SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Worth Venture Partners, LLC

CIK 0001696778 · 2 EXECUTIVE DRIVE, SUITE 515, FORT LEE, NJ, 07024 · 2125589017

Reported Value
$175M
Q3 2019
Positions
193
Filings on Record
30
2019–present window
Filed
Nov 12, 2019
original filing

Summary

Worth Venture Partners, LLC reported $175M in U.S.-listed holdings across 193 positions for Q3 2019.

Its largest position, Squre 0 375 03 01 22 Cvt Convertible 0 375 01 Mar 22, represents 16.6% of the portfolio.

Compared with Q2 2019, the fund opened 36 new positions and exited 34.

Portfolio Metrics

Turnover
+18.4%
vs prior filed quarter
Top-10 Concentration
+71.4%
share of reported value
Largest Position
+16.6%
Squre 0 375 03 01 22 Cvt Convertible 0 375 01 Mar 22
New / Exited
36 / 34
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $132MQ4 ’18Q1 ’19: $180MQ2 ’19: $181MQ3 ’19: $175MQ4 ’19: $204MQ4 ’19Q1 ’20: $162MQ2 ’20: $204MQ3 ’20: $122MQ4 ’20: $126MQ4 ’20Q1 ’21: $206MQ2 ’21: $269MQ3 ’21: $222MQ4 ’21: $202MQ4 ’21Q1 ’22: $217MQ2 ’22: $170MQ3 ’22: $163MQ4 ’22: $169MQ4 ’22Q1 ’23: $205MQ2 ’23: $184MQ3 ’23: $169MQ4 ’23: $185MQ4 ’23Q1 ’24: $15MQ2 ’24: $13MQ3 ’24: $14MQ4 ’24: $10MQ4 ’24Q1 ’25: $53MQ2 ’25: $65MQ3 ’25: $34MQ4 ’25: $14MQ4 ’25Q1 ’26: $32Mfilingsflow.com

Portfolio Composition

By security type
US DOMESTIC: 69.8%Common Stock: 14.1%GLOBAL: 8.4%Other: 4.1%ETP: 2.5%Other: 1.2%
  • US DOMESTIC · 69.8% · $122M
  • Common Stock · 14.1% · $25M
  • GLOBAL · 8.4% · $15M
  • Other · 4.1% · $7M
  • ETP · 2.5% · $4M
  • Other · 1.2% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MDCO 2.500 01/15/22 CVT CONVERTIBLE 2.500 15 Jan 22NEW+3.11M3.11M+$5M$5M
CLF 1.500 01/15/25 CVT CONVERTIBLE 1.500 15 Jan 25NEW+3.50M3.50M+$4M$4M
ILMNILLUMINA INCNEW+7.2K7.2K+$2M$2M
TDOCTELADOC INCNEW+31.0K31.0K+$2M$2M
TWLO 0.250 06/01/23 CVT CONVERTIBLE 0.250 01 Jun 23NEW+1.00M1.00M+$2M$2M
PCLN 0.350 06/15/20 CVT CONVERTIBLE 0.350 15 Jun 20NEW+1.00M1.00M+$1M$1M
NTNXNUTANIX INC - ANEW+44.1K44.1K+$1M$1M
WIFIBOINGO WIRELESS INCNEW+99.9K99.9K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

80 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SQURE 0.375 03/01/22 CVT CONVERTIBLE 0.375 01 Mar 22NOTE 0.375% 3/016.62%$29M10.70M
2AMD 2.125 09/01/26 CVT CONVERTIBLE 2.125 01 Sep 26NOTE 2.125% 9/015.26%$27M7.15M
3CZR 5.000 10/01/24 CVT CONVERTIBLE 5.000 01 Oct 24NOTE 5.000%10/08.41%$15M8.52M
4ANTMX 2.750 10/15/42 CVT CONVERTIBLE 2.750 15 Oct 42NOTE 2.750%10/15.75%$10M3.01M
5NICE 1.250 01/15/24 CVT CONVERTIBLE 1.250 15 Jan 24NOTE 1.250% 1/15.31%$9M5.21M
6SRPTX 1.500 11/15/24 CVT CONVERTIBLE 1.500 15 Nov 24DBCV 1.500%11/15.28%$9M6.95M
7WDAY 1.500 07/15/20 CVT CONVERTIBLE 1.500 15 Jul 20NOTE 1.500% 7/3 · NOTE 1.500% 7/2 · NOTE 1.500% 7/14.92%$9M4.13M
8RTRX 2.500 09/15/25 CVT CONVERTIBLE 2.500 15 Sep 25NOTE 2.500% 9/14.13%$7M9.38M
9WMGI 2.250 11/15/21 CVT CONVERTIBLE 2.250 15 Nov 21NOTE 2.250%11/2 · NOTE 2.250%11/13.04%$5M4.55M
10MDCO 2.500 01/15/22 CVT CONVERTIBLE 2.500 15 Jan 22NOTE 2.500% 1/12.70%$5M3.11M
11CLF 1.500 01/15/25 CVT CONVERTIBLE 1.500 15 Jan 25DBCV 1.500% 1/12.20%$4M3.50M
12TSLA 2.000 05/15/24 CVT CONVERTIBLE 2.000 15 May 24NOTE 2.000% 5/11.74%$3M3.00M
13ILMNILLUMINA INChistory →COM1.25%$2M7.2K
14TDOCTELADOC INChistory →COM1.20%$2M31.0K
15Liberty Media 1.375 10/15/23 CVT CONVERTIBLE 1.375 15 Oct 23NOTE 1.375%10/11.02%$2M1.50M
16TWLO 0.250 06/01/23 CVT CONVERTIBLE 0.250 01 Jun 23NOTE 0.250% 6/00.95%$2M1.00M
17AVANTOR MANDTY CON SRS A PRF CONVERTIBLE PREFERRED 0.0006.25 PFD CNV SR0.91%$2M30.0K
18BMRNBIOMARIN PHARMACEUTICAL INCCOM0.88%$2M22.8K
19PCLN 0.350 06/15/20 CVT CONVERTIBLE 0.350 15 Jun 20NOTE 0.350% 6/10.85%$1M1.00M
20SILICOM LTDORD0.75%$1M41.5K
21IWMISHARES RUSSELL 2000 ETFRUSSELL 2000 ETF0.70%$1M8.1K
22NTNXNUTANIX INC - ACL A0.66%$1M44.1K
23WIFIBOINGO WIRELESS INCCOM0.63%$1M99.9K
24SEACHANGE INTERNATIONAL INCCOM0.63%$1M382.0K
25ASPNASPEN AEROGELS INCCOM0.59%$1M173.5K
26SMITH MICRO SOFTWARE ORDCOM NEW0.55%$971,000178.7K
27AVID TECHNOLOGY INCCOM0.51%$899,000145.3K
28LIQTECH INTERNATIONAL ORDCOM0.51%$887,000112.3K
29PIXELWORKS INCCOM NEW0.49%$865,000233.9K
30ONON SEMICONDUCTOR ORDCOM0.49%$863,00044.9K
31ALLOT COMMUNICATIONS LTDSHS0.48%$844,000104.7K
32KNKNOWLES CORPCOM0.46%$811,00039.9K
33AIRGAIRGAIN ORDCOM0.40%$707,00060.2K
34APPSDIGITAL TURBINE INCCOM NEW0.39%$689,000106.8K
35FLEXION THERAPEUTICS INCCOM0.39%$676,00049.4K
36BIODELIVERY SCIENCES INTLCOM0.38%$666,000158.0K
37DSP GROUP INCCOM0.37%$648,00046.0K
38CLFDCLEARFIELD INCCOM0.35%$616,00052.0K
39DHXDHI GROUP INCCOM0.35%$612,000159.0K
40XLVHEALTH CARE SELECT SECTOR HEDGEFUNDSBI HEALTHCARE0.33%$586,0006.5K
41CHMACHIASMA ORDCOM0.29%$510,000103.2K
42XLYConsumer Discretionary Select Sector SPDR Fund HEDGEFUNDSBI CONS DISCR0.28%$496,0004.1K
43VGTVANGUARD INFORMATION TECHNOLOGY ETFINF TECH ETF0.27%$478,0002.2K
44RIGEL PHARMACEUTICALS INCCOM NEW0.27%$469,000250.7K
45RFILRF INDUSTRIES ORDCOM PAR $0.010.26%$463,00065.4K
46XBISPDR S&P BIOTECH ETF HEDGEFUNDS&P BIOTECH0.26%$449,0005.9K
47LJPCLA JOLLA PHARMACEUTICAL COCOM PAR $.0001 20.25%$434,00049.3K
48FLNACASSAVA SCIENCES ORDCOM0.25%$431,000359.6K
49NOKNOKIA CORP-SPON ADRSPONSORED ADR0.24%$426,00084.0K
50NEWLINK GENETICS CORPCOM0.24%$419,000263.7K
51VUZIVUZIX CORPCOM NEW0.24%$417,000182.6K
52AKTSQAKOUSTIS TECHNOLOGIE ORDCOM0.24%$414,00053.4K
53SONIM TECHNOLOGIES ORDCOM0.23%$406,000138.7K
54ADAMAS PHARMACEUTICALS INCCOM0.23%$396,00077.4K
55ORION ENERGY SYSTEMS INCCOM0.21%$368,000129.4K
56ZAFGEN INCCOM0.19%$338,000458.4K
57ATENA10 NETWORKS INCCOM0.18%$316,00045.5K
58BKNGBOOKING HOLDINGS ORDCOM0.17%$300,000153
59XLIINDUSTRIAL SELECT SECT SPDR HEDGEFUNDSBI INT-INDS0.17%$294,0003.8K
60DMACDIAMEDICA THERAPEUTI ORDCOM NEW0.17%$294,000141.8K
61QUMU ORDCOM0.16%$284,00087.2K
62XLFFINANCIAL SELECT SECTOR SPDR HEDGEFUNDSBI INT-FINL0.16%$274,0009.8K
63AGXARGAN ORDCOM0.14%$240,0003.3K
64ALIMERA SCIENCES ORDCOM0.14%$237,000419.2K
65EFTTECHTARGETCOM0.13%$225,00010.0K
66XPHSPDR S&P PHARMACEUTICALS ETFS&P PHARMAC0.13%$221,0006.2K
67APTEVO THERAPEUTICS INCCOM0.13%$221,000375.7K
68XLPConsumer Staples Select Sector SPDR Fund HEDGEFUNDSBI CONS STPLS0.12%$206,0003.3K
69CORREVIO PHARMA ORDCOM0.12%$203,000101.4K
70AGILE THERAPEUTICS INCCOM0.11%$195,000165.0K
71PROGENICS PHARMACEUTICALSCOM0.10%$167,00033.0K
72NANO DIMENSION ADRSPONS ADR0.09%$159,000395.0K
73APTOSE BIOSCIENCES ORDCOM0.07%$131,00063.0K
74XLCCommunication Services Select Sector SPDR FundCOMMUNICATION0.05%$79,0001.6K
75FOAMIX PHARMACEUTICALS ORDSHS0.04%$72,00023.6K
76BIONANO GENOMICS ORDCOM0.03%$58,00080.7K
77NANOVIBRONIX ORDCOM0.03%$50,00019.9K
78ENTERA BIO ORDSHS0.02%$39,00016.5K
79ACHIEVE LIFE SCIENCES ORDCOM0.01%$24,00014.3K
80ENTERA BIO EQY WARRANT WRNT*W EXP 06/27/2020.00%$7,00014.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$32M55May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$14M53Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$34M64Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$65M42Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$53M36May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$10M34Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$14M49Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$13M56Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$15M63May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$185M130Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$169M163Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$184M173Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$205M194May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$169M183Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$163M183Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$170M150Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$217M148May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$202M130Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$222M130Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$269M115Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$206M111May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$126M101Feb 17, 202113F-HRchanges · EDGAR ↗
Q3 2020$122M220Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$204M220Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$162M198May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$204M178Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$175M193Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$181M197Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$180M204May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$132M209Feb 15, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • DLD Asset Management, LP028-17749

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.