SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Capital Investment Advisory Services, LLC

CIK 0001659203 · 100 E. SIX FORKS RD., SUITE 200, RALEIGH, NC, 27609 · 919-831-2370

Reported Value
$791M
Q3 2021
Positions
758
Filings on Record
30
2019–present window
Filed
Oct 28, 2021
original filing

Summary

Capital Investment Advisory Services, LLC reported $791M in U.S.-listed holdings across 758 positions for Q3 2021.

Its largest position, J P Morgan Exchange Traded F, represents 8.4% of the portfolio.

Compared with Q2 2021, the fund opened 46 new positions and exited 67.

Portfolio Metrics

Turnover
+17.7%
vs prior filed quarter
Top-10 Concentration
+30.4%
share of reported value
Largest Position
+8.4%
J P Morgan Exchange Traded F
New / Exited
46 / 67
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $234MQ4 ’18Q1 ’19: $268MQ2 ’19: $329MQ3 ’19: $359MQ4 ’19: $374MQ4 ’19Q1 ’20: $410MQ2 ’20: $494MQ3 ’20: $531MQ4 ’20: $674MQ4 ’20Q1 ’21: $708MQ2 ’21: $796MQ3 ’21: $791MQ4 ’21: $844MQ4 ’21Q1 ’22: $919MQ2 ’22: $826MQ3 ’22: $772MQ4 ’22: $843MQ4 ’22Q1 ’23: $847MQ2 ’23: $1.0BQ3 ’23: $1.0BQ4 ’23: $1.1BQ4 ’23Q1 ’24: $934MQ2 ’24: $969MQ3 ’24: $1.1BQ4 ’24: $1.0BQ4 ’24Q1 ’25: $1.1BQ2 ’25: $1.2BQ3 ’25: $1.3BQ4 ’25: $1.4BQ4 ’25Q1 ’26: $1.4Bfilingsflow.com

Portfolio Composition

By security type
ETP: 61.8%Common Stock: 34.2%Other: 1.8%Closed-End Fund: 0.8%REIT: 0.8%Other: 0.6%
  • ETP · 61.8% · $489M
  • Common Stock · 34.2% · $271M
  • Other · 1.8% · $14M
  • Closed-End Fund · 0.8% · $6M
  • REIT · 0.8% · $6M
  • Other · 0.6% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+128.2K128.2K+$3M$3M
ORBITAL ENERGY GROUP INCNEW+514.2K514.2K+$2M$2M
ISHARES TRNEW+67.8K67.8K+$1M$1M
WYNNWYNN RESORTS LTDNEW+12.8K12.8K+$1M$1M
ISHARES U S ETF TRNEW+11.0K11.0K+$1M$1M
GENERAL ELECTRIC CONEW+8.2K8.2K+$848,000$848,000
BGLDFIRST TR EXCHANGE-TRADED FDNEW+38.1K38.1K+$714,000$714,000
INNOVATIVE INDL PPTYS INCNEW+2.1K2.1K+$490,000$490,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

33 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ESGDISHARES TRMSCI USA QLT FCT · CORE S&P SCP ETF · FALN ANGLS USD · 3 7 YR TREAS BD · CORE S&P MCP ETF · CORE DIV GRWTH · MSCI USA MMENTM · S&P 500 GRWT ETF · ESG AWR MSCI USA · MSCI USA MIN VOL · CORE S&P500 ETF · ESG AWARE MSCI · ESG AW MSCI EAFE · LATN AMER 40 ETF · US TREAS BD ETF14.11%$112M1.53M
2J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC8.36%$66M1.30M
3INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT5.50%$44M290.4K
4AAPLAPPLE INChistory →COM3.04%$24M169.8K
5XLUSELECT SECTOR SPDR TRSBI INT-UTILS · ENERGY2.62%$21M358.9K
6VANGUARD INTL EQUITY INDEX FALLWRLD EX US · TT WRLD ST ETF2.12%$17M220.0K
7VANECK ETF TRUSTJP MRGAN EM LOC2.03%$16M534.8K
8AMZNAMAZON COM INChistory →COM1.71%$13M4.1K
9MSFTMICROSOFT CORPhistory →COM1.58%$13M44.4K
10JNJJOHNSON & JOHNSONhistory →COM1.38%$11M67.5K
11ISHARES INCEM MKTS DIV ETF1.13%$9M230.2K
12VANGUARD INDEX FDSTOTAL STK MKT0.96%$8M34.3K
13GOOGALPHABET INCCAP STK CL C0.96%$8M2.8K
14SCHWAB STRATEGIC TRUS BRD MKT ETF · INTL EQTY ETF0.92%$7M128.0K
15FIRST TR EXCHNG TRADED FD VICEF INCM OPPTY0.81%$6M259.0K
16INVESCO EXCH TRADED FD TR IITAXABLE MUN BD0.81%$6M194.7K
17SSGA ACTIVE ETF TRSPDR TR TACTIC0.75%$6M122.3K
18NVDANVIDIA CORPORATIONCOM0.71%$6M27.2K
19SPDR SER TRPORTFOLIO S&P4000.68%$5M117.0K
20AMPLIFY ETF TRBLACKSWAN GRWT0.59%$5M137.1K
21JPMJPMORGAN CHASE & COCOM0.56%$4M27.3K
22DUKDUKE ENERGY CORP NEWCOM NEW0.55%$4M44.5K
23PGPROCTER AND GAMBLE COCOM0.53%$4M30.2K
24EXMOCEXXON MOBIL CORPCOM0.52%$4M70.3K
25HDHOME DEPOT INCCOM0.50%$4M12.1K
26VVISA INCCOM CL A0.49%$4M17.6K
27FIRST TR EXCHANGE-TRADED FDMULTI ASSET DI0.49%$4M238.2K
28DISDISNEY WALT COCOM0.49%$4M22.7K
29AVGOBROADCOM INCCOM0.47%$4M7.7K
30DFAUDIMENSIONAL ETF TRUSTUS CORE EQT MKT0.47%$4M122.4K
31LOWLOWES COS INCCOM0.45%$4M17.7K
32PROSHARES TRS&P 500 DV ARIST0.44%$3M39.4K
33BACBK OF AMERICA CORPCOM0.41%$3M76.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.4B1,206May 5, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.4B1,164Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.3B1,084Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.2B1,054Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.1B1,000Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.0B933Jan 23, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B981Oct 30, 202413F-HRchanges · EDGAR ↗
Q2 2024$969M966Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$934M952Apr 25, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.1B978Feb 1, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.0B945Nov 2, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.0B875Jul 28, 202313F-HRchanges · EDGAR ↗
Q1 2023$847M873Apr 21, 202313F-HRchanges · EDGAR ↗
Q4 2022$843M802Feb 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$772M812Oct 26, 202213F-HRchanges · EDGAR ↗
Q2 2022$826M826Jul 22, 202213F-HRchanges · EDGAR ↗
Q1 2022$919M837May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$844M812Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$791M758Oct 28, 202113F-HRchanges · EDGAR ↗
Q2 2021$796M779Jul 27, 202113F-HRchanges · EDGAR ↗
Q1 2021$708M727May 5, 202113F-HRchanges · EDGAR ↗
Q4 2020$674M705Jan 25, 202113F-HRchanges · EDGAR ↗
Q3 2020$531M630Oct 19, 202013F-HRchanges · EDGAR ↗
Q2 2020$494M578Aug 5, 202013F-HRchanges · EDGAR ↗
Q1 2020$410M567Apr 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$374M553Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$359M1,425Oct 17, 201913F-HRchanges · EDGAR ↗
Q2 2019$329M1,440Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$268M1,258Apr 23, 201913F-HRchanges · EDGAR ↗
Q4 2018$234M1,255Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.