SEC 13F Intelligence

Managers / Q1 2026

Spectrum Planning & Advisory Services Inc.

CIK 0001725394 · 3131 CAMINO DEL RIO NORTH, SUITE 1000, SAN DIEGO, CA, 92108 · 6192899670

Reported Value
$202M
Q1 2026
Positions
114
Filings on Record
21
2019–present window
Filed
Apr 16, 2026
original filing

Summary

Spectrum Planning & Advisory Services Inc. reported $202M in U.S.-listed holdings across 114 positions for Q1 2026.

Its largest position, Spdr Series, represents 7.1% of the portfolio.

Compared with Q4 2025, the fund opened 12 new positions and exited 11.

Portfolio Metrics

Turnover
+17.7%
vs prior filed quarter
Top-10 Concentration
+43.2%
share of reported value
Largest Position
+7.1%
Spdr Series
New / Exited
12 / 11
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $93MQ4 ’20Q1 ’21: $97MQ2 ’21: $104MQ3 ’21: $102MQ3 ’21Q4 ’21: $110MQ1 ’22: $109MQ2 ’22: $96MQ2 ’22Q3 ’22: $99MQ4 ’22: $73MQ1 ’23: $62MQ1 ’23Q2 ’23: $67MQ3 ’23: $63MQ4 ’23: $71MQ4 ’23Q2 ’24: $104MQ3 ’24: $104MQ4 ’24: $115MQ4 ’24Q1 ’25: $120MQ2 ’25: $155MQ3 ’25: $177MQ3 ’25Q4 ’25: $194MQ1 ’26: $202Mfilingsflow.com

Portfolio Composition

By security type
ETP: 88.0%Common Stock: 11.9%Closed-End Fund: 0.2%
  • ETP · 88.0% · $178M
  • Common Stock · 11.9% · $24M
  • Closed-End Fund · 0.2% · $306,556

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BLACKROCK ETF TRUSTNEW+236.3K236.3K+$8M$8M
BLACKROCK ETF TRUSTNEW+206.2K206.2K+$7M$7M
VUSBVANGUARD BD INDEX FDSNEW+142.0K142.0K+$7M$7M
PIMCO ETF TRNEW+59.1K59.1K+$6M$6M
BLACKROCK ETF TRUSTNEW+54.7K54.7K+$2M$2M
SCHWAB STRATEGIC TRNEW+11.2K11.2K+$547,478$547,478
BLACKROCK ETF TRUSTNEW+3.7K3.7K+$364,893$364,893
SPROTT ASSET MANAGEMENT LPNEW+8.7K8.7K+$306,556$306,556

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

27 positions
#IssuerClass% PortfolioValueShares
1TLHISHARES TR0-3 MNTH TREASRY · S&P 500 GRWT ETF · EAFE VALUE ETF · S&P 100 ETF · MSCI USA QLT FCT · US TREAS BD ETF · 20 YR TR BD ETF · CONV BD ETF · 10-20 YR TRS ETF · INTL SEL DIV ETF · CORE UNIVRSL USD · S&P 500 VAL ETF · MBS ETF · HDG MSCI EAFE25.73%$52M628.2K
2BLACKROCK ETF TRUSTISHARES US EQUIT · ISHARES INTL CTR · ISHARES LARGE CA · ISHARES A I INNO · ISHARES US THEMA15.53%$31M815.7K
3SPDR SERIES TRUSTSTATE STREET SPD11.33%$23M359.3K
4J P MORGAN EXCHANGE TRADED FULTRA SHRT ETF5.50%$11M219.8K
5BLACKROCK ETF TRUST IIISHARES TOTAL RE · ISHARES FLEXIBLE3.83%$8M152.4K
6VUSBVANGUARD BD INDEX FDShistory →VANGUARD ULTRA3.50%$7M142.0K
7ISHARES INCCORE MSCI EMKT · MSCI EMRG CHN3.44%$7M97.8K
8PIMCO ETF TRENHAN SHRT MA AC2.94%$6M59.1K
9INVESCO EXCH TRADED FD TR IIS&P 500 MOMNTM1.87%$4M33.7K
10SCHWAB STRATEGIC TRUS AGGREGATE B1.73%$3M150.7K
11VANGUARD INSTL INDEX FD0-3 MO TREAS BIL1.61%$3M43.1K
12WWDWOODWARD INChistory →COM1.49%$3M8.4K
13AMZNAMAZON COM INChistory →COM1.27%$3M12.3K
14GLOBAL X FDSDEFENSE TECH ETF1.23%$2M34.9K
15MSFTMICROSOFT CORPhistory →COM1.19%$2M6.5K
16VANGUARD CHARLOTTE FDSTOTAL INT BD ETF1.08%$2M45.3K
17BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.03%$2M4.3K
18SPDR INDEX SHS FDSSTATE STREET SPD0.68%$1M29.9K
19AAPLAPPLE INCCOM0.66%$1M5.2K
20ALNYALNYLAM PHARMACEUTICALS INCCOM0.55%$1M3.4K
21IAU*ISHARES GOLD TRISHARES NEW0.55%$1M12.5K
22NVDANVIDIA CORPORATIONCOM0.52%$1M6.0K
23SSGA ACTIVE TRSTATE STREET US0.45%$902,10415.6K
24GSGOLDMAN SACHS GROUP INCCOM0.38%$767,285907
25VANGUARD INDEX FDSS&P 500 ETF SHS0.37%$745,7421.2K
26WORLD GOLD TRSPDR GLD MINIS0.32%$638,7276.9K
27BONDBLOXX ETF TRUSTBLOOMBERG TEN YR0.31%$627,12513.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$202M114Apr 16, 202613F-HRchanges · EDGAR ↗
Q4 2025$194M113Feb 10, 202613F-HRchanges · EDGAR ↗
Q3 2025$177M105Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$155M95Jul 15, 202513F-HRchanges · EDGAR ↗
Q1 2025$120M64Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$115M61Jan 22, 202513F-HRchanges · EDGAR ↗
Q3 2024$104M56Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$104M54Jul 18, 202413F-HRchanges · EDGAR ↗
Q4 2023$71M50Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$63M44Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$67M41Jul 24, 202313F-HRchanges · EDGAR ↗
Q1 2023$62M37Apr 18, 202313F-HRchanges · EDGAR ↗
Q4 2022$73M41Jan 20, 202313F-HRchanges · EDGAR ↗
Q3 2022$99M57Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$96M42Jul 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$109M43Apr 18, 202213F-HRchanges · EDGAR ↗
Q4 2021$110M51Jan 19, 202213F-HRchanges · EDGAR ↗
Q3 2021$102M46Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$104M46Jul 19, 202113F-HRchanges · EDGAR ↗
Q1 2021$97M46Apr 27, 202113F-HRchanges · EDGAR ↗
Q4 2020$93M42Feb 2, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.