APOLLO SR FLOATING RATE FD I
CUSIP 037636107
Apollo Sr Floating Rate Fd I has 50 institutional holders in Filings Flow’s 13F database, together reporting 3.60M shares worth $27M as of Q4 2022. The largest reported holders are Guggenheim Capital LLC, Icon Advisers Inc/Co, and Advisors Asset Management, Inc..
Institutional Holders
50
Q4 2022
Reported Value
$27M
Ticker
unmapped
private placement or foreign
Quarters Tracked
7
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Next Capital Management LLC$330M AUM | 1.23% | $3M | 202.5K | Q2 2024OLDER |
| ICON ADVISERS INC/CO$433M AUM | 1.02% | $4M | 335.7K | Q4 2023OLDER |
| Garner Asset Management Corp$255M AUM | 0.51% | $1,082 | 74.4K | Q2 2024OLDER |
| United Advisor Group, LLC$811M AUM | 0.20% | $630,992 | 43.4K | Q2 2024OLDER |
| MELFA WEALTH MANAGEMENT, INC.$174M AUM | 0.13% | $180,279 | 12.4K | Q2 2024OLDER |
| Bramshill Investments, LLC$1.2B AUM | 0.09% | $859,852 | 59.1K | Q2 2024OLDER |
| Advisors Asset Management, Inc.$6.0B AUM | 0.09% | $4M | 302.8K | Q2 2024OLDER |
| Shaker Financial Services, LLC$287M AUM | 0.08% | $195,140 | 13.7K | Q1 2024OLDER |
| SHUFRO ROSE & CO LLC$1.5B AUM | 0.06% | $758,988 | 52.2K | Q3 2024 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM | 0.05% | $581,158 | 43.9K | Q4 2023OLDER |
| Alpine Global Management, LLC$668M AUM | 0.04% | $247,180 | 17.0K | Q2 2024OLDER |
| OneDigital Investment Advisors LLC$10.2B AUM | 0.03% | $3M | 189.6K | Q2 2024OLDER |
| GUGGENHEIM CAPITAL LLC$12.9B AUM | 0.03% | $5M | 331.8K | Q2 2024OLDER |
| Compound Planning, Inc.$3.3B AUM | 0.03% | $363,333 | 25.0K | Q2 2024OLDER |
| ZAZOVE ASSOCIATES LLC$2.1B AUM | 0.02% | $192 | 14.5K | Q4 2023OLDER |
| Apollo Management Holdings, L.P.$7.6B AUM | 0.02% | $2M | 105.2K | Q2 2024OLDER |
| AQR Arbitrage LLC$6.1B AUM | 0.01% | $345,507 | 26.1K | Q4 2023OLDER |
| Pathstone Holdings, LLC$25.1B AUM | 0.01% | $3M | 211.0K | Q2 2024OLDER |
| Capital Investment Advisors, LLC$6.8B AUM | 0.01% | $561,578 | 38.6K | Q2 2024OLDER |
| Cape Investment Advisory, Inc.$301M AUM | 0.01% | $27,185 | 1.9K | Q2 2024OLDER |
| Hennion & Walsh Asset Management, Inc.$3.5B AUM | 0.01% | $189,311 | 13.0K | Q2 2024OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.01% | $340,149 | 23.4K | Q3 2024 |
| FIRST FOUNDATION ADVISORS$2.5B AUM | 0.01% | $145,989 | 11.0K | Q4 2023OLDER |
| Wealthcare Advisory Partners LLC$5.3B AUM | 0.00% | $145,807 | 10.0K | Q2 2024OLDER |
| Westchester Capital Management, LLC$2.2B AUM | 0.00% | $117,309 | 8.1K | Q2 2024OLDER |
| Anchor Investment Management, LLC$1.2B AUM | 0.00% | $38,475 | 2.7K | Q1 2024OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $2M | 161.8K | Q2 2024OLDER |
| Williams Jones Wealth Management, LLC.$8.1B AUM | 0.00% | $174,480 | 12.0K | Q2 2024OLDER |
| Avior Wealth Management, LLC$3.8B AUM | 0.00% | $45,248 | 3.1K | Q2 2024OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $3M | 175.6K | Q2 2024OLDER |
| Invesco Ltd.$653.3B AUM | 0.00% | $4M | 263.3K | Q2 2024OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $165,901 | 11.4K | Q2 2024OLDER |
| Walleye Capital LLC$24.0B AUM | 0.00% | $290,029 | 21.9K | Q4 2023OLDER |
| Addison Advisors LLC$452M AUM | 0.00% | $1,352 | 102 | Q4 2023OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $44,318 | 3.0K | Q2 2024OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $136,916 | 9.4K | Q2 2024OLDER |
| CAMBRIDGE TRUST CO$2.6B AUM | 0.00% | $5,830 | 440 | Q4 2023OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $898,397 | 61.8K | Q2 2024OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $13,374 | 900 | Q2 2024OLDER |
| AMERICAN NATIONAL BANK & TRUST$1.0B AUM | 0.00% | $477 | 36 | Q4 2023OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $175,687 | 12.1K | Q2 2024OLDER |
| CIBC Private Wealth Group LLC$59.2B AUM | 0.00% | $27,621 | 1.9K | Q2 2024OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $219,205 | 15.1K | Q2 2024OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $4,362 | 300 | Q2 2024OLDER |
| Qube Research & Technologies Ltd$89.9B AUM | 0.00% | $15,238 | 1.1K | Q4 2023OLDER |
| US BANCORP \DE\$82.4B AUM | 0.00% | $13,661 | 1.0K | Q4 2023OLDER |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $29,080 | 2.0K | Q2 2024OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $19,483 | 1.3K | Q2 2024OLDER |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.00% | $145 | 10 | Q2 2024OLDER |
| ASSETMARK, INC$49.0B AUM | 0.00% | $567 | 39 | Q2 2024OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.