SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Capital Investment Advisory Services, LLC

CIK 0001659203 · 100 E. SIX FORKS RD., SUITE 200, RALEIGH, NC, 27609 · 919-831-2370

Reported Value
$1.0B
Q3 2023
Positions
945
Filings on Record
30
2019–present window
Filed
Nov 2, 2023
original filing

Summary

Capital Investment Advisory Services, LLC reported $1.0B in U.S.-listed holdings across 945 positions for Q3 2023.

Its largest position, Spdr, represents 14.1% of the portfolio.

Compared with Q2 2023, the fund opened 83 new positions and exited 39.

Portfolio Metrics

Turnover
+4.7%
vs prior filed quarter
Top-10 Concentration
+38.5%
share of reported value
Largest Position
+14.1%
Spdr
New / Exited
83 / 39
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $234MQ4 ’18Q1 ’19: $268MQ2 ’19: $329MQ3 ’19: $359MQ4 ’19: $374MQ4 ’19Q1 ’20: $410MQ2 ’20: $494MQ3 ’20: $531MQ4 ’20: $674MQ4 ’20Q1 ’21: $708MQ2 ’21: $796MQ3 ’21: $791MQ4 ’21: $844MQ4 ’21Q1 ’22: $919MQ2 ’22: $826MQ3 ’22: $772MQ4 ’22: $843MQ4 ’22Q1 ’23: $847MQ2 ’23: $1.0BQ3 ’23: $1.0BQ4 ’23: $1.1BQ4 ’23Q1 ’24: $934MQ2 ’24: $969MQ3 ’24: $1.1BQ4 ’24: $1.0BQ4 ’24Q1 ’25: $1.1BQ2 ’25: $1.2BQ3 ’25: $1.3BQ4 ’25: $1.4BQ4 ’25Q1 ’26: $1.4Bfilingsflow.com

Portfolio Composition

By security type
ETP: 66.7%Common Stock: 30.5%Other: 1.2%REIT: 0.6%ADR: 0.4%Other: 0.6%
  • ETP · 66.7% · $681M
  • Common Stock · 30.5% · $312M
  • Other · 1.2% · $12M
  • REIT · 0.6% · $6M
  • ADR · 0.4% · $5M
  • Other · 0.6% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AQNALGONQUIN PWR UTILS CORPNEW+237.8K237.8K+$1M$1M
INNOVATOR ETFS TRNEW+43.7K43.7K+$1M$1M
AZOAUTOZONE INCNEW+431431+$1M$1M
J P MORGAN EXCHANGE TRADED FNEW+16.9K16.9K+$792,407$792,407
SPROTT FDS TRNEW+13.4K13.4K+$632,078$632,078
UNGUSDUNITED STS NAT GAS FD LPNEW+71.3K71.3K+$486,822$486,822
CCOCAMECO CORPNEW+9.9K9.9K+$391,445$391,445
TROWPRICE T ROWE GROUP INCNEW+3.4K3.4K+$354,377$354,377

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

36 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPDR SER TRBLOOMBERG 1-3 MO · PORTFOLIO S&P40015.17%$155M1.82M
2ISHARES TRMSCI USA QLT FCT · 3 7 YR TREAS BD · CORE S&P500 ETF · CORE DIV GRWTH · LATN AMER 40 ETF · CORE S&P MCP ETF · 7-10 YR TRSY BD · CORE S&P SCP ETF · 0-3 MNTH TREASRY · CORE MSCI EAFE · S&P 500 GRWT ETF10.16%$104M1.21M
3J P MORGAN EXCHANGE TRADED FULTRA SHRT INC5.39%$55M1.10M
4VGSHVANGUARD SCOTTSDALE FDShistory →SHORT TERM TREAS4.88%$50M865.7K
5AAPLAPPLE INChistory →COM2.87%$29M171.2K
6INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT2.47%$25M177.9K
7FIRST TR EXCHANGE-TRADED FDFIRST TR ENH NEW · MULTI ASSET DI1.88%$19M506.4K
8AMZNAMAZON COM INChistory →COM1.35%$14M108.3K
9MSFTMICROSOFT CORPhistory →COM1.32%$14M42.9K
10VANGUARD INTL EQUITY INDEX FALLWRLD EX US1.21%$12M238.4K
11XLUSELECT SECTOR SPDR TRhistory →SBI INT-UTILS1.17%$12M203.5K
12FIRST TR EXCHNG TRADED FD VIINCOME OPPRTNTES · VEST US BUFFER1.02%$10M455.3K
13GOOGALPHABET INChistory →CAP STK CL C1.00%$10M77.1K
14VANGUARD INDEX FDSTOTAL STK MKT · MID CAP ETF0.99%$10M47.9K
15NVDANVIDIA CORPORATIONCOM0.94%$10M22.0K
16JNJJOHNSON & JOHNSONCOM0.90%$9M58.7K
17TFCTRUIST FINL CORPCOM0.80%$8M285.8K
18DUKDUKE ENERGY CORP NEWCOM NEW0.71%$7M82.5K
19LOWLOWES COS INCCOM0.62%$6M30.6K
20ABBVABBVIE INCCOM0.60%$6M41.1K
21NDQINVESCO QQQ TRUNIT SER 10.57%$6M16.1K
22PGPROCTER AND GAMBLE COCOM0.50%$5M35.3K
23EXMOCEXXON MOBIL CORPCOM0.46%$5M40.2K
24SPDR S&P 500 ETF TRTR UNIT0.45%$5M10.8K
25HDHOME DEPOT INCCOM0.44%$4M14.8K
26SCHWAB STRATEGIC TRUS DIVIDEND EQ0.44%$4M63.0K
27CHVCHEVRON CORP NEWCOM0.42%$4M25.4K
28PROSHARES TRS&P 500 DV ARIST0.38%$4M44.3K
29DFAUDIMENSIONAL ETF TRUSTUS CORE EQT MKT0.38%$4M129.7K
30IBMINTERNATIONAL BUSINESS MACHSCOM0.38%$4M27.6K
31METAMETA PLATFORMS INCCL A0.37%$4M12.7K
32BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.37%$4M10.8K
33WISDOMTREE TRUS QTLY DIV GRT0.35%$4M55.9K
34JPMJPMORGAN CHASE & COCOM0.35%$4M24.4K
35INVESCO EXCH TRADED FD TR IIS&P500 HDL VOL0.34%$4M89.5K
36FIRST TR VALUE LINE DIVID INSHS0.34%$3M93.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.4B1,206May 5, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.4B1,164Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.3B1,084Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.2B1,054Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.1B1,000Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.0B933Jan 23, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B981Oct 30, 202413F-HRchanges · EDGAR ↗
Q2 2024$969M966Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$934M952Apr 25, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.1B978Feb 1, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.0B945Nov 2, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.0B875Jul 28, 202313F-HRchanges · EDGAR ↗
Q1 2023$847M873Apr 21, 202313F-HRchanges · EDGAR ↗
Q4 2022$843M802Feb 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$772M812Oct 26, 202213F-HRchanges · EDGAR ↗
Q2 2022$826M826Jul 22, 202213F-HRchanges · EDGAR ↗
Q1 2022$919M837May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$844M812Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$791M758Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$796M779Jul 27, 202113F-HRchanges · EDGAR ↗
Q1 2021$708M727May 5, 202113F-HRchanges · EDGAR ↗
Q4 2020$674M705Jan 25, 202113F-HRchanges · EDGAR ↗
Q3 2020$531M630Oct 19, 202013F-HRchanges · EDGAR ↗
Q2 2020$494M578Aug 5, 202013F-HRchanges · EDGAR ↗
Q1 2020$410M567Apr 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$374M553Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$359M1,425Oct 17, 201913F-HRchanges · EDGAR ↗
Q2 2019$329M1,440Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$268M1,258Apr 23, 201913F-HRchanges · EDGAR ↗
Q4 2018$234M1,255Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.