SEC 13F Intelligence

Managers / Q4 2020 · view latest →

HOWARD WEALTH MANAGEMENT, LLC

CIK 0001766286 · 7 MADISON AVENUE, MADISON, CT, 06443 · 203-421-8339

Reported Value
$160M
Q4 2020
Positions
123
Filings on Record
26
2019–present window
Filed
Feb 2, 2021
original filing

Summary

Howard Wealth Management, LLC reported $160M in U.S.-listed holdings across 123 positions for Q4 2020.

Its largest position, MINT, represents 7.1% of the portfolio.

Compared with Q3 2020, the fund opened 6 new positions and exited 0.

Portfolio Metrics

Turnover
+1.4%
vs prior filed quarter
Top-10 Concentration
+39.3%
share of reported value
Largest Position
+7.1%
Pimco Etf Trust Enhanced Sht Maturity Activ

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $120MQ4 ’19Q1 ’20: $95MQ2 ’20: $122MQ3 ’20: $140MQ4 ’20: $160MQ4 ’20Q1 ’21: $171MQ2 ’21: $182MQ3 ’21: $179MQ4 ’21: $190MQ4 ’21Q1 ’22: $184MQ2 ’22: $94MQ3 ’22: $141MQ4 ’22: $122MQ4 ’22Q1 ’23: $120MQ2 ’23: $115MQ3 ’23: $108MQ4 ’23: $120MQ4 ’23Q1 ’24: $123MQ2 ’24: $127MQ3 ’24: $172MQ4 ’24: $185MQ4 ’24Q1 ’25: $179MQ2 ’25: $198MQ3 ’25: $218MQ4 ’25: $229MQ4 ’25Q1 ’26: $238Mfilingsflow.com

Portfolio Composition

By security type
ETP: 78.9%Common Stock: 13.4%Closed-End Fund: 7.7%ADR: 0.0%
  • ETP · 78.9% · $127M
  • Common Stock · 13.4% · $21M
  • Closed-End Fund · 7.7% · $12M
  • ADR · 0.0% · $39,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VTEBVANGUARD TAX-EXEMPT BOND INDEX FUND ETFNEW+11.4K11.4K+$626,000$626,000
PLTRPALANTIR TECH INC COM CL ANEW+17.8K17.8K+$420,000$420,000
ABBVABBVIE INC COMNEW+2.1K2.1K+$224,000$224,000
VGTVANGUARD INF TECH ETFNEW+633633+$223,000$223,000
TXNTEXAS INSTRUMENTS INC COMNEW+1.3K1.3K+$215,000$215,000
IWDISHARES TRUST RUS 1000 VAL ETFNEW+1.5K1.5K+$206,000$206,000
IVWISHARES TRUST S&P 500 GRWT ETFADDED+25.4K34.2K+$151,000$2M
NUVNUVEEN MUN VALUE FUND COM USD0.01ADDED+76.1K113.8K+$862,000$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

122 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MINTPIMCO ETF TRUST ENHANCED SHT MATURITY ACTIVhistory →ENHAN SHRT MA AC7.08%$11M111.3K
2VYMVANGUARD HIGH DIV YLD ETFhistory →HIGH DIV YLD4.97%$8M87.2K
3VUGVANGUARD GROWTH ETFhistory →GROWTH ETF4.90%$8M31.0K
4BNDVANGUARD TOTAL BND MRKT ETFhistory →TOTAL BND MRKT4.52%$7M82.2K
5VBVANGUARD SMALL CP ETFhistory →SMALL CP ETF3.62%$6M29.8K
6AAPLAPPLE INC COMhistory →COM3.46%$6M41.8K
7XSSPXNUVEEN S&P 500 DYNAMIC OVERWRI COMhistory →COM2.86%$5M301.1K
8VIGVANGUARD DIV APP ETFhistory →DIV APP ETF2.83%$5M32.1K
9PFFISHARES TRUST PFD AND INCM SEC ETFhistory →PFD AND INCM SEC2.65%$4M110.4K
10PGXINVESCO EXCHANGE TRADED FUND T PFD ETFhistory →PFD ETF2.45%$4M257.4K
11VTVANGUARD TT WRLD ST ETFhistory →TT WRLD ST ETF2.05%$3M35.6K
12FTSMFIRST TR EXCHANGE TRADED FD IV FIRST TR ENH NEW ETFhistory →FIRST TR ENH NEW1.89%$3M50.5K
13VCSHVANGUARD SHRT TRM CORP BD ETFhistory →SHRT TRM CORP BD1.86%$3M35.8K
14PPTPUTNAM PREMIER INCOME TRUST SH BEN INThistory →SH BEN INT1.66%$3M572.3K
15XEVVXEATON VANCE LTD COMhistory →COM1.59%$3M203.8K
16VCITVANGUARD INT-TERM CORP ETFhistory →INT-TERM CORP1.55%$2M25.6K
17CWBSPDR SERIES TRUST BLMBRG BRC CNVRT ETFhistory →BLMBRG BRC CNVRT1.44%$2M28.0K
18SPYSPDR S&P500 ETF TRUST TR UNIT ETFhistory →TR UNIT1.44%$2M6.2K
19IVWISHARES TRUST S&P 500 GRWT ETFhistory →S&P 500 GRWT ETF1.36%$2M34.2K
20SRLNSSGA ACTIVE ETF TR BLACKSTONE / GSO SR LN ETFhistory →BLKSTN GSOSRLN1.30%$2M45.8K
21BKLNINVESCO EXCHANGE TRADED FUND T SR LN ETFhistory →SR LN ETF1.27%$2M91.5K
22JPSTJP MORGAN ETF TRUST ULTRA SHRT INC ETFhistory →ULTRA SHRT INC1.16%$2M36.7K
23IGSBISHARES TRUST 1-5 YEAR INVT GRADE CORP BDhistory →ISHS 1-5YR INVS1.16%$2M33.6K
24TIPISHARES TRUST TIPS BD ETFhistory →TIPS BD ETF1.14%$2M14.4K
25NEARISHARES US ETF TRUST BLACKROCK SH MATURITY BD ETFhistory →BLACKROCK ST MAT1.12%$2M35.8K
26PCYINVESCO EXCHANGE TRADED FUND T EMRNG MKT SVRG ETFhistory →EMRNG MKT SVRG1.11%$2M61.7K
27IVVISHARES TRUST CORE S&P500 ETFhistory →CORE S&P500 ETF1.10%$2M4.7K
28AMZNAMAZON COM INC COMhistory →COM1.07%$2M528
29FLOTISHARES TRUST FLTG RATE NT ETFhistory →FLTG RATE NT ETF1.07%$2M33.8K
30VTVVANGUARD VALUE ETFhistory →VALUE ETF1.04%$2M14.1K
31VXUSVANGUARD STAR FD TL INTL STK F ETFVG TL INTL STK F1.00%$2M26.6K
32VEUVANGUARD ALLWRLD EX US ETFALLWRLD EX US0.95%$2M26.2K
33VTIVANGUARD TOTAL STK MKT ETFTOTAL STK MKT0.94%$2M7.7K
34GOOGLALPHABET INC COM CL ACAP STK CL A · CAP STK CL C0.86%$1M789
35VOOVANGUARD S&P 500 ETF SHSS&P 500 ETF SHS0.83%$1M3.9K
36NUVNUVEEN MUN VALUE FUND COM USD0.01COM0.79%$1M113.8K
37VXFVANGUARD EXTEND MKT ETFEXTEND MKT ETF0.77%$1M7.5K
38VNQVANGUARD REAL ESTATE ETFREAL ESTATE ETF0.71%$1M13.4K
39ICSHISHARES TRUST BLACKROCK ULTRA SHT TRM BDBLACKROCK ULTRA0.70%$1M22.3K
40SDYSPDR SERIES TRUST S&P DIVID ETFS&P DIVID ETF0.70%$1M10.6K
41VHTVANGUARD HEALTH CAR ETFHEALTH CAR ETF0.68%$1M4.9K
42TSLATESLA INC COMCOM0.67%$1M1.5K
43GBILGOLDMAN SACHS ETF TRUST ACCES TREASURY ETFACCES TREASURY0.62%$995,0009.9K
44SJNKSPDR SERIES TRUST BLOOMBERG SRT TR ETFBLOOMBERG SRT TR0.61%$982,00036.5K
45GSYINVESCO ACTIVELY MANAGED EXCHA ULTRA SHRT DUR ETFULTRA SHRT DUR0.60%$961,00019.0K
46VTIPVANGUARD STRM INFPROIDX ETFSTRM INFPROIDX0.60%$958,00018.8K
47IWMISHARES TRUST RUSSELL 2000 ETFRUSSELL 2000 ETF0.58%$932,0004.8K
48VVISA INC COM CL ACOM CL A0.58%$927,0004.2K
49SPDWSPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETFPORTFOLIO DEVLPD0.57%$916,00027.1K
50MSFTMICROSOFT CORP COMCOM0.56%$904,0004.1K
51EESWISDOMTREE TRUST US SMALLCAP FUND ETFUS SMALLCAP FUND0.56%$901,00023.2K
52BNDXVANGUARD INTL BD IDX ETFINTL BD IDX ETF0.52%$832,00014.2K
53SHMSPDR SERIES TRUST NUVEEN BLMBRG SR ETFNUVEEN BLMBRG SR0.50%$809,00016.2K
54IOOISHARES TRUST GLOBAL 100 ETFGLOBAL 100 ETF0.48%$776,00012.3K
55SPDR SERIES TRUST PRTFLO S&P500 VL ETFPRTFLO S&P500 VL0.47%$756,00022.0K
56ILCGISHARES TRUST MRNGSTR LG-CP GR ETFMRNGSTR LG-CP GR0.45%$716,0002.5K
57MAMASTERCARD INCORPORATED COM CL ACL A0.44%$708,0002.0K
58AGGISHARES TRUST CORE US AGGBD ET ETFCORE US AGGBD ET0.43%$697,0005.9K
59DNLWISDOMTREE TRUST GLB US QTLY DIV ETFGLB US QTLY DIV0.41%$657,0008.6K
60METAFACEBOOK INC COM CL ACL A0.40%$644,0002.4K
61JNJJOHNSON & JOHNSON COMCOM0.40%$636,0004.0K
62XYZSQUARE INC COM CL ACL A0.40%$635,0002.9K
63VTEBVANGUARD TAX-EXEMPT BOND INDEX FUND ETFTAX EXEMPT BD0.39%$626,00011.4K
64QQQINVESCO QQQ TRUST UNIT SER 1 ETFUNIT SER 10.38%$613,0002.0K
65VNLAJANUS DETROIT STREET TRUST HENDERSON SHT DURATION INCMHENDRSN SHRT ETF0.38%$613,00012.2K
66PGFINVESCO EXCHANGE TRADED FD TR FINL PFD ETFFINL PFD ETF0.37%$598,00031.1K
67VVVANGUARD LARGE CAP ETFLARGE CAP ETF0.37%$590,0003.4K
68ITAISHARES TRUST US AER DEF ETFUS AER DEF ETF0.35%$563,0005.9K
69IJHISHARES TRUST CORE S&P MCP ETFCORE S&P MCP ETF0.34%$540,0002.4K
70HEDJWISDOMTREE TRUST EUROPE HEDGED EQ ETFEUROPE HEDGED EQ0.33%$534,0008.1K
71VZVERIZON COMMUNICATIONS COMCOM0.33%$532,0009.1K
72NFLXNETFLIX INC COMCOM0.33%$525,000972
73XBXMXNUVEEN S&P 500 BUYWRITE INCOME COM STK USD0.01COM0.33%$523,00040.7K
74PWVINVESCO EXCHANGE TRADED FD TR DYNMC LRG VALU ETFDYNMC LRG VALU0.32%$519,00013.5K
75EMHYISHARES INC JP MORGAN EM HI YLD BD ETFJP MRGN EM HI BD0.32%$517,00011.2K
76HDHOME DEPOT INC COMCOM0.32%$513,0001.9K
77DIASPDR DOW JONES IND UT SER 1 ETFUT SER 10.30%$484,0001.6K
78EFAISHARES TRUST MSCI EAFE ETFMSCI EAFE ETF0.30%$474,0006.5K
79IWFISHARES TRUST RUS 1000 GRW ETFRUS 1000 GRW ETF0.28%$452,0001.9K
80PEOPLE'S UNITED FINANCIAL INC COMCOM0.27%$428,00033.2K
81HYSPIMCO ETF TRUST 0-5 HIGH YIELD ETF0-5 HIGH YIELD0.27%$427,0004.3K
82PFEPFIZER INC COMCOM0.27%$426,00011.6K
83PLTRPALANTIR TECH INC COM CL ACL A0.26%$420,00017.8K
84IJRISHARES TRUST CORE S&P SCP ETFCORE S&P SCP ETF0.26%$412,0004.5K
85PEGPUBLIC SERVICE ENTERPRISE GRP COMCOM0.24%$392,0006.7K
86WDFCWD-40 CO COMCOM0.23%$371,0001.4K
87ITBISHARES TRUST US HOME CONS ETFUS HOME CONS ETF0.22%$359,0006.5K
88JPMJP MORGAN CHASE & CO COMCOM0.22%$359,0002.8K
89INTCINTEL CORP COMCOM0.22%$351,0007.1K
90XBISPDR SERIES TRUST S&P BIOTECH ETFS&P BIOTECH0.22%$348,0002.5K
91MRKMERCK & CO INC COMCOM0.21%$344,0004.2K
92SUBISHARES TRUST SHRT NAT MUN ETFSHRT NAT MUN ETF0.21%$337,0003.1K
93DISWALT DISNEY COMPANY (THE) COMCOM0.21%$334,0001.8K
94VOVANGUARD MID CAP ETFMID CAP ETF0.21%$334,0001.6K
95SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETFPORTFOLI S&P15000.20%$327,0007.1K
96TAT&T INC COMCOM0.20%$326,00011.3K
97LMTLOCKHEED MARTIN CORP COMCOM0.20%$318,000896
98XRMMXRIVERNORTH MANAGED DUR MUN INC COMCOM0.19%$303,00017.1K
99IBBISHARES TRUST NASDAQ BIOTECH ETFNASDAQ BIOTECH0.19%$300,0002.0K
100BSVVANGUARD SHORT TRM BOND ETFSHORT TRM BOND0.18%$295,0003.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$238M142May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$229M134Jan 29, 202613F-HRchanges · EDGAR ↗
Q3 2025$218M131Nov 3, 202513F-HRchanges · EDGAR ↗
Q2 2025$198M121Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$179M115May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$185M116Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$172M112Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$127M93Aug 2, 202413F-HRchanges · EDGAR ↗
Q1 2024$123M104May 6, 202413F-HRchanges · EDGAR ↗
Q4 2023$120M100Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$108M95Nov 1, 202313F-HRchanges · EDGAR ↗
Q2 2023$115M102Aug 1, 202313F-HRchanges · EDGAR ↗
Q1 2023$120M108May 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$122M111Jan 26, 202313F-HRchanges · EDGAR ↗
Q3 2022$141M114Nov 1, 202213F-HRchanges · EDGAR ↗
Q2 2022$94M62Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$184M132Apr 20, 202213F-HRchanges · EDGAR ↗
Q4 2021$190M130Jan 18, 202213F-HRchanges · EDGAR ↗
Q3 2021$179M127Oct 19, 202113F-HRchanges · EDGAR ↗
Q2 2021$182M128Jul 27, 202113F-HRchanges · EDGAR ↗
Q1 2021$171M125Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$160M123Feb 2, 202113F-HRchanges · EDGAR ↗
Q3 2020$140M117Oct 29, 202013F-HRchanges · EDGAR ↗
Q2 2020$122M109Aug 3, 202013F-HRchanges · EDGAR ↗
Q1 2020$95M97May 4, 202013F-HRchanges · EDGAR ↗
Q4 2019$120M551Feb 5, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.