SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Capital Investment Advisory Services, LLC

CIK 0001659203 · 100 E. SIX FORKS RD., SUITE 200, RALEIGH, NC, 27609 · 919-831-2370

Reported Value
$844M
Q4 2021
Positions
812
Filings on Record
30
2019–present window
Filed
Feb 1, 2022
original filing

Summary

Capital Investment Advisory Services, LLC reported $844M in U.S.-listed holdings across 812 positions for Q4 2021.

Its largest position, J P Morgan Exchange Traded F, represents 8.6% of the portfolio.

Compared with Q3 2021, the fund opened 83 new positions and exited 29.

Portfolio Metrics

Turnover
+7.3%
vs prior filed quarter
Top-10 Concentration
+27.7%
share of reported value
Largest Position
+8.6%
J P Morgan Exchange Traded F
New / Exited
83 / 29
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $234MQ4 ’18Q1 ’19: $268MQ2 ’19: $329MQ3 ’19: $359MQ4 ’19: $374MQ4 ’19Q1 ’20: $410MQ2 ’20: $494MQ3 ’20: $531MQ4 ’20: $674MQ4 ’20Q1 ’21: $708MQ2 ’21: $796MQ3 ’21: $791MQ4 ’21: $844MQ4 ’21Q1 ’22: $919MQ2 ’22: $826MQ3 ’22: $772MQ4 ’22: $843MQ4 ’22Q1 ’23: $847MQ2 ’23: $1.0BQ3 ’23: $1.0BQ4 ’23: $1.1BQ4 ’23Q1 ’24: $934MQ2 ’24: $969MQ3 ’24: $1.1BQ4 ’24: $1.0BQ4 ’24Q1 ’25: $1.1BQ2 ’25: $1.2BQ3 ’25: $1.3BQ4 ’25: $1.4BQ4 ’25Q1 ’26: $1.4Bfilingsflow.com

Portfolio Composition

By security type
ETP: 59.5%Common Stock: 36.3%Other: 1.6%REIT: 0.9%Closed-End Fund: 0.8%Other: 0.9%
  • ETP · 59.5% · $502M
  • Common Stock · 36.3% · $306M
  • Other · 1.6% · $14M
  • REIT · 0.9% · $8M
  • Closed-End Fund · 0.8% · $7M
  • Other · 0.9% · $7M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
WISDOMTREE TRNEW+42.5K42.5K+$3M$3M
JOHN HANCOCK EXCHANGE TRADEDNEW+43.3K43.3K+$3M$3M
TSMTAIWAN SEMICONDUCTOR MFG LTDNEW+18.0K18.0K+$2M$2M
ATVIEURACTIVISION BLIZZARD INCNEW+24.8K24.8K+$2M$2M
ARK ETF TRNEW+7.3K7.3K+$689,000$689,000
RFREGIONS FINANCIAL CORP NEWNEW+31.6K31.6K+$689,000$689,000
AMPLIFY ETF TRNEW+19.6K19.6K+$501,000$501,000
NTLAINTELLIA THERAPEUTICS INCNEW+4.0K4.0K+$477,000$477,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

34 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ESGDISHARES TRMSCI USA QLT FCT · FALN ANGLS USD · 3 7 YR TREAS BD · CORE S&P MCP ETF · MSCI USA MIN VOL · CORE DIV GRWTH · MSCI USA MMENTM · S&P 500 GRWT ETF · ESG AWR MSCI USA · CORE S&P500 ETF · ESG AWARE MSCI · ESG AW MSCI EAFE · CORE S&P SCP ETF12.47%$105M1.24M
2J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC8.63%$73M1.44M
3AAPLAPPLE INChistory →COM3.51%$30M166.6K
4XLUSELECT SECTOR SPDR TRSBI INT-UTILS · ENERGY2.74%$23M365.9K
5INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT2.69%$23M139.3K
6VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF · ALLWRLD EX US2.16%$18M233.2K
7VANECK ETF TRUSTJP MRGAN EM LOC1.91%$16M564.9K
8MSFTMICROSOFT CORPhistory →COM1.76%$15M44.1K
9AMZNAMAZON COM INChistory →COM1.60%$13M4.0K
10INVESCO EXCH TRADED FD TR IITAXABLE MUN BD · S&P500 LOW VOL1.28%$11M261.4K
11ISHARES INCEM MKTS DIV ETF1.14%$10M249.7K
12JNJJOHNSON & JOHNSONhistory →COM1.03%$9M50.7K
13GOOGALPHABET INChistory →CAP STK CL C1.01%$8M2.9K
14SCHWAB STRATEGIC TRUS DIVIDEND EQ · US BRD MKT ETF0.98%$8M88.1K
15NVDANVIDIA CORPORATIONCOM0.90%$8M25.7K
16VANGUARD INDEX FDSTOTAL STK MKT0.90%$8M31.3K
17FIRST TR EXCHNG TRADED FD VICEF INCM OPPTY0.81%$7M267.0K
18SPDR SER TRPORTFOLIO S&P4000.74%$6M126.1K
19PGPROCTER AND GAMBLE COCOM0.73%$6M37.9K
20HDHOME DEPOT INCCOM0.68%$6M13.8K
21SSGA ACTIVE ETF TRSPDR TR TACTIC0.66%$6M117.1K
22DUKDUKE ENERGY CORP NEWCOM NEW0.57%$5M46.1K
23AVGOBROADCOM INCCOM0.55%$5M7.0K
24METAMETA PLATFORMS INCCL A0.53%$4M13.3K
25LOWLOWES COS INCCOM0.53%$4M17.3K
26JPMJPMORGAN CHASE & COCOM0.53%$4M28.1K
27AMPLIFY ETF TRBLACKSWAN GRWT0.52%$4M127.2K
28EXMOCEXXON MOBIL CORPCOM0.52%$4M71.6K
29PYPLPAYPAL HLDGS INCCOM0.51%$4M22.8K
30PFEPFIZER INCCOM0.49%$4M70.3K
31ABBVABBVIE INCCOM0.49%$4M30.7K
32FIRST TR EXCHANGE-TRADED FDMULTI ASSET DI0.46%$4M235.0K
33PROSHARES TRS&P 500 DV ARIST0.46%$4M39.5K
34DFAUDIMENSIONAL ETF TRUSTUS CORE EQT MKT0.44%$4M113.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.4B1,206May 5, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.4B1,164Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.3B1,084Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.2B1,054Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.1B1,000Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.0B933Jan 23, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B981Oct 30, 202413F-HRchanges · EDGAR ↗
Q2 2024$969M966Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$934M952Apr 25, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.1B978Feb 1, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.0B945Nov 2, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.0B875Jul 28, 202313F-HRchanges · EDGAR ↗
Q1 2023$847M873Apr 21, 202313F-HRchanges · EDGAR ↗
Q4 2022$843M802Feb 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$772M812Oct 26, 202213F-HRchanges · EDGAR ↗
Q2 2022$826M826Jul 22, 202213F-HRchanges · EDGAR ↗
Q1 2022$919M837May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$844M812Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$791M758Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$796M779Jul 27, 202113F-HRchanges · EDGAR ↗
Q1 2021$708M727May 5, 202113F-HRchanges · EDGAR ↗
Q4 2020$674M705Jan 25, 202113F-HRchanges · EDGAR ↗
Q3 2020$531M630Oct 19, 202013F-HRchanges · EDGAR ↗
Q2 2020$494M578Aug 5, 202013F-HRchanges · EDGAR ↗
Q1 2020$410M567Apr 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$374M553Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$359M1,425Oct 17, 201913F-HRchanges · EDGAR ↗
Q2 2019$329M1,440Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$268M1,258Apr 23, 201913F-HRchanges · EDGAR ↗
Q4 2018$234M1,255Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.