SEC 13F Intelligence

LEGG MASON ETF INVT

CUSIP 52468L406

Legg Mason Etf Invt has 116 institutional holders in Filings Flow’s 13F database, together reporting 7.10M shares worth $295M as of Q1 2026. The largest reported holders are Morgan Stanley, Financial Engines Advisors L.L.C., and Lpl Financial LLC.

Institutional Holders
116
Q1 2026
Reported Value
$295M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 43Q4 ’18Q1 ’19: 40Q2 ’19: 50Q2 ’19Q3 ’19: 55Q2 ’21: 66Q2 ’21Q4 ’21: 66Q4 ’22: 96Q4 ’22Q4 ’25: 106Q1 ’26: 116Q1 ’26Q2 ’26: 10filingsflow.com
Total reported value
Q4 ’18: $408MQ4 ’18Q1 ’19: $451MQ2 ’19: $454MQ2 ’19Q3 ’19: $479MQ2 ’21: $539MQ2 ’21Q4 ’21: $626MQ4 ’22: $461MQ4 ’22Q4 ’25: $270MQ1 ’26: $295MQ1 ’26Q2 ’26: $18Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
HEFFERNAN ADVISORY, INC$108M AUM3.55%$4M90.0KQ1 2026OLDER
PERSPECTIVE WEALTH ADVISORS LLC$154M AUM1.89%$3M68.6KQ1 2026OLDER
Sequent Planning LLC$414M AUM1.75%$7M170.0KQ1 2026OLDER
Sovereign Investment Advisors, LLC$472M AUM1.38%$7M153.6KQ1 2026OLDER
Anson Capital, Inc.$146M AUM1.03%$2M35.5KQ1 2026OLDER
ALPHA CAPITAL ADVISORS INC /ADV$105M AUM0.46%$478,43511.2KQ1 2026OLDER
Wealthcare Capital Partners, LLC$242M AUM0.44%$1M24.4KQ2 2026
JT Stratford LLC$786M AUM0.26%$2M48.7KQ1 2026OLDER
Centurion Wealth Management LLC$418M AUM0.23%$949,62921.6KQ2 2026
Triad Wealth Partners, LLC$1.3B AUM0.21%$3M62.4KQ1 2026OLDER
XML Financial, LLC$1.2B AUM0.13%$2M38.8KQ1 2026OLDER
LongView Wealth Management$390M AUM0.11%$425,1419.7KQ2 2026
Intrepid Financial Planning Group LLC$248M AUM0.10%$257,6516.1KQ1 2026OLDER
Financial Engines Advisors L.L.C.$49.2B AUM0.08%$41M967.2KQ1 2026OLDER
GTS SECURITIES LLC$2.8B AUM0.07%$2M45.6KQ1 2026OLDER
SYKON CAPITAL LLC$300M AUM0.07%$203,8624.8KQ1 2026OLDER
First Heartland Consultants, Inc.$1.5B AUM0.06%$979,01522.2KQ2 2026
FLORIDA FINANCIAL ADVISORS, LLC$418M AUM0.06%$230,2135.4KQ1 2026OLDER
Wealthcare Advisory Partners LLC$5.3B AUM0.05%$3M62.1KQ2 2026
North Capital, Inc.$118M AUM0.05%$62,6301.5KQ3 2025OLDER
Investors Research Corp$523M AUM0.04%$215,9925.1KQ1 2026OLDER
Sunrise Financial Services, LLC$141M AUM0.04%$57,2431.3KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.03%$7M161.0KQ1 2026OLDER
Private Advisory Group LLC$1.5B AUM0.03%$486,16311.4KQ1 2026OLDER
Hurley Capital, LLC$187M AUM0.03%$53,4131.3KQ1 2026OLDER
Apexium Financial, LP$2.1B AUM0.03%$556,68413.5KQ3 2025OLDER
Pallas Capital Advisors LLC$2.7B AUM0.03%$707,92416.6KQ1 2026OLDER
Laird Norton Wetherby Wealth Management, LLC$2.4B AUM0.03%$636,96815.4KQ3 2025OLDER
WBH ADVISORY INC$1.3B AUM0.03%$338,7188.0KQ1 2026OLDER
Arkadios Wealth Advisors$6.1B AUM0.02%$1M33.6KQ1 2026OLDER
Key FInancial Inc$562M AUM0.02%$110,6562.6KQ1 2026OLDER
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC$4.9B AUM0.02%$911,48121.4KQ1 2026OLDER
Sepio Capital, LP$1.8B AUM0.02%$322,1377.6KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.02%$4M92.0KQ1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.01%$1M28.9KQ1 2026OLDER
Westfuller Advisors, LLC$232M AUM0.01%$29,084683Q1 2026OLDER
Compound Planning, Inc.$3.3B AUM0.01%$368,1908.7KQ1 2026OLDER
Prospera Financial Services Inc$6.2B AUM0.01%$699,70516.4KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$8M183.5KQ1 2026OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.01%$156,5373.8KQ3 2025OLDER
VestGen Advisors, LLC$3.8B AUM0.01%$287,6857.0KQ3 2025OLDER
PRIVATE TRUST CO NA$1.1B AUM0.01%$102,5702.4KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.01%$32M744.3KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.01%$877,81420.7KQ1 2026OLDER
STEPHENS INC /AR/$8.0B AUM0.01%$615,20514.5KQ1 2026OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.01%$156,9743.9KQ4 2025OLDER
Advantage Trust Co$223M AUM0.01%$15,833383Q3 2025OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.01%$848,65219.9KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.01%$6M139.3KQ1 2026OLDER
NVWM, LLC$449M AUM0.01%$26,813630Q1 2026OLDER
Keating Financial Advisory Services, Inc.$619M AUM0.01%$36,644861Q1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.01%$2M35.9KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.01%$1M24.0KQ1 2026OLDER
Mill Creek Capital Advisors, LLC$4.9B AUM0.01%$247,4105.8KQ1 2026OLDER
Raleigh Capital Management Inc.$290M AUM0.00%$13,719344Q4 2025OLDER
SYNOVUS FINANCIAL CORP$8.7B AUM0.00%$386,0339.3KQ3 2025OLDER
SWAN Capital LLC$272M AUM0.00%$11,661274Q1 2026OLDER
World Investment Advisors$6.2B AUM0.00%$256,9606.0KQ1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.00%$111,1792.6KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$2M35.5KQ1 2026OLDER
Atria Investments, Inc$8.9B AUM0.00%$346,0138.1KQ1 2026OLDER
Concurrent Investment Advisors, LLC$9.2B AUM0.00%$333,6677.8KQ1 2026OLDER
Strategic Wealth Partners, Ltd.$1.5B AUM0.00%$46,3831.1KQ3 2025OLDER
UNITED CAPITAL FINANCIAL ADVISORS, LLC$16.3B AUM0.00%$533,83412.5KQ1 2026OLDER
Baird Financial Group, Inc.$64.0B AUM0.00%$2M49.3KQ1 2026OLDER
NBC SECURITIES, INC.$1.3B AUM0.00%$42,5601.0KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$2M49.2KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$230,4775.4KQ1 2026OLDER
Pinnacle Financial Partners, Inc.$13.1B AUM0.00%$397,4259.3KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$9M219.3KQ1 2026OLDER
Arax Advisory Partners$3.5B AUM0.00%$99,2372.3KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$18M423.1KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$42M1.05MQ1 2026OLDER
Stratos Wealth Partners, LTD.$8.8B AUM0.00%$217,2265.1KQ1 2026OLDER
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$275M AUM0.00%$6,747153Q2 2026
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$156,9213.7KQ1 2026OLDER
MidFirst Bank$1.2B AUM0.00%$27,153638Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$11M258.7KQ2 2026
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$4M98.9KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$26M602.1KQ1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$3M70.5KQ1 2026OLDER
Triumph Capital Management$491M AUM0.00%$8,512200Q1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$105,0452.5KQ3 2025OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$418,2029.8KQ2 2026
STIFEL FINANCIAL CORP$108.8B AUM0.00%$2M38.6KQ1 2026OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$2M43.6KQ1 2026OLDER
&PARTNERS$20.2B AUM0.00%$300,7097.1KQ1 2026OLDER
ALBION FINANCIAL GROUP /UT$1.5B AUM0.00%$21,749511Q1 2026OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$19,117450Q1 2026OLDER
Equitable Holdings, Inc.$15.5B AUM0.00%$201,2244.7KQ1 2026OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.00%$210,0764.9KQ1 2026OLDER
CITIGROUP INC$234.5B AUM0.00%$3M68.6KQ1 2026OLDER
EVERMAY WEALTH MANAGEMENT LLC$902M AUM0.00%$10,768253Q1 2026OLDER
Dunhill Financial, LLC$424M AUM0.00%$4,684110Q1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$6M145.4KQ1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$380,2028.9KQ1 2026OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$666,74515.7KQ1 2026OLDER
TD Waterhouse Canada Inc.$33.7B AUM0.00%$316,3057.5KQ1 2026OLDER
Mariner, LLC$85.7B AUM0.00%$616,46514.5KQ1 2026OLDER
Sunbelt Securities, Inc.$1.6B AUM0.00%$10,643250Q1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$327,2487.7KQ1 2026OLDER
Founders Financial Alliance, LLC$555M AUM0.00%$3,31083Q4 2025OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$2M51.6KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$4M94.5KQ1 2026OLDER
O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM0.00%$60,2651.4KQ1 2026OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.00%$215,0985.1KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$489,97911.5KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$53,2001.3KQ1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$1M26.6KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$58,4261.5KQ4 2025OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$7,022165Q1 2026OLDER
Federation des caisses Desjardins du Quebec$27.8B AUM0.00%$37,453880Q1 2026OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$7,150168Q2 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$1M24.5KQ1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$62,3501.5KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$54,6901.3KQ1 2026OLDER
Wealthspire Advisors, LLC$12.7B AUM0.00%$16,371396Q3 2025OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$1M30.4KQ1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.00%$14,045330Q1 2026OLDER
Optiver Holding B.V.$289.5B AUM0.00%$184,6664.5KQ3 2025OLDER
MAI Capital Management$17.7B AUM0.00%$12,768300Q1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$466,09611.7KQ4 2025OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$290,6026.8KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$2,39360Q4 2025OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$19,223482Q4 2025OLDER
IFP Advisors, Inc$4.8B AUM0.00%$68116Q1 2026OLDER
VANGUARD ADVISERS INC$25.5B AUM0.00%$3,08272Q1 2026OLDER
Transamerica Financial Advisors, LLC$1.2B AUM0.00%$1022Q1 2026OLDER
FRANKLIN RESOURCES INC$408.3B AUM0.00%$22,772571Q4 2025OLDER
FMR LLC$1.90T AUM0.00%$67,2721.6KQ1 2026OLDER
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$9,065213Q1 2026OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$1,10726Q1 2026OLDER
BlackRock, Inc.$5.72T AUM0.00%$8,512200Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.