SEC 13F Intelligence

Managers / Q3 2021 · view latest →

CX Institutional

CIK 0001737089 · 200 EAST 7TH STREET, AUBURN, IN, 46706 · 2609271830

Reported Value
$1.2B
Q3 2021
Positions
960
Filings on Record
31
2019–present window
Filed
Nov 10, 2021
original filing

Summary

Cx Institutional reported $1.2B in U.S.-listed holdings across 960 positions for Q3 2021.

The portfolio is heavily concentrated: IVV alone accounts for 23.3% of reported value.

Compared with Q2 2021, the fund opened 42 new positions and exited 38.

Portfolio Metrics

Turnover
+11.3%
vs prior filed quarter
Top-10 Concentration
+68.0%
share of reported value
Largest Position
+23.3%
Ishares Etfs USA
New / Exited
42 / 38
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $567MQ1 ’19Q2 ’19: $630MQ3 ’19: $619MQ4 ’19: $573MQ1 ’20: $613MQ1 ’20Q2 ’20: $761MQ3 ’20: $927MQ4 ’20: $1.0BQ1 ’21: $1.1BQ1 ’21Q2 ’21: $1.2BQ3 ’21: $1.2BQ4 ’21: $1.3BQ1 ’22: $1.2BQ1 ’22Q2 ’22: $1.3BQ3 ’22: $1.4BQ4 ’22: $1.6BQ1 ’23: $1.9BQ1 ’23Q2 ’23: $1.9BQ3 ’23: $1.8BQ4 ’23: $1.9BQ1 ’24: $2.1BQ1 ’24Q2 ’24: $2.1BQ3 ’24: $2.3BQ4 ’24: $2.5BQ1 ’25: $2.6BQ1 ’25Q2 ’25: $2.9BQ3 ’25: $3.3BQ4 ’25: $3.4BQ1 ’26: $3.3BQ1 ’26Q2 ’26: $3.5Bfilingsflow.com

Portfolio Composition

By security type
ETP: 75.7%Common Stock: 23.1%Other: 0.6%MLP: 0.2%REIT: 0.2%Other: 0.3%
  • ETP · 75.7% · $926M
  • Common Stock · 23.1% · $282M
  • Other · 0.6% · $7M
  • MLP · 0.2% · $3M
  • REIT · 0.2% · $2M
  • Other · 0.3% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TAXFAmerican Century ETF TrustNEW+367.6K367.6K+$20M$20M
EWJiShares ETFs/USANEW+15.1K15.1K+$1M$1M
FCVTFirst Trust ETFs/USANEW+9.8K9.8K+$499,000$499,000
IGIBiShares ETFs/USANEW+8.2K8.2K+$491,000$491,000
FSKFS KKR CAPITAL CNEW+13.3K13.3K+$293,000$293,000
GENERAL ELECTRICNEW+2.3K2.3K+$239,000$239,000
JAAAJanus Detroit Street TrustNEW+3.0K3.0K+$152,000$152,000
JMUBJP Morgan ETFs/USANEW+2.8K2.8K+$152,000$152,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

367 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IVViShares ETFs/USAETP23.30%$285M3.95M
2VOVanguard ETF/USAETP17.00%$208M1.62M
3SPTIState Street ETF/USAETP16.10%$197M3.99M
4GSLCGoldman Sachs ETF TrustETP3.54%$43M539.9K
5SCHVSchwab ETFs/USAETP1.81%$22M302.6K
6TAXFAmerican Century ETF Trusthistory →ETP1.65%$20M367.6K
7DONWisdomTree ETFs/USAETP1.44%$18M317.9K
8FLOTISHARES FLOATING RATE BOND Ehistory →ETP1.15%$14M277.6K
9JPSTJP Morgan ETFs/USAETP1.04%$13M250.6K
10IWDISHARES RUSSELL 1000 VALUE Ehistory →ETP0.94%$12M73.9K
11IGHGProShares ETFs/USAhistory →ETP0.92%$11M149.2K
12FVFirst Trust ETFs/USAETP0.90%$11M286.0K
13MBBISHARES MBS ETFhistory →ETP0.89%$11M100.7K
14MSFTMICROSOFT CORPCOM0.75%$9M32.6K
15ITMVANECK AMT-FREE INTERM MUNIETP0.70%$9M168.0K
16AAPLAPPLE INCCOM0.65%$8M55.9K
17Legg Mason ETF Investment TrusETP0.52%$6M177.8K
18JNJJOHNSON&JOHNSONCOM0.48%$6M36.5K
19ISHARES IBOXX INVESTMENT GRAETP0.48%$6M43.9K
20ISHARES IBOXX HIGH YLD CORPETP0.47%$6M65.9K
21PGPROCTER & GAMBLECOM0.46%$6M40.1K
22AON PLCCOM0.43%$5M18.3K
23TANInvesco ETFs/USAETP0.40%$5M124.0K
24NULGNuveen ETFs/USAETP0.39%$5M138.1K
25NDAQNASDAQ INCCOM0.37%$5M23.6K
26AMZNAMAZON.COM INCCOM0.37%$4M1.4K
27UNHUNITEDHEALTH GRPCOM0.36%$4M11.4K
28GOOGLALPHABET INC-ACOM0.36%$4M1.6K
29WMTWALMART INCCOM0.35%$4M31.1K
30COSTCOSTCO WHOLESALECOM0.35%$4M9.6K
31NOCNORTHROP GRUMMANCOM0.34%$4M11.6K
32HDHOME DEPOT INCCOM0.33%$4M12.4K
33BILSPDR BBG BARC 1-3 MONTH TBILETP0.32%$4M42.3K
34CSCOCISCO SYSTEMSCOM0.31%$4M70.6K
35GILDGILEAD SCIENCESCOM0.30%$4M52.0K
36BRK/BBERKSHIRE HATH-BCOM0.26%$3M11.8K
37ACTIVISION BLIZZCOM0.26%$3M41.3K
38METAFACEBOOK INC-ACOM0.26%$3M9.3K
39LMTLOCKHEED MARTINCOM0.26%$3M9.1K
40AMGNAMGEN INCCOM0.25%$3M14.7K
41SPDR PORT MSCI GETP0.25%$3M56.2K
42GVIPGS HDG IND V ETFETP0.25%$3M30.7K
43PEPPEPSICO INCCOM0.25%$3M20.1K
44QQQJIN NSDQ N GN 100ETP0.25%$3M91.2K
45MAGELLAN MIDSTREMLP0.24%$3M64.0K
46EXMOCEXXON MOBIL CORPCOM0.24%$3M49.4K
47BUZZVANECK VEC SOCETP0.24%$3M117.8K
48MCDMCDONALDS CORPCOM0.23%$3M11.7K
49ORCLORACLE CORPCOM0.23%$3M32.3K
50KOCOCA-COLA CO/THECOM0.23%$3M53.4K
51WMWASTE MANAGEMENTCOM0.23%$3M18.4K
52ADPAUTOMATIC DATACOM0.21%$3M13.1K
53VVISA INC-CLASS ACOM0.21%$3M11.3K
54CMCSACOMCAST CORP-ACOM0.20%$2M43.2K
55CVXCHEVRON CORPCOM0.20%$2M23.7K
56MRKMERCK & COCOM0.19%$2M31.1K
57SPGIS&P GLOBAL INCCOM0.19%$2M5.4K
58TSNTYSON FOODS-ACOM0.18%$2M28.1K
59ALLALLSTATE CORPCOM0.18%$2M17.2K
60ROKROCKWELL AUTOMATCOM0.18%$2M7.4K
61AAPADVANCE AUTO PARTS INCCOM0.18%$2M10.3K
62XHBSPDR S&P HOMEBUILDERS ETFETP0.18%$2M29.9K
63KIESPDR S&P INSURANETP0.17%$2M56.4K
64GOOGALPHABET INC-CCOM0.17%$2M799
65MCKMCKESSON CORPCOM0.17%$2M10.7K
66PYPLPAYPAL HOLDINGSCOM0.17%$2M8.0K
67NEENEXTERA ENERGYCOM0.17%$2M26.1K
68UNPUNION PAC CORPCOM0.16%$2M10.2K
69ICEINTERCONTINENTALCOM0.16%$2M17.3K
70DHIDR HORTON INCCOM0.16%$2M23.7K
71HSYHERSHEY CO/THECOM0.16%$2M11.7K
72LOWLOWE'S COS INCCOM0.16%$2M9.8K
73MDLZMONDELEZ INTER-ACOM0.16%$2M33.9K
74ITWILLINOIS TOOL WOCOM0.16%$2M9.3K
75JPMJPMORGAN CHASECOM0.16%$2M11.7K
76MOALTRIA GROUP INCCOM0.15%$2M41.5K
77ALLEALLEGION PLCCOM0.15%$2M14.3K
78CLCOLGATE-PALMOLIVCOM0.15%$2M24.6K
79UUNITY SOFTWARE ICOM0.15%$2M14.2K
80STZCONSTELLATION-ACOM0.15%$2M8.5K
81PNCPNC FINANCIAL SECOM0.14%$2M9.0K
82TAT&T INCCOM0.14%$2M64.8K
83CFGCITIZENS FINANCICOM0.14%$2M37.2K
84HONHONEYWELL INTLCOM0.14%$2M8.2K
85BBYBEST BUY CO INCCOM0.14%$2M16.4K
86BAXBAXTER INTL INCCOM0.14%$2M21.4K
87MSIMOTOROLA SOLUTIOCOM0.14%$2M7.4K
88NEMNEWMONT CORPCOM0.14%$2M31.2K
89ELVANTHEM INCCOM0.14%$2M4.5K
90GDGENERAL DYNAMICSCOM0.13%$2M8.3K
91MMM3M COCOM0.13%$2M9.2K
92CSXCSX CORPCOM0.13%$2M53.2K
93UPSUNITED PARCEL-BCOM0.13%$2M8.6K
94VMCVULCAN MATERIALSCOM0.13%$2M9.2K
95AMEAMETEK INCCOM0.13%$2M12.4K
96PFEPFIZER INCCOM0.12%$1M34.5K
97PGRPROGRESSIVE CORPCOM0.12%$1M16.3K
98ZIONZIONS BANCORP NACOM0.12%$1M23.6K
99VIACOMCBS INC-BCOM0.12%$1M36.2K
100NSCNORFOLK SOUTHERNCOM0.12%$1M5.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$3.5B1,569Jul 2, 202613F-HRchanges · EDGAR ↗
Q1 2026$3.3B1,548Apr 6, 202613F-HRchanges · EDGAR ↗
Q4 2025$3.4B1,517Feb 2, 202613F-HRchanges · EDGAR ↗
Q3 2025$3.3B1,375Oct 23, 202513F-HRchanges · EDGAR ↗
Q2 2025$2.9B1,213Jul 16, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$2.6B1,202Apr 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$2.5B535Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$2.3B551Oct 11, 202413F-HRchanges · EDGAR ↗
Q2 2024$2.1B542Jul 11, 202413F-HRchanges · EDGAR ↗
Q1 2024$2.1B543Apr 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.9B524Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.8B479Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.9B507Jul 26, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.9B475May 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.6B500Feb 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.4B455Nov 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.3B1,173Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.2B368May 9, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.3B334Jan 18, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.2B960Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.2B956Aug 4, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.1B868Apr 15, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.0B855Jan 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$927M873Oct 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$761M854Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$613M768Apr 29, 202013F-HRchanges · EDGAR ↗
Q4 2019$573M728Jan 21, 202013F-HRchanges · EDGAR ↗
Q3 2019$619M788Oct 10, 201913F-HRchanges · EDGAR ↗
Q2 2019$630M941Jul 17, 201913F-HRchanges · EDGAR ↗
Q1 2019$567M778Apr 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.