SEC 13F Intelligence

Managers / Q1 2021 · view latest →

HOWARD WEALTH MANAGEMENT, LLC

CIK 0001766286 · 7 MADISON AVENUE, MADISON, CT, 06443 · 203-421-8339

Reported Value
$171M
Q1 2021
Positions
125
Filings on Record
26
2019–present window
Filed
Apr 23, 2021
original filing

Summary

Howard Wealth Management, LLC reported $171M in U.S.-listed holdings across 125 positions for Q1 2021.

Its largest position, Pimco Etf Trust Enhan Shrt Ma Ac Etf, represents 6.8% of the portfolio.

Compared with Q4 2020, the fund opened 4 new positions and exited 2.

Portfolio Metrics

Turnover
+1.5%
vs prior filed quarter
Top-10 Concentration
+38.1%
share of reported value
Largest Position
+6.8%
Pimco Etf Trust Enhan Shrt Ma Ac Etf
New / Exited
4 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $120MQ4 ’19Q1 ’20: $95MQ2 ’20: $122MQ3 ’20: $140MQ4 ’20: $160MQ4 ’20Q1 ’21: $171MQ2 ’21: $182MQ3 ’21: $179MQ4 ’21: $190MQ4 ’21Q1 ’22: $184MQ2 ’22: $94MQ3 ’22: $141MQ4 ’22: $122MQ4 ’22Q1 ’23: $120MQ2 ’23: $115MQ3 ’23: $108MQ4 ’23: $120MQ4 ’23Q1 ’24: $123MQ2 ’24: $127MQ3 ’24: $172MQ4 ’24: $185MQ4 ’24Q1 ’25: $179MQ2 ’25: $198MQ3 ’25: $218MQ4 ’25: $229MQ4 ’25Q1 ’26: $238Mfilingsflow.com

Portfolio Composition

By security type
ETP: 78.6%Common Stock: 12.9%Closed-End Fund: 8.5%
  • ETP · 78.6% · $135M
  • Common Stock · 12.9% · $22M
  • Closed-End Fund · 8.5% · $15M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FIRST TR EXCHANGE TRADED FD IV FST LOW OPPT EFT ETFNEW+4.9K4.9K+$250,000$250,000
IPOAGBPVIRGIN GALACTIC HLDGS INC COMNEW+7.4K7.4K+$227,000$227,000
WISDOMTREE TRUST US MIDCAP FUND ETFNEW+4.4K4.4K+$221,000$221,000
NYCBEURNEW YORK COMMUNITY BANCORP INC COMNEW+10.0K10.0K+$126,000$126,000
PLTRPALANTIR TECH INC COM CL AADDED+24.3K42.1K+$561,000$981,000
ISHARES TRUST SELECT DIVID ETFSOLD OUT−2.1K0−$204,000$0
NOKNOKIA OYJ ADR SPONSOREDSOLD OUT−10.0K0−$39,000$0
JP MORGAN ETF TRUST ULTRA SHRT INC ETFADDED+32.1K68.9K+$2M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PIMCO ETF TRUST ENHAN SHRT MA AC ETFENHAN SHRT MA AC6.82%$12M114.5K
2VANGUARD HIGH DIV YLD ETFHIGH DIV YLD5.17%$9M87.6K
3VUGVANGUARD GROWTH ETFhistory →GROWTH ETF4.78%$8M31.8K
4VANGUARD TOTAL BND MRKT ETFTOTAL BND MRKT4.12%$7M83.2K
5VANGUARD SMALL CP ETFSMALL CP ETF3.86%$7M30.8K
6XSSPXNUVEEN S&P 500 DYNAMIC OVERWRI COMhistory →COM2.92%$5M302.2K
7AAPLAPPLE INC COMhistory →COM2.90%$5M40.6K
8VANGUARD DIV APP ETFDIV APP ETF2.74%$5M31.9K
9ISHARES TRUST PFD AND INCM SEC ETFPFD AND INCM SEC2.52%$4M112.2K
10INVESCO EXCHANGE TRADED FUND T PFD ETFPFD ETF2.27%$4M258.7K
11VANGUARD TT WRLD ST ETFTT WRLD ST ETF2.05%$4M36.0K
12JP MORGAN ETF TRUST ULTRA SHRT INC ETFULTRA SHRT INC2.04%$3M68.9K
13PUTNAM PREMIER INCOME TRUST SH BEN INTSH BEN INT1.97%$3M690.7K
14XEVVXEATON VANCE LTD COMhistory →COM1.76%$3M238.6K
15VANGUARD SHRT TRM CORP BD ETFSHRT TRM CORP BD1.73%$3M35.9K
16FIRST TR EXCHANGE TRADED FD IV FIRST TR ENH NEW ETFFIRST TR ENH NEW1.69%$3M48.3K
17SPDR S&P500 ETF TRUST TR UNIT ETFTR UNIT1.45%$2M6.3K
18VANGUARD INT-TERM CORP ETFINT-TERM CORP1.40%$2M25.8K
19SPDR SERIES TRUST BLMBRG BRC CNVRT ETFBLMBRG BRC CNVRT1.36%$2M27.9K
20ISHARES TRUST S&P 500 GRWT ETFS&P 500 GRWT ETF1.30%$2M34.1K
21INVESCO EXCHANGE TRADED FUND T SR LN ETFSR LN ETF1.24%$2M95.8K
22SSGA ACTIVE ETF TR BLACKSTONE SENIOR LOAN ETFBLACKSTONE SENR1.23%$2M46.1K
23ISHARES US ETF TRUST BLACKROCK SH MATURITY BD ETFBLACKROCK ST MAT1.13%$2M38.6K
24VTVVANGUARD VALUE ETFhistory →VALUE ETF1.12%$2M14.6K
25ISHARES TRUST TIPS BD ETFTIPS BD ETF1.10%$2M15.0K
26ISHARES TRUST CORE S&P500 ETFCORE S&P500 ETF1.10%$2M4.7K
27ISHARES TRUST 1-5 YEAR INVT GRADE CORP BDISHS 1-5YR INVS1.09%$2M34.0K
28ISHARES TRUST FLTG RATE NT ETFFLTG RATE NT ETF1.04%$2M35.1K
29VANGUARD STAR FD TL INTL STK F ETFVG TL INTL STK F1.01%$2M27.7K
30NUVEEN MUN VALUE FUND COMCOM1.00%$2M154.1K
31VANGUARD ALLWRLD EX US ETFALLWRLD EX US0.99%$2M27.9K
32INVESCO EXCHANGE TRADED FUND T EMRNG MKT SVRG ETFEMRNG MKT SVRG0.98%$2M62.9K
33VANGUARD TOTAL STK MKT ETFTOTAL STK MKT0.94%$2M7.7K
34AMZNAMAZON COM INC COMCOM0.89%$2M490
35VANGUARD S&P 500 ETF SHSS&P 500 ETF SHS0.84%$1M4.0K
36VANGUARD EXTEND MKT ETFEXTEND MKT ETF0.80%$1M7.7K
37VANGUARD STRM INFPROIDX ETFSTRM INFPROIDX0.74%$1M24.7K
38SPDR SERIES TRUST S&P DIVID ETFS&P DIVID ETF0.73%$1M10.5K
39VANGUARD REAL ESTATE ETFREAL ESTATE ETF0.68%$1M12.7K
40ISHARES TRUST BLACKROCK ULTRA SHT TRM BDBLACKROCK ULTRA0.65%$1M22.0K
41VANGUARD HEALTH CAR ETFHEALTH CAR ETF0.65%$1M4.8K
42ISHARES TRUST RUSSELL 2000 ETFRUSSELL 2000 ETF0.63%$1M4.9K
43SPDR SERIES TRUST BLOOMBERG SRT TR ETFBLOOMBERG SRT TR0.63%$1M39.4K
44SPDR SERIES TRUST PRTFLO S&P500 VL ETFPRTFLO S&P500 VL0.62%$1M28.2K
45WISDOMTREE TRUST US SMALLCAP FUND ETFUS SMALLCAP FUND0.61%$1M22.0K
46TSLATESLA INC COMCOM0.60%$1M1.5K
47WISDOMTREE TRUST GLB US QTLY DIV ETFGLB US QTLY DIV0.60%$1M13.2K
48PLTRPALANTIR TECH INC COM CL ACL A0.57%$981,00042.1K
49SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETFPORTFOLIO DEVLPD0.57%$970,00027.5K
50GOLDMAN SACHS ETF TRUST ACCES TREASURY ETFACCES TREASURY0.56%$966,0009.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$238M142May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$229M134Jan 29, 202613F-HRchanges · EDGAR ↗
Q3 2025$218M131Nov 3, 202513F-HRchanges · EDGAR ↗
Q2 2025$198M121Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$179M115May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$185M116Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$172M112Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$127M93Aug 2, 202413F-HRchanges · EDGAR ↗
Q1 2024$123M104May 6, 202413F-HRchanges · EDGAR ↗
Q4 2023$120M100Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$108M95Nov 1, 202313F-HRchanges · EDGAR ↗
Q2 2023$115M102Aug 1, 202313F-HRchanges · EDGAR ↗
Q1 2023$120M108May 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$122M111Jan 26, 202313F-HRchanges · EDGAR ↗
Q3 2022$141M114Nov 1, 202213F-HRchanges · EDGAR ↗
Q2 2022$94M62Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$184M132Apr 20, 202213F-HRchanges · EDGAR ↗
Q4 2021$190M130Jan 18, 202213F-HRchanges · EDGAR ↗
Q3 2021$179M127Oct 19, 202113F-HRchanges · EDGAR ↗
Q2 2021$182M128Jul 27, 202113F-HRchanges · EDGAR ↗
Q1 2021$171M125Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$160M123Feb 2, 202113F-HRchanges · EDGAR ↗
Q3 2020$140M117Oct 29, 202013F-HRchanges · EDGAR ↗
Q2 2020$122M109Aug 3, 202013F-HRchanges · EDGAR ↗
Q1 2020$95M97May 4, 202013F-HRchanges · EDGAR ↗
Q4 2019$120M551Feb 5, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.