Managers / Q3 2022 · view latest →
Spectrum Planning & Advisory Services Inc.
CIK 0001725394 · 3131 CAMINO DEL RIO NORTH, SUITE 1000, SAN DIEGO, CA, 92108 · 6192899670
Reported Value
$99M
Q3 2022
Positions
57
Filings on Record
21
2019–present window
Filed
Oct 17, 2022
original filing
Summary
Spectrum Planning & Advisory Services Inc. reported $99M in U.S.-listed holdings across 57 positions for Q3 2022.
Its largest position, Spdr Series Trust Portfolio S P 500 Etf, represents 13.7% of the portfolio.
Compared with Q2 2022, the fund opened 17 new positions and exited 2.
Portfolio Metrics
Turnover
+24.9%
vs prior filed quarter
Top-10 Concentration
+69.3%
share of reported value
Largest Position
+13.7%
Spdr Series Trust Portfolio S P 500 Etf
New / Exited
17 / 2
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 72.9% · $72M
- US GOVERNMENT · 21.3% · $21M
- Common Stock · 5.5% · $5M
- Other · 0.3% · $269,000
Quarter-over-Quarter Changes full breakdown →
vs Q2 2022 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| UNITED STATES TREASURY NOTES NOTE | NEW | +8.5K | 8.5K | +$8M | $8M |
| UNITED STATES TREASURY BILLS BILL | NEW | +8.5K | 8.5K | +$8M | $8M |
| UNITED STATES TREASURY NOTES NOTE | NEW | +1.8K | 1.8K | +$2M | $2M |
| ISHARES TRUST CORE S&P SCP ETF | NEW | +12.2K | 12.2K | +$1M | $1M |
| UNITED STATES TREASURY NOTES NOTE | NEW | +1.0K | 1.0K | +$1M | $1M |
| UNITED STATES TREASURY NOTES NOTE | NEW | +800 | 800 | +$794,000 | $794,000 |
| PSQUSDPROSHARES TRUST SHORT QQQ NEW ETF | NEW | +35.7K | 35.7K | +$533,000 | $533,000 |
| UNITED STATES TREASURY NOTES NOTE | NEW | +430 | 430 | +$422,000 | $422,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2022
45 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST PORTFOLIO S&P 500 ETF | PORTFOLIO S&P 500 ETF | 13.74% | $14M | 323.7K |
| 2 | UNITED STATES TREASURY NOTES NOTE | NOTE | 12.87% | $13M | 12.8K |
| 3 | ISHARES TRUST ESG AWARE MSCI USA ETF | ESG AWARE MSCI USA ETF | 10.88% | $11M | 135.5K |
| 4 | UNITED STATES TREASURY BILLS BILL | BILL | 8.43% | $8M | 8.5K |
| 5 | ISHARES TRUST US TREAS BD ETF | US TREAS BD ETF | 6.79% | $7M | 295.3K |
| 6 | SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | BLOOMBERG 1-3 MONTH T-BILL ETF | 4.78% | $5M | 51.7K |
| 7 | SCHWAB STRATEGIC TR US AGGREGATE B ETF | US AGGREGATE B ETF | 4.45% | $4M | 97.1K |
| 8 | SH1USDPROSHARES TRUST SHORT S&P 500 NE ETFhistory → | SHORT S&P 500 NE ETF | 4.40% | $4M | 251.6K |
| 9 | ISHARES TRUST EAFE VALUE ETF | EAFE VALUE ETF | 3.75% | $4M | 96.2K |
| 10 | ISHARES TRUST EAFE GRWTH ETF | EAFE GRWTH ETF | 3.52% | $3M | 48.0K |
| 11 | ISHARES TRUST CORE TOTAL USD ETF | CORE TOTAL USD ETF | 3.12% | $3M | 69.4K |
| 12 | INVESCO EXCHANGE TRADED FUND T S&P EMRNG MKTS ETF | S&P EMRNG MKTS ETF | 2.21% | $2M | 104.1K |
| 13 | SCHWAB STRATEGIC TR US TIPS ETF | US TIPS ETF | 1.86% | $2M | 35.4K |
| 14 | AMZNAMAZON COM INC COMhistory → | COM | 1.18% | $1M | 10.3K |
| 15 | ISHARES TRUST CORE HIGH DV ETF | CORE HIGH DV ETF | 1.14% | $1M | 12.3K |
| 16 | ISHARES TRUST MSCI USA MIN VOL FACTOR ETF | MSCI USA MIN VOL FACTOR ETF | 1.10% | $1M | 16.4K |
| 17 | ISHARES TRUST CORE S&P SCP ETF | CORE S&P SCP ETF | 1.08% | $1M | 12.2K |
| 18 | TLHISHARES TRUST 10-20 YR TRS ETF | 10-20 YR TRS ETF | 0.98% | $970,000 | 8.9K |
| 19 | MSFTMICROSOFT CORP COM | COM | 0.97% | $957,000 | 4.1K |
| 20 | SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETF | PORTFOLI S&P 1500 COMP STK ETF | 0.95% | $941,000 | 21.3K |
| 21 | ISHARES TRUST MBS ETF | MBS ETF | 0.85% | $842,000 | 9.2K |
| 22 | ALNYALNYLAM PHARMACEUTICALS INC COM | COM | 0.74% | $728,000 | 3.6K |
| 23 | WWDWOODWARD INC COM | COM | 0.74% | $728,000 | 9.1K |
| 24 | ISHARES TRUST FALN ANGLS USD ETF | FALN ANGLS USD ETF | 0.67% | $665,000 | 27.8K |
| 25 | ISHARES US ETF TRUST GSCI COMMODITY DYNAMIC ROLL | GSCI COMMODITY DYNAMIC ROLL | 0.60% | $597,000 | 16.7K |
| 26 | ISHARES TRUST ESG ADVANCED TOTAL USD BD M | ESG ADVANCED TOTAL USD BD M | 0.60% | $592,000 | 14.1K |
| 27 | ISHARES TRUST CONV BD ETF | CONV BD ETF | 0.55% | $549,000 | 8.0K |
| 28 | SPDR PORTFOLIO SH TSR ETF | PORTFOLIO SH TSR ETF | 0.55% | $541,000 | 18.7K |
| 29 | PSQUSDPROSHARES TRUST SHORT QQQ NEW ETF | SHORT QQQ NEW ETF | 0.54% | $533,000 | 35.7K |
| 30 | AAPLAPPLE INC COM | COM | 0.53% | $521,000 | 3.8K |
| 31 | VGSHVANGUARD SHORT TERM TREAS ETF | SHORT TERM TREAS ETF | 0.52% | $518,000 | 9.0K |
| 32 | BRK/BBERKSHIRE HATHAWAY INC COM CL B | COM CL B | 0.51% | $503,000 | 1.9K |
| 33 | ISHARES TRUST US INFRASTRUC ETF | US INFRASTRUC ETF | 0.43% | $422,000 | 13.1K |
| 34 | ISHARES US ETF TRUST BLACKROCK SH MATURITY BD ETF | BLACKROCK SH MATURITY BD ETF | 0.35% | $349,000 | 7.1K |
| 35 | PROSHARES TRUST SHRT RUSSELL2000 ETF | SHRT RUSSELL2000 ETF | 0.34% | $333,000 | 12.6K |
| 36 | ISHARES TRUST 3 7 YR TREAS BD ETF | 3 7 YR TREAS BD ETF | 0.33% | $322,000 | 2.8K |
| 37 | ESGEISHARES INC ESG AWARE MSCI EM ETF | ESG AWARE MSCI EM ETF | 0.32% | $317,000 | 11.4K |
| 38 | ISHARES TRUST BLACKROCK ULTRA SHT TRM BD | BLACKROCK ULTRA SHT TRM BD | 0.26% | $253,000 | 5.1K |
| 39 | NTLAINTELLIA THERAPEUTICS INC COM | COM | 0.25% | $252,000 | 4.5K |
| 40 | CRISPR THERAPEUTICS AG COM | COM | 0.25% | $249,000 | 3.8K |
| 41 | ISHARES TRUST MSCI KLD400 SOC ETF | MSCI KLD400 SOC ETF | 0.25% | $245,000 | 3.7K |
| 42 | SCHWAB STRATEGIC TR 5 10YR CORP BD ETF | 5 10YR CORP BD ETF | 0.23% | $232,000 | 5.5K |
| 43 | XLESELECT SECTOR SPDR TRUST ENERGY ETF | ENERGY ETF | 0.22% | $217,000 | 3.0K |
| 44 | TSLATESLA INC COM | COM | 0.21% | $207,000 | 780 |
| 45 | ISHARES TRUST ESG ADVANCED MSCI USA ETF | ESG ADVANCED MSCI USA ETF | 0.21% | $206,000 | 7.4K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $202M | 114 | Apr 16, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $194M | 113 | Feb 10, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $177M | 105 | Nov 13, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $155M | 95 | Jul 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $120M | 64 | Apr 22, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $115M | 61 | Jan 22, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $104M | 56 | Nov 8, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $104M | 54 | Jul 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $71M | 50 | Jan 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $63M | 44 | Oct 24, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $67M | 41 | Jul 24, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $62M | 37 | Apr 18, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $73M | 41 | Jan 20, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $99M | 57 | Oct 17, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $96M | 42 | Jul 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $109M | 43 | Apr 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $110M | 51 | Jan 19, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $102M | 46 | Oct 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $104M | 46 | Jul 19, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $97M | 46 | Apr 27, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $93M | 42 | Feb 2, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.