Managers / Q4 2023 · view latest →
Rockefeller Capital Management L.P.
CIK 0001739439 · 45 ROCKEFELLER PLAZA, 5TH FLOOR, NEW YORK, NY, 10111 · 2125495100
Reported Value
$29.9B
Q4 2023
Positions
2,960
Filings on Record
32
2019–present window
Filed
Feb 14, 2024
original filing
Summary
Rockefeller Capital Management L.P. reported $29.9B in U.S.-listed holdings across 2,960 positions for Q4 2023.
Compared with Q3 2023, the fund opened 140 new positions and exited 92.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 61.9% · $18.5B
- ETP · 30.2% · $9.1B
- Other · 3.1% · $935M
- ADR · 2.6% · $771M
- REIT · 1.1% · $337M
- Other · 1.1% · $318M
Quarter-over-Quarter Changes full breakdown →
Holdings — Q4 2023
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $56.4B | 11,499 | May 14, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $55.5B | 7,371 | Feb 17, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $51.1B | 6,202 | Nov 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025REVEALED | $85.4B | 6,276 | Aug 8, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $40.5B | 3,118 | May 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $38.6B | 3,248 | Feb 13, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $37.2B | 3,184 | Nov 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $35.2B | 3,283 | Aug 12, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $34.3B | 3,363 | May 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $29.9B | 2,960 | Feb 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $25.9B | 2,922 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $25.8B | 3,287 | Aug 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $23M | 3,639 | May 16, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $19.3B | 6,175 | Nov 2, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $18.8B | 6,540 | Aug 12, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $20.7B | 5,652 | May 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $21.4B | 5,477 | Feb 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $19.0B | 5,291 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $17.8B | 4,970 | Aug 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $14.8B | 4,447 | May 11, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $13.2B | 4,141 | Feb 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $10.7B | 3,455 | Nov 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $9.6B | 3,331 | Aug 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $7.6B | 3,068 | May 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $8.0B | 2,897 | Feb 7, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $7.4B | 2,659 | Nov 12, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $7.2B | 2,314 | Aug 9, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $7.0B | 2,770 | May 10, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $5.7B | 1,395 | Feb 12, 2019 | 13F-HR | changes · EDGAR ↗ |
Other Included Managers
This filing reports holdings on behalf of 4 additional managers.
- ROCKEFELLER & CO. LLC028-00926
- ROCKEFELLER TRUST COMPANY, N.A.028-02772
- Rockefeller Trust Co (Delaware)028-11086
- ROCKEFELLER FINANCIAL LLC028-19121
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.