SEC 13F Intelligence

Managers / Q4 2025 · view latest →

Rockefeller Capital Management L.P.

CIK 0001739439 · 45 ROCKEFELLER PLAZA, 5TH FLOOR, NEW YORK, NY, 10111 · 2125495100

Reported Value
$55.5B
Q4 2025
Positions
7,371
Filings on Record
32
2019–present window
Filed
Feb 17, 2026
original filing

Summary

Rockefeller Capital Management L.P. reported $55.5B in U.S.-listed holdings across 7,371 positions for Q4 2025.

Its largest position, Spdr S P 500 Etf Tr, represents 3.1% of the portfolio.

Compared with Q3 2025, the fund opened 487 new positions and exited 241.

Portfolio Metrics

Turnover
+7.4%
vs prior filed quarter
Top-10 Concentration
+19.4%
share of reported value
Largest Position
+3.1%
Spdr S P 500 Etf Tr
New / Exited
487 / 241
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $5.7BQ4 ’18Q1 ’19: $7.0BQ2 ’19: $7.2BQ3 ’19: $7.4BQ4 ’19: $8.0BQ4 ’19Q1 ’20: $7.6BQ2 ’20: $9.6BQ3 ’20: $10.7BQ4 ’20: $13.2BQ4 ’20Q1 ’21: $14.8BQ2 ’21: $17.8BQ3 ’21: $19.0BQ4 ’21: $21.4BQ4 ’21Q1 ’22: $20.7BQ2 ’22: $18.8BQ3 ’22: $19.3BQ3 ’23: $25.9BQ3 ’23Q4 ’23: $29.9BQ1 ’24: $34.3BQ2 ’24: $35.2BQ3 ’24: $37.2BQ3 ’24Q4 ’24: $38.6BQ1 ’25: $40.5BQ2 ’25: $85.4BQ3 ’25: $51.1BQ3 ’25Q4 ’25: $55.5BQ1 ’26: $56.4Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 56.2%ETP: 37.3%Other: 2.5%ADR: 2.1%REIT: 1.1%Other: 0.8%
  • Common Stock · 56.2% · $31.2B
  • ETP · 37.3% · $20.7B
  • Other · 2.5% · $1.4B
  • ADR · 2.1% · $1.1B
  • REIT · 1.1% · $638M
  • Other · 0.8% · $460M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TOTALENERGIES SENEW+1.25M1.25M+$76M$76M
SERIES PORTFOLIOS TRNEW+591.5K591.5K+$17M$17M
PROFESIONALLY MANAGED PORTFONEW+181.1K181.1K+$12M$12M
PGIM ETF TRNEW+217.0K217.0K+$11M$11M
FIRST TR EXCHNG TRADED FD VINEW+410.9K410.9K+$9M$9M
INNOVATOR ETFS TRUSTNEW+175.2K175.2K+$6M$6M
GOLDMAN SACHS ETF TRNEW+128.8K128.8K+$5M$5M
ULUNILEVER PLCNEW+78.5K78.5K+$5M$5M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2025

33 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1GOOGLALPHABET INCCAP STK CL A · CAP STK CL C3.47%$1.9B11.62M
2SPDR S&P 500 ETF TRTR UNIT3.46%$1.9B7.68M
3MSFTMICROSOFT CORPhistory →COM3.39%$1.9B8.04M
4VUGVANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT · GROWTH ETF · VALUE ETF · MID CAP ETF3.33%$1.8B11.38M
5ISHARES TRCORE S&P500 ETF · RUS 1000 GRW ETF · RUS 1000 VAL ETF · CORE MSCI EAFE · CORE S&P SCP ETF3.24%$1.8B7.16M
6AAPLAPPLE INChistory →COM3.17%$1.8B10.23M
7NVDANVIDIA CORPORATIONhistory →COM2.60%$1.4B8.43M
8AMZNAMAZON COM INChistory →COM2.32%$1.3B9.92M
9TIDAL TRUST IIIROCKEFELLER GLOB · ROCKEFELLER US S1.62%$901M31.56M
10AVGOBROADCOM INChistory →COM1.50%$835M2.67M
11NDQINVESCO QQQ TRhistory →UNIT SER 11.19%$660M2.09M
12JPMJPMORGAN CHASE & CO.history →COM1.11%$619M3.83M
13METAMETA PLATFORMS INChistory →CL A0.94%$522M5.28M
14VVISA INChistory →COM CL A0.67%$371M4.70M
15LLYELI LILLY & COhistory →COM0.64%$357M334.6K
16COSTCOSTCO WHSL CORP NEWhistory →COM0.57%$318M1.89M
17GQ9SPDR GOLD TRhistory →GOLD SHS0.56%$310M782.9K
18HDHOME DEPOT INChistory →COM0.51%$284M2.54M
19SELECT SECTOR SPDR TRSTATE STREET TEC0.48%$267M1.85M
20BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW0.42%$231M459.3K
21CRWDCROWDSTRIKE HLDGS INChistory →CL A0.41%$228M802.0K
22TMOTHERMO FISHER SCIENTIFIC INChistory →COM0.41%$226M2.45M
23CRMSALESFORCE INChistory →COM0.40%$219M4.18M
24VANGUARD WORLD FDINF TECH ETF0.39%$215M284.6K
25BLKBLACKROCK INChistory →COM0.38%$209M2.30M
26INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT0.36%$199M2.14M
27UBERUBER TECHNOLOGIES INChistory →COM0.35%$197M2.55M
28AMGNAMGEN INChistory →COM0.35%$195M2.24M
29MCDMCDONALDS CORPhistory →COM0.35%$193M2.17M
30PLTRPALANTIR TECHNOLOGIES INChistory →CL A0.34%$191M2.21M
31TJXTJX COS INC NEWhistory →COM0.34%$187M1.23M
32TSLATESLA INChistory →COM0.33%$185M659.4K
33KOCOCA COLA COhistory →COM0.33%$185M2.68M

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$56.4B11,499May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$55.5B7,371Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$51.1B6,202Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025REVEALED$85.4B6,276Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$40.5B3,118May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$38.6B3,248Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$37.2B3,184Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$35.2B3,283Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$34.3B3,363May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$29.9B2,960Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$25.9B2,922Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023Under review3,287Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review3,639May 16, 202313F-HRchanges · EDGAR ↗
Q3 2022$19.3B6,175Nov 2, 202213F-HRchanges · EDGAR ↗
Q2 2022$18.8B6,540Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$20.7B5,652May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$21.4B5,477Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$19.0B5,291Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$17.8B4,970Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$14.8B4,447May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$13.2B4,141Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$10.7B3,455Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$9.6B3,331Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$7.6B3,068May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$8.0B2,897Feb 7, 202013F-HRchanges · EDGAR ↗
Q3 2019$7.4B2,659Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$7.2B2,314Aug 9, 201913F-HRchanges · EDGAR ↗
Q1 2019$7.0B2,770May 10, 201913F-HRchanges · EDGAR ↗
Q4 2018$5.7B1,395Feb 12, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • ROCKEFELLER & CO. LLC028-00926
  • ROCKEFELLER TRUST COMPANY, N.A.028-02772
  • Rockefeller Trust Co (Delaware)028-11086
  • ROCKEFELLER FINANCIAL LLC028-19121

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.