SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Garner Asset Management Corp

CIK 0001714093 · 5904 WOODWIND DR, PLANO, TX, 75093 · 2143876095

Reported Value
$197M
Q1 2021
Positions
162
Filings on Record
30
2019–present window
Filed
Apr 30, 2021
original filing

Summary

Garner Asset Management Corp reported $197M in U.S.-listed holdings across 162 positions for Q1 2021.

Its largest position, DHC, represents 3.9% of the portfolio.

Compared with Q4 2020, the fund opened 6 new positions and exited 4.

Portfolio Metrics

Turnover
+3.1%
vs prior filed quarter
Top-10 Concentration
+30.1%
share of reported value
Largest Position
+3.9%
Diversified Healthcare Tr
New / Exited
6 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $112MQ4 ’18Q1 ’19: $125MQ2 ’19: $129MQ3 ’19: $134MQ4 ’19: $144MQ4 ’19Q1 ’20: $111MQ2 ’20: $134MQ3 ’20: $153MQ4 ’20: $183MQ4 ’20Q1 ’21: $197MQ2 ’21: $215MQ3 ’21: $221MQ4 ’21: $246MQ4 ’21Q1 ’22: $255MQ2 ’22: $235MQ3 ’22: $193MQ1 ’23: $218MQ1 ’23Q2 ’23: $179MQ3 ’23: $175MQ2 ’24: $212MQ3 ’24: $225MQ3 ’24Q4 ’24: $221MQ2 ’25: $216MQ3 ’25: $248MQ4 ’25: $261MQ4 ’25Q1 ’26: $255Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 70.3%REIT: 13.2%Other: 8.5%ETP: 3.6%Closed-End Fund: 2.3%Other: 2.1%
  • Common Stock · 70.3% · $139M
  • REIT · 13.2% · $26M
  • Other · 8.5% · $17M
  • ETP · 3.6% · $7M
  • Closed-End Fund · 2.3% · $5M
  • Other · 2.1% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
COPCONOCOPHILLIPSNEW+14.6K14.6K+$774,000$774,000
MKCMCCORMICK & CO INCNEW+5.3K5.3K+$468,000$468,000
EXMOCEXXON MOBIL CORPNEW+7.7K7.7K+$432,000$432,000
NIC INCNEW+6.6K6.6K+$225,000$225,000
SWKSTANLEY BLACK & DECKER INCNEW+1.0K1.0K+$204,000$204,000
OAKTREE SPECIALTY LENDING CONEW+25.1K25.1K+$155,000$155,000
Concho Res IncSOLD OUT−8.7K0−$506,000$0
ABBVABBVIE INCSOLD OUT−2.0K0−$214,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

156 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1DHCDIVERSIFIED HEALTHCARE TRhistory →COM SHS BEN INT3.91%$8M323.8K
2AAPLAPPLE INChistory →COM3.59%$7M58.0K
3TAT&T INChistory →COM3.58%$7M233.7K
4ILPTIndustrial Logistics PPTYhistory →COM3.52%$7M300.5K
5Office Pptys Income TrCOM SHS BEN INT2.96%$6M212.5K
6BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW · CL A2.73%$5M19.7K
7AMZNAMAZON COM INChistory →COM2.72%$5M1.7K
8IPINTL PAPER COhistory →COM2.47%$5M90.3K
9ZGZILLOW GROUP INChistory →CL A2.38%$5M35.7K
10GOOGALPHABET INCCAP STK CL C · CAP STK CL A2.22%$4M2.1K
11FPI0history →COM2.06%$4M156.9K
12WYWEYERHAEUSER COhistory →COM1.67%$3M92.4K
13DELLDELL TECHNOLOGIES INChistory →CL C1.41%$3M31.6K
14IBMINTERNATIONAL BUSINESS MACHShistory →COM1.35%$3M19.9K
15WMTWAL-MART STORES INChistory →COM1.32%$3M19.2K
16QCOMQUALCOMM INChistory →COM1.29%$3M19.2K
17VZVERIZON COMMUNICATIONS INChistory →COM1.27%$3M43.1K
18TRVTRAVELERS COMPANIES INChistory →COM1.22%$2M16.1K
19UPSUNITED PARCEL SERVICE INChistory →CL B1.19%$2M13.9K
20MSFTMICROSOFT CORPhistory →COM1.18%$2M9.9K
21OKEONEOK INC NEWhistory →COM1.17%$2M45.5K
22TIPISHARES TRTIPS BD ETF · CORE S&P SCP ETF · DOW JONES US ETF · MSCI EAFE ETF1.07%$2M19.8K
23COSTCOSTCO WHSL CORP NEWhistory →COM1.02%$2M5.7K
24ANNALY CAP MGMT INCCOM0.96%$2M220.8K
25CMECME GROUP INCCOM0.94%$2M9.1K
26DOW CHEM COCOM0.93%$2M28.8K
27BLACKROCK INCCOM0.90%$2M2.4K
28SCHWSCHWAB CHARLES CORP NEWCOM0.87%$2M26.4K
29FDXFEDEX CORPCOM0.86%$2M6.0K
30KAYNE ANDERSON MDSTM ENERGYCOM0.82%$2M244.5K
31RSPINVESCO EXCHANGE TRADED FD T S&P 500EQL WGT0.80%$2M11.2K
32TWLOTWILIO INCCL A0.79%$2M4.6K
33TSNTYSON FOODS INCCL A0.79%$2M21.0K
34STMSTMICROELECTRONICS N VNY REGISTRY0.78%$2M40.3K
35ANAUTONATION INCCOM0.77%$2M16.3K
36OLNOLIN CORPCOM PAR $10.75%$1M39.1K
37AMATAPPLIED MATLS INCCOM0.73%$1M10.8K
38BACBANK AMER CORPCOM0.73%$1M37.2K
39GLWCORNING INCCOM0.73%$1M33.1K
40PSECPROSPECT CAPITAL CORPORATIONCOM0.71%$1M183.5K
41INTCINTEL CORPCOM0.71%$1M21.9K
42WMWASTE MGMT INC DELCOM0.68%$1M10.4K
43APOLLO INVT CORPCOM0.66%$1M94.9K
44CSCOCISCO SYS INCCOM0.65%$1M24.9K
45UNILEVER PLCSPON ADR NEW0.64%$1M22.7K
46MOSMOSAIC CO NEWCOM0.63%$1M39.6K
47SPYSPDR S&P 500 ETF TRTR UNIT0.63%$1M3.1K
48BABOEING COCOM0.63%$1M4.9K
49STZCONSTELLATION BRANDS INCCL A0.61%$1M5.3K
50LMTLOCKHEED MARTIN CORPCOM0.61%$1M3.2K
51CVSCVS HEALTH CORPCOM0.60%$1M15.8K
52KMBKIMBERLY CLARK CORPCOM0.60%$1M8.5K
53APOLLO SR FLOATING RATE FD ICOM0.60%$1M79.2K
54SEBSEABOARD CORPCOM0.60%$1M319
55QQQINVESCO QQQ TRUNIT SER 10.59%$1M3.7K
56SOSOUTHERN COCOM0.58%$1M18.4K
57JNJJOHNSON & JOHNSONCOM0.55%$1M6.6K
58TAPMOLSON COORS BREWING COCL B0.54%$1M20.7K
59AVGOBROADCOM INCCOM0.53%$1M2.3K
60PLYMPLYMOUTH INDL REIT INCCOM0.53%$1M39.2K
61CALMCAL MAINE FOODS INCCOM NEW0.53%$1M27.1K
62KANSAS CITY SOUTHERNCOM NEW0.52%$1M3.9K
63EIMEATON VANCE MUN BD FDCOM0.51%$1M75.8K
64CVXCHEVRON CORP NEWCOM0.49%$974,0009.3K
65BKLNINVESCO EXCHNG TRADED FD TRSR LN ETF0.49%$971,00043.9K
66NSCNORFOLK SOUTHERN CORPCOM0.48%$949,0003.5K
67TSLATESLA INCCOM0.48%$946,0001.4K
68DEDEERE & COCOM0.48%$940,0002.5K
69KYNKAYNE ANDERSON MLP INVT COCOM0.48%$939,000131.0K
70XYZSQUARE INCCL A0.47%$926,0004.1K
71RDFNREDFIN CORPCOM0.46%$912,00013.7K
72FAFFIRST AMERN FINL CORPCOM0.45%$894,00015.8K
73SDASEALED AIR CORP NEWCOM0.44%$869,00019.0K
74UNPUNION PAC CORPCOM0.43%$853,0003.9K
75PANWPALO ALTO NETWORKS INCCOM0.43%$849,0002.6K
76DU PONT E I DE NEMOURS & COCOM0.42%$826,00010.7K
77INTUINTUITCOM0.42%$826,0002.2K
78VMOINVESCO MUN OPPORTUNITY TRCOM0.42%$825,00062.6K
79DISDISNEY WALT CO COM DISNEYCOM0.40%$792,0004.3K
80TXNTEXAS INSTRS INCCOM0.40%$788,0004.2K
81ABERDEEN ASIA PACIFIC INCOMCOM0.40%$784,000191.8K
82COPCONOCOPHILLIPSCOM0.39%$774,00014.6K
83CTVACORTEVA INCCOM0.39%$763,00016.4K
84MRKMERCK & CO INCCOM0.38%$756,0009.8K
85ORIOLD REP INTL CORPCOM0.38%$751,00034.4K
86LOWLOWES COS INCCOM0.37%$740,0003.9K
87XEFRXEATON VANCE SR FLTNG RTE TRCOM0.37%$738,00053.5K
88PGPROCTER AND GAMBLE COCOM0.37%$728,0005.4K
89PNNTPENNANTPARK INVT CORPCOM0.37%$722,000127.8K
90CALAVO GROWERS INCCOM0.36%$711,0009.2K
91CREE INCCOM0.36%$708,0006.5K
92SLRCSOLAR CAP LTDCOM0.36%$708,00039.9K
93ETNEATON CORP PLCSHS0.35%$696,0005.0K
94EMNEASTMAN CHEM COCOM0.35%$691,0006.3K
95DUKDUKE ENERGY CORP NEWCOM NEW0.34%$676,0007.0K
96SYKSTRYKER CORPCOM0.34%$674,0002.8K
97EFTEATON VANCE FLTING RATE INCCOM0.33%$649,00046.0K
98BPBP PLCSPONSORED ADR0.32%$626,00025.7K
99PFEPFIZER INCCOM0.31%$618,00017.1K
100CSXCSX CORPCOM0.31%$612,0006.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$255M156Apr 29, 202613F-HRchanges · EDGAR ↗
Q4 2025$261M425Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$248M155Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$216M148Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025Under review155May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$221M150Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$225M154Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$212M153Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024Under review158May 16, 202413F-HRchanges · EDGAR ↗
Q4 2023Under review380Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$175M154Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$179M156Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$218M166May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review163Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$193M164Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$235M178Jul 29, 202213F-HRchanges · EDGAR ↗
Q1 2022$255M180Apr 29, 202213F-HRchanges · EDGAR ↗
Q4 2021$246M173Jan 31, 202213F-HRchanges · EDGAR ↗
Q3 2021$221M173Oct 29, 202113F-HRchanges · EDGAR ↗
Q2 2021$215M170Aug 3, 202113F-HRchanges · EDGAR ↗
Q1 2021$197M162Apr 30, 202113F-HRchanges · EDGAR ↗
Q4 2020$183M160Jan 29, 202113F-HRchanges · EDGAR ↗
Q3 2020$153M154Oct 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$134M147Jul 27, 202013F-HRchanges · EDGAR ↗
Q1 2020$111M137Apr 27, 202013F-HRchanges · EDGAR ↗
Q4 2019$144M146Jan 17, 202013F-HRchanges · EDGAR ↗
Q3 2019$134M146Oct 29, 201913F-HRchanges · EDGAR ↗
Q2 2019$129M141Jul 19, 201913F-HRchanges · EDGAR ↗
Q1 2019$125M139Apr 23, 201913F-HRchanges · EDGAR ↗
Q4 2018$112M139Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.