ETFETF0.30%$1M26.0K
35NVDANVIDIA CORPORATION COMStock0.27%$1M2.2K
36IBMINTL BUSINESS MACHINESStock0.25%$1M8.4K
37AVOMISSION PRODUCE INC COMStock0.22%$983,00051.7K
38VVISA INCStock0.21%$936,0004.4K
39JPMJPMORGAN CHASE & CO COMStock0.21%$918,0006.0K
40HDHOME DEPOTStock0.20%$909,0003.0K
41AMDADVANCED MICRO DEVICES INC COMStock0.19%$846,00010.8K
42JNJJOHNSON & JOHNSON COMStock0.19%$843,0005.1K
43MAMASTERCARD INCStock0.19%$836,0002.3K
44BACBK OF AMERICA CORP COMStock0.18%$813,00021.0K
45DISDISNEY WALT CO COMStock0.18%$808,0004.4K
46TSMTAIWAN SEMICONDUCTOR MANUFACTURING CO LTDADR0.18%$798,0006.7K
47CSCOCISCO SYS INCStock0.17%$755,00014.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2025$1.1B2,787May 5, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.1B2,780Feb 6, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B2,831Nov 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.1B2,762Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.1B2,652Apr 25, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.0B2,694Feb 1, 202413F-HRchanges · EDGAR ↗
Q3 2023$894M2,717Oct 25, 202313F-HRchanges · EDGAR ↗
Q2 2023$939M2,729Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$853M2,785Apr 26, 202313F-HRchanges · EDGAR ↗
Q4 2022$812M2,848Jan 25, 202313F-HRchanges · EDGAR ↗
Q3 2022$593M2,920Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$605M2,743Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$648M2,561Apr 21, 202213F-HRchanges · EDGAR ↗
Q4 2021$657M2,148Jan 18, 202213F-HRchanges · EDGAR ↗
Q3 2021$382M1,921Nov 5, 202113F-HRchanges · EDGAR ↗
Q2 2021$447M1,962Jul 27, 202113F-HRchanges · EDGAR ↗
Q1 2021$444M1,917Apr 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$409M1,817Jan 27, 202113F-HRchanges · EDGAR ↗
Q3 2020$363M1,811Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$337M1,747Jul 27, 202013F-HRchanges · EDGAR ↗
Q1 2020$265M1,763Apr 22, 202013F-HRchanges · EDGAR ↗
Q4 2019$287M1,540Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$265M1,464Oct 31, 201913F-HRchanges · EDGAR ↗
Q2 2019$259M1,499Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$251M1,498Apr 23, 201913F-HRchanges · EDGAR ↗
Q4 2018$203M1,510Feb 7, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.