SEC 13F Intelligence

Managers / Q4 2022 · view latest →

Spectrum Planning & Advisory Services Inc.

CIK 0001725394 · 3131 CAMINO DEL RIO NORTH, SUITE 1000, SAN DIEGO, CA, 92108 · 6192899670

Reported Value
$73M
Q4 2022
Positions
41
Filings on Record
21
2019–present window
Filed
Jan 20, 2023
original filing

Summary

Spectrum Planning & Advisory Services Inc. reported $73M in U.S.-listed holdings across 41 positions for Q4 2022.

Its largest position, Spdr Series Trust Portfolio S P 500 Etf, represents 19.5% of the portfolio.

Compared with Q3 2022, the fund opened 6 new positions and exited 22.

Portfolio Metrics

Turnover
+19.3%
vs prior filed quarter
Top-10 Concentration
+73.5%
share of reported value
Largest Position
+19.5%
Spdr Series Trust Portfolio S P 500 Etf
New / Exited
6 / 22
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $93MQ4 ’20Q1 ’21: $97MQ2 ’21: $104MQ3 ’21: $102MQ3 ’21Q4 ’21: $110MQ1 ’22: $109MQ2 ’22: $96MQ2 ’22Q3 ’22: $99MQ4 ’22: $73MQ1 ’23: $62MQ1 ’23Q2 ’23: $67MQ3 ’23: $63MQ4 ’23: $71MQ4 ’23Q2 ’24: $104MQ3 ’24: $104MQ4 ’24: $115MQ4 ’24Q1 ’25: $120MQ2 ’25: $155MQ3 ’25: $177MQ3 ’25Q4 ’25: $194MQ1 ’26: $202Mfilingsflow.com

Portfolio Composition

By security type
ETP: 93.0%Common Stock: 7.0%Other: 0.0%
  • ETP · 93.0% · $68M
  • Common Stock · 7.0% · $5M
  • Other · 0.0% · $1,920

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VANGUARD TOTAL STK MKT ETFNEW+52.2K52.2K+$10M$10M
ISHARES TRUST 0-5YR HI YL CP ETFNEW+34.2K34.2K+$1M$1M
ISHARES TRUST U.S. TECH ETFNEW+12.9K12.9K+$963,987$963,987
ISHARES TRUST MSCI USA MOMENTUM FACTOR ETFNEW+6.4K6.4K+$931,782$931,782
OUNZVANECK MERK GOLD TRUST GOLD TRUST ETFNEW+12.9K12.9K+$228,219$228,219
SLVISHARES SILVER TRUST ISHARES ETFNEW+10.3K10.3K+$227,577$227,577
ISHARES TRUST MBS ETFADDED+15.3K24.5K+$1M$2M
UNITED STATES TREASURY NOTES NOTESOLD OUT−8.5K0−$8M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

41 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPDR SERIES TRUST PORTFOLIO S&P 500 ETFPORTFOLIO S&P 500 ETF19.54%$14M318.3K
2VANGUARD TOTAL STK MKT ETFTOTAL STK MKT ETF13.62%$10M52.2K
3ISHARES TRUST ESG AWARE MSCI USA ETFESG AWARE MSCI USA ETF12.26%$9M105.9K
4SH1USDPROSHARES TRUST SHORT S&P 500 NE ETFhistory →SHORT S&P 500 NE ETF5.58%$4M255.2K
5ISHARES TRUST EAFE VALUE ETFEAFE VALUE ETF4.66%$3M74.4K
6ISHARES TRUST EAFE GRWTH ETFEAFE GRWTH ETF4.31%$3M37.7K
7SCHWAB STRATEGIC TR US AGGREGATE B ETFUS AGGREGATE B ETF3.73%$3M59.8K
8ISHARES TRUST CORE TOTAL USD ETFCORE TOTAL USD ETF3.63%$3M59.2K
9ISHARES TRUST MBS ETFMBS ETF3.10%$2M24.5K
10SPDR BLOOMBERG 1-3 MONTH T-BILL ETFBLOOMBERG 1-3 MONTH T-BILL ETF3.04%$2M24.3K
11INVESCO EXCHANGE TRADED FUND T S&P EMRNG MKTS ETFS&P EMRNG MKTS ETF2.69%$2M85.8K
12ISHARES TRUST US TREAS BD ETFUS TREAS BD ETF2.02%$1M65.1K
13ISHARES TRUST 0-5YR HI YL CP ETF0-5YR HI YL CP ETF1.91%$1M34.2K
14MSFTMICROSOFT CORP COMhistory →COM1.56%$1M4.8K
15SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETFPORTFOLI S&P 1500 COMP STK ETF1.35%$988,44220.9K
16ISHARES TRUST MSCI USA MIN VOL FACTOR ETFMSCI USA MIN VOL FACTOR ETF1.32%$970,61913.5K
17ISHARES TRUST U.S. TECH ETFU.S. TECH ETF1.32%$963,98712.9K
18ISHARES TRUST MSCI USA MOMENTUM FACTOR ETFMSCI USA MOMENTUM FACTOR ETF1.27%$931,7826.4K
19WWDWOODWARD INC COMhistory →COM1.20%$876,0599.1K
20AMZNAMAZON COM INC COMhistory →COM1.18%$868,14010.3K
21TLHISHARES TRUST 10-20 YR TRS ETFhistory →10-20 YR TRS ETF1.17%$854,4737.9K
22ALNYALNYLAM PHARMACEUTICALS INC COMhistory →COM1.16%$853,4013.6K
23ISHARES TRUST CORE S&P SCP ETFCORE S&P SCP ETF0.84%$614,7846.5K
24PSQUSDPROSHARES TRUST SHORT QQQ NEW ETFSHORT QQQ NEW ETF0.81%$590,99340.1K
25BRK/BBERKSHIRE HATHAWAY INC COM CL BCOM CL B0.79%$582,2771.9K
26AAPLAPPLE INC COMCOM0.66%$485,3693.7K
27ISHARES TRUST ESG ADVANCED TOTAL USD BD MESG ADVANCED TOTAL USD BD M0.58%$425,58710.1K
28ISHARES TRUST US INFRASTRUC ETFUS INFRASTRUC ETF0.58%$423,94611.7K
29ISHARES TRUST CONV BD ETFCONV BD ETF0.47%$341,0014.9K
30ISHARES US ETF TRUST BLACKROCK SH MATURITY BD ETFBLACKROCK SH MATURITY BD ETF0.45%$327,5476.6K
31PROSHARES TRUST SHRT RUSSELL2000 ETFSHRT RUSSELL2000 ETF0.44%$325,95013.3K
32ISHARES US ETF TRUST GSCI COMMODITY DYNAMIC ROLLGSCI COMMODITY DYNAMIC ROLL0.44%$325,50711.5K
33XLESELECT SECTOR SPDR TRUST ENERGY ETFENERGY ETF0.35%$253,6692.9K
34SCHWAB STRATEGIC TR US TIPS ETFUS TIPS ETF0.31%$228,7294.4K
35OUNZVANECK MERK GOLD TRUST GOLD TRUST ETFGOLD TRUST ETF0.31%$228,21912.9K
36SLVISHARES SILVER TRUST ISHARES ETFISHARES ETF0.31%$227,57710.3K
37ISHARES TRUST BLACKROCK ULTRA SHT TRM BDBLACKROCK ULTRA SHT TRM BD0.30%$218,3754.4K
38ISHARES TRUST MSCI KLD400 SOC ETFMSCI KLD400 SOC ETF0.29%$209,7702.9K
39FFORD MOTOR CO COMCOM0.26%$188,13216.2K
40EDITEDITAS MEDICINE INC COMCOM0.18%$131,05414.8K
41VASCULAR BIOGENICS LTD COMCOM0.00%$1,92016.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$202M114Apr 16, 202613F-HRchanges · EDGAR ↗
Q4 2025$194M113Feb 10, 202613F-HRchanges · EDGAR ↗
Q3 2025$177M105Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$155M95Jul 15, 202513F-HRchanges · EDGAR ↗
Q1 2025$120M64Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$115M61Jan 22, 202513F-HRchanges · EDGAR ↗
Q3 2024$104M56Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$104M54Jul 18, 202413F-HRchanges · EDGAR ↗
Q4 2023$71M50Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$63M44Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$67M41Jul 24, 202313F-HRchanges · EDGAR ↗
Q1 2023$62M37Apr 18, 202313F-HRchanges · EDGAR ↗
Q4 2022$73M41Jan 20, 202313F-HRchanges · EDGAR ↗
Q3 2022$99M57Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$96M42Jul 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$109M43Apr 18, 202213F-HRchanges · EDGAR ↗
Q4 2021$110M51Jan 19, 202213F-HRchanges · EDGAR ↗
Q3 2021$102M46Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$104M46Jul 19, 202113F-HRchanges · EDGAR ↗
Q1 2021$97M46Apr 27, 202113F-HRchanges · EDGAR ↗
Q4 2020$93M42Feb 2, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.