Managers / Q3 2021 · view latest →

HOWARD WEALTH MANAGEMENT, LLC

CIK 0001766286 · 7 MADISON AVENUE, MADISON, CT, 06443 · 203-421-8339

Reported Value

$179M

Q3 2021

Positions

127

Filings on Record

2019–present window

Filed

Oct 19, 2021

original filing

Summary

Howard Wealth Management, LLC reported $179M in U.S.-listed holdings across 127 positions for Q3 2021.

Its largest position, MINT, represents 7.0% of the portfolio.

Compared with Q2 2021, the fund opened 2 new positions and exited 3.

Portfolio Metrics

Turnover

+1.0%

vs prior filed quarter

Top-10 Concentration

+38.1%

share of reported value

Largest Position

+7.0%

Pimco Etf Trust Enhan Shrt Ma Ac Etf

New / Exited

2 / 3

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 78.8% · $141M
Common Stock · 12.4% · $22M
Closed-End Fund · 8.8% · $16M
Right · 0.0% · $3,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
VFH VANGUARD FINANCIALS ETF	NEW	+2.3K	2.3K	+$215,000	$215,000
ANGEL OAK FINANCIAL STRATEGIES RIGHT	NEW	+14.8K	14.8K	+$3,000	$3,000
IHI ISHARES TRUST U.S. MED DVC ETF	ADDED	+4.4K	5.3K	+$6,000	$329,000
ROKU ROKU INC COM CL A	SOLD OUT	−529	0	−$242,000	$0
MCD MCDONALD'S CORPORATION COM	SOLD OUT	−946	0	−$218,000	$0
NEW YORK COMMUNITY BANCORP INC COM	SOLD OUT	−10.1K	0	−$111,000	$0
FINS ANGEL OAK FINANCIAL STRATEGIES COM BEN INT	TRIMMED	−2.5K	14.7K	−$59,000	$249,000
SUB ISHARES TRUST SHRT NAT MUN ETF	TRIMMED	−560	3.3K	−$61,000	$358,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

126 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	MINT PIMCO ETF TRUST ENHAN SHRT MA AC ETF history →	ENHAN SHRT MA AC	6.97%	$12M	122.3K
2	VUG VANGUARD GROWTH ETF history →	GROWTH ETF	5.18%	$9M	31.9K
3	VYM VANGUARD HIGH DIV YLD ETF history →	HIGH DIV YLD	5.07%	$9M	87.7K
4	BND VANGUARD TOTAL BND MRKT ETF history →	TOTAL BND MRKT	3.94%	$7M	82.4K
5	VB VANGUARD SMALL CP ETF history →	SMALL CP ETF	3.91%	$7M	32.0K
6	AAPL APPLE INC COM history →	COM	2.86%	$5M	36.2K
7	XSSPX NUVEEN S&P 500 DYNAMIC OVERWRI COM history →	COM	2.85%	$5M	298.4K
8	VIG VANGUARD DIV APP ETF history →	DIV APP ETF	2.73%	$5M	31.8K
9	PFF ISHARES TRUST PFD AND INCM SEC ETF history →	PFD AND INCM SEC	2.42%	$4M	111.5K
10	PGX INVESCO EXCHANGE TRADED FUND T PFD ETF history →	PFD ETF	2.20%	$4M	261.4K
11	VT VANGUARD TT WRLD ST ETF history →	TT WRLD ST ETF	2.06%	$4M	36.2K
12	XEVVX EATON VANCE LTD COM history →	COM	2.03%	$4M	275.0K
13	PPT PUTNAM PREMIER INCOME TRUST SH BEN INT history →	SH BEN INT	1.88%	$3M	734.5K
14	JPST JP MORGAN ETF TRUST ULTRA SHRT INC ETF history →	ULTRA SHRT INC	1.81%	$3M	63.9K
15	VCSH VANGUARD SHRT TRM CORP BD ETF history →	SHRT TRM CORP BD	1.69%	$3M	36.8K
16	SPY SPDR S&P500 ETF TRUST TR UNIT ETF history →	TR UNIT	1.47%	$3M	6.1K
17	FTSM FIRST TR EXCHANGE TRADED FD IV FIRST TR ENH NEW ETF history →	FIRST TR ENH NEW	1.43%	$3M	42.8K
18	IVW ISHARES TRUST S&P 500 GRWT ETF history →	S&P 500 GRWT ETF	1.39%	$2M	33.7K
19	VCIT VANGUARD INT-TERM CORP ETF history →	INT-TERM CORP	1.38%	$2M	26.2K
20	BKLN INVESCO EXCHANGE TRADED FUND T SR LN ETF history →	SR LN ETF	1.33%	$2M	107.3K
21	CWB SPDR SERIES TRUST BLMBRG BRC CNVRT ETF history →	BLMBRG BRC CNVRT	1.32%	$2M	27.6K
22	SRLN SSGA ACTIVE ETF TR BLACKSTONE SENIOR LOAN ETF history →	BLACKSTONE SENR	1.20%	$2M	46.5K
23	TIP ISHARES TRUST TIPS BD ETF history →	TIPS BD ETF	1.17%	$2M	16.5K
24	IVV ISHARES TRUST CORE S&P500 ETF history →	CORE S&P500 ETF	1.15%	$2M	4.8K
25	NUV NUVEEN MUN VALUE FUND COM history →	COM	1.14%	$2M	179.9K
26	VTV VANGUARD VALUE ETF history →	VALUE ETF	1.14%	$2M	15.0K
27	GOOGL ALPHABET INC COM CL A	CAP STK CL A · CAP STK CL C	1.09%	$2M	731
28	IGSB ISHARES TRUST 1-5 YEAR INVT GRADE CORP BD history →	ISHS 1-5YR INVS	1.04%	$2M	34.1K
29	FLOT ISHARES TRUST FLTG RATE NT ETF history →	FLTG RATE NT ETF	1.02%	$2M	35.9K
30	NEAR ISHARES US ETF TRUST BLACKROCK SH MATURITY BD ETF	BLACKROCK ST MAT	0.99%	$2M	35.4K
31	VEU VANGUARD ALLWRLD EX US ETF	ALLWRLD EX US	0.99%	$2M	29.0K
32	VTI VANGUARD TOTAL STK MKT ETF	TOTAL STK MKT	0.98%	$2M	7.9K
33	PCY INVESCO EXCHANGE TRADED FUND T EMRNG MKT SVRG ETF	EMRNG MKT SVRG	0.96%	$2M	64.6K
34	VXUS VANGUARD STAR FD TL INTL STK F ETF	VG TL INTL STK F	0.96%	$2M	27.1K
35	VOO VANGUARD S&P 500 ETF SHS	S&P 500 ETF SHS	0.88%	$2M	4.0K
36	AMZN AMAZON COM INC COM	COM	0.88%	$2M	478
37	VTIP VANGUARD STRM INFPROIDX ETF	STRM INFPROIDX	0.88%	$2M	29.8K
38	VXF VANGUARD EXTEND MKT ETF	EXTEND MKT ETF	0.83%	$1M	8.2K
39	VNQ VANGUARD REAL ESTATE ETF	REAL ESTATE ETF	0.73%	$1M	12.9K
40	SPDR SERIES TRUST PRTFLO S&P500 VL ETF	PRTFLO S&P500 VL	0.72%	$1M	32.8K
41	SDY SPDR SERIES TRUST S&P DIVID ETF	S&P DIVID ETF	0.68%	$1M	10.4K
42	SJNK SPDR SERIES TRUST BLOOMBERG SRT TR ETF	BLOOMBERG SRT TR	0.67%	$1M	43.9K
43	TSLA TESLA INC COM	COM	0.65%	$1M	1.5K
44	VHT VANGUARD HEALTH CAR ETF	HEALTH CAR ETF	0.65%	$1M	4.7K
45	DNL WISDOMTREE TRUST GLB US QTLY DIV ETF	GLB US QTLY DIV	0.64%	$1M	28.1K
46	VV VANGUARD LARGE CAP ETF	LARGE CAP ETF	0.62%	$1M	5.5K
47	EES WISDOMTREE TRUST US SMALLCAP FUND ETF	US SMALLCAP FUND	0.59%	$1M	21.9K
48	BNDX VANGUARD TOTAL INT BD ETF	TOTAL INT BD ETF	0.59%	$1M	18.6K
49	IWM ISHARES TRUST RUSSELL 2000 ETF	RUSSELL 2000 ETF	0.59%	$1M	4.8K
50	ICSH ISHARES TRUST BLACKROCK ULTRA SHT TRM BD	BLACKROCK ULTRA	0.58%	$1M	20.7K
51	PLTR PALANTIR TECH INC COM CL A	CL A	0.57%	$1M	42.1K
52	MSFT MICROSOFT CORP COM	COM	0.56%	$999,000	3.5K
53	SPDW SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF	PORTFOLIO DEVLPD	0.54%	$968,000	26.8K
54	IOO ISHARES TRUST GLOBAL 100 ETF	GLOBAL 100 ETF	0.51%	$904,000	12.7K
55	V VISA INC COM CL A	COM CL A	0.50%	$888,000	4.0K
56	GSY INVESCO ACTIVELY MANAGED EXCHA ULTRA SHRT DUR ETF	ULTRA SHRT DUR	0.47%	$848,000	16.8K
57	GBIL GOLDMAN SACHS ETF TRUST ACCES TREASURY ETF	ACCES TREASURY	0.47%	$839,000	8.4K
58	SHM SPDR SERIES TRUST NUVEEN BLMBRG SR ETF	NUVEEN BLMBRG SR	0.45%	$814,000	16.5K
59	ILCG ISHARES TRUST MORNINGSTAR GRWT ETF	MORNINGSTAR GRWT	0.45%	$813,000	12.4K
60	META FACEBOOK INC COM CL A	CL A	0.43%	$777,000	2.3K
61	QQQ INVESCO QQQ TRUST UNIT SER 1 ETF	UNIT SER 1	0.43%	$766,000	2.1K
62	VTEB VANGUARD TAX EXEMPT BD ETF	TAX EXEMPT BD	0.42%	$755,000	13.8K
63	XYZ SQUARE INC COM CL A	CL A	0.40%	$722,000	3.0K
64	MA MASTERCARD INCORPORATED COM CL A	CL A	0.39%	$695,000	2.0K
65	VNLA JANUS DETROIT STREET TRUST HENDRSN SHRT ETF	HENDRSN SHRT ETF	0.39%	$690,000	13.8K
66	AGG ISHARES TRUST CORE US AGGBD ET ETF	CORE US AGGBD ET	0.38%	$679,000	5.9K
67	IJH ISHARES TRUST CORE S&P MCP ETF	CORE S&P MCP ETF	0.36%	$640,000	2.4K
68	PGF INVESCO EXCHANGE TRADED FD TR FINL PFD ETF	FINL PFD ETF	0.35%	$626,000	33.1K
69	JNJ JOHNSON & JOHNSON COM	COM	0.34%	$609,000	3.8K
70	PWV INVESCO EXCHANGE TRADED FD TR DYNMC LRG VALU ETF	DYNMC LRG VALU	0.33%	$599,000	13.5K
71	PEOPLE'S UNITED FINANCIAL INC COM	COM	0.32%	$579,000	33.2K
72	XBXMX NUVEEN S&P 500 BUYWRITE INCOME COM	COM	0.32%	$576,000	40.5K
73	EMHY ISHARES INC JP MORGAN EM HI YLD BD ETF	JP MRGN EM HI BD	0.31%	$561,000	12.7K
74	DIA SPDR DOW JONES IND UT SER 1 ETF	UT SER 1	0.30%	$536,000	1.6K
75	NFLX NETFLIX INC COM	COM	0.30%	$534,000	875
76	EFA ISHARES TRUST MSCI EAFE ETF	MSCI EAFE ETF	0.29%	$523,000	6.7K
77	ITA ISHARES TRUST US AER DEF ETF	US AER DEF ETF	0.29%	$522,000	5.0K
78	IWF ISHARES TRUST RUS 1000 GRW ETF	RUS 1000 GRW ETF	0.29%	$514,000	1.9K
79	XRMMX RIVERNORTH MANAGED DUR MUN INC COM	COM	0.28%	$502,000	25.3K
80	VZ VERIZON COMMUNICATIONS COM	COM	0.28%	$499,000	9.3K
81	PFE PFIZER INC COM	COM	0.28%	$499,000	11.6K
82	IJR ISHARES TRUST CORE S&P SCP ETF	CORE S&P SCP ETF	0.27%	$480,000	4.4K
83	HYS PIMCO ETF TRUST 0-5 HIGH YIELD ETF	0-5 HIGH YIELD	0.27%	$477,000	4.8K
84	JPM JP MORGAN CHASE & CO COM	COM	0.25%	$448,000	2.7K
85	ITB ISHARES TRUST US HOME CONS ETF	US HOME CONS ETF	0.23%	$415,000	6.3K
86	PEG PUBLIC SERVICE ENTERPRISE GRP COM	COM	0.23%	$410,000	6.7K
87	VO VANGUARD MID CAP ETF	MID CAP ETF	0.22%	$390,000	1.6K
88	HD HOME DEPOT INC COM	COM	0.21%	$380,000	1.2K
89	SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETF	PORTFOLI S&P1500	0.21%	$375,000	7.1K
90	INTC INTEL CORP COM	COM	0.21%	$373,000	7.0K
91	SUB ISHARES TRUST SHRT NAT MUN ETF	SHRT NAT MUN ETF	0.20%	$358,000	3.3K
92	JP MORGAN CHASE & CO ETN 24/05/24 ALERIAN MLP CLBL	ALERIAN ML ETN	0.19%	$335,000	18.5K
93	IHI ISHARES TRUST U.S. MED DVC ETF	U.S. MED DVC ETF	0.18%	$329,000	5.3K
94	XBI SPDR SERIES TRUST S&P BIOTECH ETF	S&P BIOTECH	0.18%	$325,000	2.6K
95	WDFC WD-40 CO COM	COM	0.18%	$324,000	1.4K
96	MRK MERCK & CO INC COM	COM	0.18%	$315,000	4.2K
97	T AT&T INC COM	COM	0.17%	$308,000	11.4K
98	IBB ISHARES TRUST ISHARES BIOTECHNOLOGY ETF	ISHARES BIOTECH	0.17%	$296,000	1.8K
99	BSV VANGUARD SHORT TRM BOND ETF	SHORT TRM BOND	0.17%	$296,000	3.6K
100	NOBL PROSHARES TRUST S&P 500 DV ARIST ETF	S&P 500 DV ARIST	0.16%	$294,000	3.3K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q1 2026	$238M	142	May 11, 2026	13F-HR	changes · EDGAR ↗
Q4 2025	$229M	134	Jan 29, 2026	13F-HR	changes · EDGAR ↗
Q3 2025	$218M	131	Nov 3, 2025	13F-HR	changes · EDGAR ↗
Q2 2025	$198M	121	Aug 11, 2025	13F-HR	changes · EDGAR ↗
Q1 2025	$179M	115	May 13, 2025	13F-HR	changes · EDGAR ↗
Q4 2024	$185M	116	Jan 30, 2025	13F-HR	changes · EDGAR ↗
Q3 2024	$172M	112	Nov 8, 2024	13F-HR	changes · EDGAR ↗
Q2 2024	$127M	93	Aug 2, 2024	13F-HR	changes · EDGAR ↗
Q1 2024	$123M	104	May 6, 2024	13F-HR	changes · EDGAR ↗
Q4 2023	$120M	100	Feb 7, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$108M	95	Nov 1, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$115M	102	Aug 1, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$120M	108	May 4, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$122M	111	Jan 26, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$141M	114	Nov 1, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$94M	62	Aug 9, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$184M	132	Apr 20, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$190M	130	Jan 18, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$179M	127	Oct 19, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$182M	128	Jul 27, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$171M	125	Apr 23, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$160M	123	Feb 2, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$140M	117	Oct 29, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$122M	109	Aug 3, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$95M	97	May 4, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$120M	551	Feb 5, 2020	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.