SEC 13F Intelligence

Managers / Q3 2020 · view latest →

CX Institutional

CIK 0001737089 · 200 EAST 7TH STREET, AUBURN, IN, 46706 · 2609271830

Reported Value
$927M
Q3 2020
Positions
873
Filings on Record
31
2019–present window
Filed
Oct 13, 2020
original filing

Summary

Cx Institutional reported $927M in U.S.-listed holdings across 873 positions for Q3 2020.

The portfolio is heavily concentrated: SPTI alone accounts for 21.0% of reported value.

Compared with Q2 2020, the fund opened 74 new positions and exited 54.

Portfolio Metrics

Turnover
+20.9%
vs prior filed quarter
Top-10 Concentration
+63.1%
share of reported value
Largest Position
+21.0%
State Street Etf USA
New / Exited
74 / 54
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $567MQ1 ’19Q2 ’19: $630MQ3 ’19: $619MQ4 ’19: $573MQ1 ’20: $613MQ1 ’20Q2 ’20: $761MQ3 ’20: $927MQ4 ’20: $1.0BQ1 ’21: $1.1BQ1 ’21Q2 ’21: $1.2BQ3 ’21: $1.2BQ4 ’21: $1.3BQ1 ’22: $1.2BQ1 ’22Q2 ’22: $1.3BQ3 ’22: $1.4BQ4 ’22: $1.6BQ1 ’23: $1.9BQ1 ’23Q2 ’23: $1.9BQ3 ’23: $1.8BQ4 ’23: $1.9BQ1 ’24: $2.1BQ1 ’24Q2 ’24: $2.1BQ3 ’24: $2.3BQ4 ’24: $2.5BQ1 ’25: $2.6BQ1 ’25Q2 ’25: $2.9BQ3 ’25: $3.3BQ4 ’25: $3.4BQ1 ’26: $3.3BQ1 ’26Q2 ’26: $3.5Bfilingsflow.com

Portfolio Composition

By security type
ETP: 67.6%Common Stock: 31.4%Other: 0.4%MLP: 0.3%ADR: 0.2%Other: 0.2%
  • ETP · 67.6% · $626M
  • Common Stock · 31.4% · $291M
  • Other · 0.4% · $4M
  • MLP · 0.3% · $2M
  • ADR · 0.2% · $2M
  • Other · 0.2% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
XLPState Street ETF/USANEW+123.8K123.8K+$8M$8M
JP Morgan ETFs/USANEW+68.6K68.6K+$3M$3M
ICSHiShares ETFs/USANEW+67.5K67.5K+$3M$3M
EDENiShares ETFs/USANEW+29.3K29.3K+$2M$2M
ENORiShares ETFs/USANEW+114.1K114.1K+$2M$2M
ATECALPHATEC HOLDINGNEW+55.3K55.3K+$367,000$367,000
JPCNuveen Closed-End Funds/USANEW+20.1K20.1K+$171,000$171,000
GLDState Street ETF/USANEW+550550+$97,000$97,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

370 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPTIState Street ETF/USAETP21.02%$195M4.32M
2IVViShares ETFs/USAETP18.72%$173M2.53M
3VVVanguard ETF/USAETP14.86%$138M1.12M
4DLNWisdomTree ETFs/USAETP2.46%$23M541.0K
5ITMVANECK AMT-FREE INTERM MUNIhistory →ETP1.24%$11M223.7K
6FLOTISHARES FLOATING RATE BOND Ehistory →ETP1.12%$10M205.5K
7GIGBGoldman Sachs ETF TrustETP1.08%$10M149.0K
8AAPLAPPLE INChistory →COM1.01%$9M80.7K
9UNHUNITEDHEALTH GRPCOM0.86%$8M25.5K
10MBBISHARES MBS ETFETP0.78%$7M65.2K
11AMGNAMGEN INCCOM0.76%$7M27.8K
12CMCSACOMCAST CORP-ACOM0.75%$7M150.6K
13IGHGProShares ETFs/USAETP0.74%$7M96.6K
14Legg Mason ETF Investment TrusETP0.74%$7M232.4K
15MSFTMICROSOFT CORPCOM0.69%$6M30.5K
16ISHARES IBOXX HIGH YLD CORPETP0.69%$6M75.8K
17ORCLORACLE CORPCOM0.68%$6M106.2K
18ISHARES IBOXX INVESTMENT GRAETP0.66%$6M45.5K
19PEPPEPSICO INCCOM0.65%$6M43.3K
20HONHONEYWELL INTLCOM0.60%$6M33.8K
21WMTWALMART INCCOM0.59%$5M39.0K
22JNJJOHNSON&JOHNSONCOM0.58%$5M35.9K
23HDHOME DEPOT INCCOM0.55%$5M18.2K
24WMWASTE MANAGEMENTCOM0.53%$5M43.0K
25LMTLOCKHEED MARTINCOM0.50%$5M12.1K
26KOCOCA-COLA CO/THECOM0.50%$5M93.7K
27NULGNuveen ETFs/USAETP0.48%$4M156.3K
28NOCNORTHROP GRUMMANCOM0.47%$4M13.9K
29GDGENERAL DYNAMICSCOM0.44%$4M29.7K
30PFEPFIZER INCCOM0.44%$4M110.1K
31CIBRFirst Trust ETFs/USAETP0.43%$4M118.7K
32MRKMERCK & COCOM0.42%$4M46.5K
33GWWWW GRAINGER INCCOM0.39%$4M10.3K
34HIIHUNTINGTON INGALCOM0.39%$4M25.9K
35JP Morgan ETFs/USAETP0.38%$3M68.6K
36PBWInvesco ETFs/USAETP0.37%$3M99.6K
37MDLZMONDELEZ INTER-ACOM0.36%$3M58.4K
38JPMJPMORGAN CHASECOM0.36%$3M34.6K
39UNPUNION PAC CORPCOM0.36%$3M16.8K
40CHTRCHARTER COMMUN-ACOM0.35%$3M5.2K
41EXPDEXPEDITORS INTLCOM0.34%$3M35.0K
42CATCATERPILLAR INCCOM0.34%$3M21.2K
43CMICUMMINS INCCOM0.34%$3M14.9K
44TXNTEXAS INSTRUMENTCOM0.33%$3M21.6K
45PCARPACCAR INCCOM0.33%$3M35.6K
46RSGREPUBLIC SVCSCOM0.33%$3M32.5K
47CSCOCISCO SYSTEMSCOM0.33%$3M76.7K
48TMUST-MOBILE US INCCOM0.32%$3M26.2K
49AOSSMITH (A.O.)CORPCOM0.32%$3M56.6K
50ITWILLINOIS TOOL WOCOM0.32%$3M15.3K
51PKGPACKAGING CORPCOM0.32%$3M27.0K
52TAT&T INCCOM0.32%$3M102.4K
53DGDOLLAR GENERAL CCOM0.31%$3M13.9K
54AJGARTHUR J GALLAGHCOM0.31%$3M27.4K
55TSCOTRACTOR SUPPLYCOM0.31%$3M20.0K
56AON PLCCOM0.31%$3M13.9K
57BACBANK OF AMERICACOM0.30%$3M116.4K
58KELKELLOGG COCOM0.30%$3M42.9K
59MSMORGAN STANLEYCOM0.30%$3M57.3K
60KRKROGER COCOM0.29%$3M80.3K
61RHIROBERT HALF INTLCOM0.29%$3M51.0K
62NDAQNASDAQ INCCOM0.29%$3M22.0K
63GSGOLDMAN SACHS GPCOM0.29%$3M13.4K
64COSTCOSTCO WHOLESALECOM0.29%$3M7.6K
65TSNTYSON FOODS-ACOM0.29%$3M44.8K
66PAVEGlobal X ETFs/USAETP0.28%$3M267.1K
67CORAMERISOURCEBERGECOM0.28%$3M27.0K
68PGPROCTER & GAMBLECOM0.28%$3M18.8K
69AXPAMERICAN EXPRESSCOM0.28%$3M26.0K
70MCKMCKESSON CORPCOM0.28%$3M17.3K
71LDOSLEIDOS HOLDINGSCOM0.28%$3M28.9K
72CBOECBOE GLOBAL MARKETS INCCOM0.28%$3M29.1K
73BNYBANK NY MELLONCOM0.27%$3M73.6K
74SCHBSchwab ETFs/USAETP0.27%$3M36.9K
75WBAWALGREENS BOOTSCOM0.26%$2M66.6K
76AMZNAMAZON.COM INCCOM0.26%$2M754
77PGRPROGRESSIVE CORPCOM0.25%$2M24.7K
78WFCWELLS FARGO & COCOM0.25%$2M97.6K
79DRIDARDEN RESTAURANCOM0.25%$2M22.7K
80ENZLISHARES MSCI NEW ZEALAND ETFETP0.24%$2M39.3K
81MAGELLAN MIDSTREMLP0.24%$2M64.0K
82EWZISHARES MSCI BRAZIL ETFETP0.23%$2M76.7K
83RTXRAYTHEON TECHNOLCOM0.22%$2M34.9K
84WOOFOOT LOCKER INCCOM0.22%$2M60.4K
85DALDELTA AIR LICOM0.21%$2M64.2K
86FITBFIFTH THIRD BANCCOM0.21%$2M90.9K
87ELVANTHEM INCCOM0.20%$2M7.0K
88HUMHUMANA INCCOM0.20%$2M4.5K
89XHBSPDR S&P HOMEBUILDERS ETFETP0.20%$2M33.8K
90HBANHUNTINGTON BANCCOM0.19%$2M194.0K
91CFGCITIZENS FINANCICOM0.19%$2M70.2K
92USBUS BANCORPCOM0.19%$2M49.4K
93BILSPDR BBG BARC 1-3 MONTH TBILETP0.19%$2M19.2K
94LLYELI LILLY & COCOM0.19%$2M11.8K
95KEYKEYCORPCOM0.19%$2M145.4K
96XMESPDR S&P METALS & MINING ETFETP0.18%$2M71.6K
97METAFACEBOOK INC-ACOM0.16%$2M5.7K
98GOOGLALPHABET INC-ACOM0.16%$1M1.0K
99MAMASTERCARD INC-ACOM0.16%$1M4.3K
100PSXPHILLIPS 66COM0.15%$1M27.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$3.5B1,569Jul 2, 202613F-HRchanges · EDGAR ↗
Q1 2026$3.3B1,548Apr 6, 202613F-HRchanges · EDGAR ↗
Q4 2025$3.4B1,517Feb 2, 202613F-HRchanges · EDGAR ↗
Q3 2025$3.3B1,375Oct 23, 202513F-HRchanges · EDGAR ↗
Q2 2025$2.9B1,213Jul 16, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$2.6B1,202Apr 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$2.5B535Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$2.3B551Oct 11, 202413F-HRchanges · EDGAR ↗
Q2 2024$2.1B542Jul 11, 202413F-HRchanges · EDGAR ↗
Q1 2024$2.1B543Apr 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.9B524Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.8B479Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.9B507Jul 26, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.9B475May 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.6B500Feb 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.4B455Nov 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.3B1,173Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.2B368May 9, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.3B334Jan 18, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.2B960Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.2B956Aug 4, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.1B868Apr 15, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.0B855Jan 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$927M873Oct 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$761M854Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$613M768Apr 29, 202013F-HRchanges · EDGAR ↗
Q4 2019$573M728Jan 21, 202013F-HRchanges · EDGAR ↗
Q3 2019$619M788Oct 10, 201913F-HRchanges · EDGAR ↗
Q2 2019$630M941Jul 17, 201913F-HRchanges · EDGAR ↗
Q1 2019$567M778Apr 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.