SEC 13F Intelligence

Managers / Q3 2024 · view latest →

Rockefeller Capital Management L.P.

CIK 0001739439 · 45 ROCKEFELLER PLAZA, 5TH FLOOR, NEW YORK, NY, 10111 · 2125495100

Reported Value
$37.2B
Q3 2024
Positions
3,184
Filings on Record
32
2019–present window
Filed
Nov 14, 2024
original filing

Summary

Rockefeller Capital Management L.P. reported $37.2B in U.S.-listed holdings across 3,184 positions for Q3 2024.

Its largest position, Spdr S P 500 Etf Tr, represents 3.1% of the portfolio.

Compared with Q2 2024, the fund opened 87 new positions and exited 101.

Portfolio Metrics

Turnover
+5.1%
vs prior filed quarter
Top-10 Concentration
+17.4%
share of reported value
Largest Position
+3.1%
Spdr S P 500 Etf Tr
New / Exited
87 / 101
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $5.7BQ4 ’18Q1 ’19: $7.0BQ2 ’19: $7.2BQ3 ’19: $7.4BQ4 ’19: $8.0BQ4 ’19Q1 ’20: $7.6BQ2 ’20: $9.6BQ3 ’20: $10.7BQ4 ’20: $13.2BQ4 ’20Q1 ’21: $14.8BQ2 ’21: $17.8BQ3 ’21: $19.0BQ4 ’21: $21.4BQ4 ’21Q1 ’22: $20.7BQ2 ’22: $18.8BQ3 ’22: $19.3BQ3 ’23: $25.9BQ3 ’23Q4 ’23: $29.9BQ1 ’24: $34.3BQ2 ’24: $35.2BQ3 ’24: $37.2BQ3 ’24Q4 ’24: $38.6BQ1 ’25: $40.5BQ2 ’25: $85.4BQ3 ’25: $51.1BQ3 ’25Q4 ’25: $55.5BQ1 ’26: $56.4Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 61.4%ETP: 30.9%Other: 3.3%ADR: 2.2%REIT: 1.3%Other: 0.9%
  • Common Stock · 61.4% · $22.8B
  • ETP · 30.9% · $11.5B
  • Other · 3.3% · $1.2B
  • ADR · 2.2% · $830M
  • REIT · 1.3% · $498M
  • Other · 0.9% · $333M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TE CONNECTIVITY PLCNEW+1.02M1.02M+$155M$155M
TIDAL TRUST IIINEW+2.41M2.41M+$63M$63M
CLFCLEVELAND-CLIFFS INC NEWNEW+1.73M1.73M+$22M$22M
AWGASBURY AUTOMOTIVE GROUP INCNEW+59.6K59.6K+$14M$14M
GPIGROUP 1 AUTOMOTIVE INCNEW+34.2K34.2K+$13M$13M
ASGNEURASGN INCNEW+126.0K126.0K+$12M$12M
TIDAL TRUST IIINEW+459.7K459.7K+$12M$12M
LMBLIMBACH HLDGS INCNEW+153.6K153.6K+$12M$12M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2024

36 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPDR S&P 500 ETF TRTR UNIT3.75%$1.4B2.43M
2AAPLAPPLE INChistory →COM3.50%$1.3B5.58M
3MSFTMICROSOFT CORPhistory →COM3.26%$1.2B2.81M
4ISHARES TRCORE S&P500 ETF · RUS 1000 GRW ETF · RUS 1000 VAL ETF · CORE S&P SCP ETF · RUSSELL 2000 ETF2.94%$1.1B4.31M
5GOOGLALPHABET INCCAP STK CL A · CAP STK CL C2.43%$904M5.44M
6AMZNAMAZON COM INChistory →COM2.24%$831M4.46M
7NVDANVIDIA CORPORATIONhistory →COM2.21%$820M6.75M
8VANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT1.55%$576M1.31M
9METAMETA PLATFORMS INChistory →CL A1.10%$409M715.6K
10LLYELI LILLY & COhistory →COM1.09%$406M458.3K
11NDQINVESCO QQQ TRhistory →UNIT SER 11.09%$404M827.2K
12AVGOBROADCOM INChistory →COM1.07%$396M2.30M
13JPMJPMORGAN CHASE & CO.history →COM0.84%$312M1.48M
14COSTCOSTCO WHSL CORP NEWhistory →COM0.77%$287M323.2K
15RGAREINSURANCE GRP OF AMERICA Ihistory →COM NEW0.67%$249M1.14M
16VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF0.66%$247M2.06M
17HDHOME DEPOT INChistory →COM0.60%$223M550.2K
18CLCOLGATE PALMOLIVE COhistory →COM0.57%$210M2.03M
19SELECT SECTOR SPDR TRTECHNOLOGY0.51%$188M831.6K
20VVISA INChistory →COM CL A0.48%$180M654.7K
21UNHUNITEDHEALTH GROUP INChistory →COM0.46%$171M293.1K
22ORCLORACLE CORPhistory →COM0.42%$158M926.0K
23NEENEXTERA ENERGY INChistory →COM0.41%$152M1.80M
24ABBVABBVIE INChistory →COM0.40%$149M755.9K
25CRMSALESFORCE INChistory →COM0.40%$149M542.7K
26BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW0.40%$148M322.4K
27MCDMCDONALDS CORPhistory →COM0.37%$137M448.4K
28SHELSHELL PLChistory →SPON ADS0.36%$135M2.05M
29PANWPALO ALTO NETWORKS INChistory →COM0.36%$135M394.7K
30AMGNAMGEN INChistory →COM0.36%$134M416.0K
31TMOTHERMO FISHER SCIENTIFIC INChistory →COM0.36%$133M215.1K
32TSLATESLA INChistory →COM0.36%$133M508.1K
33VANGUARD WORLD FDINF TECH ETF0.36%$132M225.6K
34GQ9SPDR GOLD TRhistory →GOLD SHS0.35%$130M533.9K
35AERCAP HOLDINGS NVSHS0.35%$128M1.35M
36ACCENTURE PLC IRELANDSHS CLASS A0.34%$125M352.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$56.4B11,499May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$55.5B7,371Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$51.1B6,202Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025REVEALED$85.4B6,276Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$40.5B3,118May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$38.6B3,248Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$37.2B3,184Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$35.2B3,283Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$34.3B3,363May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$29.9B2,960Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$25.9B2,922Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023Under review3,287Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review3,639May 16, 202313F-HRchanges · EDGAR ↗
Q3 2022$19.3B6,175Nov 2, 202213F-HRchanges · EDGAR ↗
Q2 2022$18.8B6,540Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$20.7B5,652May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$21.4B5,477Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$19.0B5,291Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$17.8B4,970Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$14.8B4,447May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$13.2B4,141Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$10.7B3,455Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$9.6B3,331Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$7.6B3,068May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$8.0B2,897Feb 7, 202013F-HRchanges · EDGAR ↗
Q3 2019$7.4B2,659Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$7.2B2,314Aug 9, 201913F-HRchanges · EDGAR ↗
Q1 2019$7.0B2,770May 10, 201913F-HRchanges · EDGAR ↗
Q4 2018$5.7B1,395Feb 12, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • ROCKEFELLER & CO. LLC028-00926
  • ROCKEFELLER TRUST COMPANY, N.A.028-02772
  • Rockefeller Trust Co (Delaware)028-11086
  • ROCKEFELLER FINANCIAL LLC028-19121

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.